We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBRC
2501
DELISTED
Columbia Beyond BRICs ETF
BBRC
$48K ﹤0.01%
3,018
+50
+2% +$865
CTCT
2502
DELISTED
CONSTANT CONTACT, INC COM
CTCT
$48K ﹤0.01%
2,000
– –
MNRK
2503
DELISTED
MONARCH FINANCIAL HOLDINGS INC COM STK
MNRK
$48K ﹤0.01%
4,290
+2,640
+160% +$30.3K
AL
2504
DELISTED
Air Lease Corp
AL
$47K ﹤0.01%
1,519
+287
+23% +$9.55K
CEMB icon
2505
iShares JPMorgan EM Corporate Bond ETF
CEMB
$412M
$47K ﹤0.01%
1,006
-8,669
-90% -$420K
DGT icon
2506
State Street SPDR Global Dow ETF
DGT
$630M
$47K ﹤0.01%
769
-340
-31% -$22.9K
EDD
2507
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$372M
$47K ﹤0.01%
6,679
-1,859
-22% -$14.5K
FMB icon
2508
First Trust Managed Municipal ETF
FMB
$2.06B
$47K ﹤0.01%
919
+719
+360% +$36.8K
LEA icon
2509
Lear
LEA
$8.32B
$47K ﹤0.01%
428
+129
+43% +$13.4K
LII icon
2510
Lennox International
LII
$14.6B
$47K ﹤0.01%
411
+94
+30% +$11K
NAT icon
2511
Nordic American Tanker
NAT
$1.42B
$47K ﹤0.01%
3,093
-6,013
-66% -$89.5K
RSPD icon
2512
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$334M
$47K ﹤0.01%
1,632
-18,105
-92% -$537K
TMX
2513
DELISTED
Terminix Global Holdings, Inc.
TMX
$47K ﹤0.01%
2,077
+1,254
+152% +$30K
GWR
2514
DELISTED
Genesee & Wyoming Inc.
GWR
$47K ﹤0.01%
795
-704
-47% -$48.5K
BID
2515
DELISTED
Sotheby's
BID
$47K ﹤0.01%
1,485
-443
-23% -$17K
SPNC
2516
DELISTED
Spectranetics Corp
SPNC
$47K ﹤0.01%
4,001
-222
-5% -$3.98K
CST
2517
DELISTED
CST Brands, Inc.
CST
$47K ﹤0.01%
1,383
-132
-9% -$4.78K
CSI
2518
DELISTED
Cutwater Select Income Fund
CSI
$47K ﹤0.01%
2,500
-100
-4% -$1.88K
DST
2519
DELISTED
DST Systems Inc.
DST
$47K ﹤0.01%
890
-24,508
-96% -$1.36M
AEO icon
2520
American Eagle Outfitters
AEO
$2.71B
$46K ﹤0.01%
2,947
+1,099
+59% +$18.8K
CXW icon
2521
CoreCivic
CXW
$3.25B
$46K ﹤0.01%
1,545
-376
-20% -$12.1K
KYNB
2522
Kyntra Bio
KYNB
$28.5M
$46K ﹤0.01%
84
-4
-5% -$2.42K
MMD
2523
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$46K ﹤0.01%
2,600
+1,600
+160% +$27.9K
OXM icon
2524
Oxford Industries
OXM
$543M
$46K ﹤0.01%
620
+435
+235% +$36.1K
VTNR
2525
DELISTED
Vertex Energy, Inc
VTNR
$46K ﹤0.01%
21,500
-4,000
-16% -$8.86K
99 100
101
102 103

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.