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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMT icon
2501
Kennametal
KMT
$2.38B
$71K ﹤0.01%
2,447
-169
-6% -$4.47K
NC icon
2502
NACCO Industries
NC
$322M
$71K ﹤0.01%
4,596
– –
NGVT icon
2503
Ingevity
NGVT
$2.64B
$71K ﹤0.01%
1,555
+586
+60% +$24.7K
PXH icon
2504
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$71K ﹤0.01%
3,989
+2,527
+173% +$44.4K
RXL icon
2505
ProShares Ultra Health Care
RXL
$89.6M
$71K ﹤0.01%
4,424
+2,980
+206% +$50.3K
SIG icon
2506
Signet Jewelers
SIG
$3.52B
$71K ﹤0.01%
934
+12
+1% +$1.01K
WTS icon
2507
Watts Water Technologies
WTS
$12.8B
$71K ﹤0.01%
1,100
-134
-11% -$8.42K
IBMH
2508
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$71K ﹤0.01%
2,792
+1,955
+234% +$50.4K
CVRR
2509
DELISTED
CVR Refining, LP
CVRR
$71K ﹤0.01%
8,124
+342
+4% +$2.43K
BNCN
2510
DELISTED
BNC Bancorp
BNCN
$71K ﹤0.01%
2,881
– –
CE icon
2511
Celanese
CE
$5.01B
$70K ﹤0.01%
1,043
-169
-14% -$11.1K
LRGF icon
2512
iShares US Equity Factor ETF
LRGF
$3.74B
$70K ﹤0.01%
2,783
+360
+15% +$8.99K
OSK icon
2513
Oshkosh
OSK
$9.44B
$70K ﹤0.01%
1,252
+4
+0.3% +$211
FVL
2514
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
$70K ﹤0.01%
3,381
– –
INXN
2515
DELISTED
Interxion Holding N.V.
INXN
$70K ﹤0.01%
1,931
-98
-5% -$3.66K
ARGT icon
2516
Global X MSCI Argentina ETF
ARGT
$808M
$69K ﹤0.01%
2,871
+456
+19% +$10.4K
CPRI icon
2517
Capri Holdings
CPRI
$1.74B
$69K ﹤0.01%
1,480
-161
-10% -$8.03K
DLX icon
2518
Deluxe
DLX
$1.1B
$69K ﹤0.01%
1,049
-23
-2% -$1.56K
SLAB icon
2519
Silicon Laboratories
SLAB
$7.29B
$69K ﹤0.01%
1,177
+105
+10% +$5.67K
SLQD icon
2520
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$69K ﹤0.01%
1,348
+391
+41% +$19.9K
TCRT icon
2521
Alaunos Therapeutics
TCRT
$4.71M
$69K ﹤0.01%
83
+19
+30% +$15.3K
TIMB icon
2522
TIM SA
TIMB
$8.29B
$69K ﹤0.01%
5,678
– –
URA icon
2523
Global X Uranium ETF
URA
$6.27B
$69K ﹤0.01%
5,294
– –
LSXMK
2524
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$69K ﹤0.01%
2,673
+981
+58% +$24.8K
LHCG
2525
DELISTED
LHC Group LLC
LHCG
$69K ﹤0.01%
1,886
-397
-17% -$15.9K
99 100
101
102 103

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.