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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.99%
2 Industrials 4.38%
3 Technology 4.07%
4 Financials 3.98%
5 Consumer Staples 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMB
2501
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$21K ﹤0.01%
2,000
-18,225
-90% -$188K
GBCI icon
2502
Glacier Bancorp
GBCI
$6.48B
$21K ﹤0.01%
720
-6
-0.8% -$168
GPI icon
2503
Group 1 Automotive
GPI
$3.17B
$21K ﹤0.01%
294
+225
+326% +$15.3K
IPI icon
2504
Intrepid Potash
IPI
$490M
$21K ﹤0.01%
135
-210
-61% -$32.6K
ORN icon
2505
Orion Group Holdings
ORN
$402M
$21K ﹤0.01%
1,727
– –
PDN icon
2506
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$367M
$21K ﹤0.01%
737
+2
+0.3% +$55
PRAA icon
2507
PRA Group
PRAA
$762M
$21K ﹤0.01%
394
-8
-2% -$455
PRK icon
2508
Park National Corp
PRK
$3.72B
$21K ﹤0.01%
250
– –
SBAC icon
2509
SBA Communications
SBAC
$19.8B
$21K ﹤0.01%
234
+85
+57% +$7.3K
STC icon
2510
Stewart Information Services
STC
$2B
$21K ﹤0.01%
628
– –
VKI icon
2511
Invesco Advantage Municipal Income Trust II
VKI
$398M
$21K ﹤0.01%
2,000
-1,601
-44% -$16.6K
INFI
2512
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$21K ﹤0.01%
+1,500
New +$21.2K
AIG.WS
2513
DELISTED
American International Group, Inc.
AIG.WS
$21K ﹤0.01%
1,033
-21
-2% -$421
MDCO
2514
DELISTED
Medicines Co
MDCO
$21K ﹤0.01%
552
-20
-3% -$715
GHDX
2515
DELISTED
Genomic Health, Inc.
GHDX
$21K ﹤0.01%
734
– –
DATA
2516
DELISTED
Tableau Software, Inc.
DATA
$21K ﹤0.01%
300
– –
EGN
2517
DELISTED
Energen
EGN
$21K ﹤0.01%
303
+241
+389% +$18.1K
SHLD
2518
DELISTED
Sears Holding Corporation
SHLD
$21K ﹤0.01%
572
-813
-59% -$34.3K
BGC
2519
DELISTED
General Cable Corporation
BGC
$21K ﹤0.01%
709
-16,235
-96% -$492K
REDF
2520
DELISTED
REDIFF.COM INDIA LTD ADS
REDF
$21K ﹤0.01%
9,000
+7,700
+592% +$17.9K
NPBC
2521
DELISTED
NATL PENN BANCSHARES INC
NPBC
$21K ﹤0.01%
1,868
– –
SFG
2522
DELISTED
STANCORP FINL GRP
SFG
$21K ﹤0.01%
320
-1
-0.3% -$62
CYBX
2523
DELISTED
CYBERONICS INC
CYBX
$21K ﹤0.01%
323
+25
+8% +$1.52K
RBS.PRN
2524
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$21K ﹤0.01%
1,001
-250
-20% -$5.26K
PAL
2525
DELISTED
NORTH AMERICAN PALLADIUM LTD
PAL
$21K ﹤0.01%
43,636
– –
99 100
101
102 103

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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 5% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.