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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RNF
2501
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$19K ﹤0.01%
781
+22
+3% +$617
CBST
2502
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$19K ﹤0.01%
300
– –
MRF
2503
DELISTED
AMERICAN INCOME FUND
MRF
$19K ﹤0.01%
2,515
-2,300
-48% -$17.1K
AWH
2504
DELISTED
Allied World Assurance Co Hld Lt
AWH
$19K ﹤0.01%
555
– –
UBA
2505
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$19K ﹤0.01%
950
+500
+111% +$10.2K
LDK
2506
DELISTED
LDK SOLAR CO LTD.
LDK
$19K ﹤0.01%
10,000
– –
RHT
2507
DELISTED
Red Hat Inc
RHT
$19K ﹤0.01%
416
-29
-7% -$1.47K
AEF
2508
abrdn Emerging Markets Equity Income Fund
AEF
$385M
$18K ﹤0.01%
1,329
+15
+1% +$207
ANF icon
2509
Abercrombie & Fitch
ANF
$4.84B
$18K ﹤0.01%
502
-237
-32% -$10.5K
ANIK icon
2510
Anika Therapeutics
ANIK
$283M
$18K ﹤0.01%
+750
New +$16.8K
CHDN icon
2511
Churchill Downs
CHDN
$6.2B
$18K ﹤0.01%
1,212
– –
CPRT icon
2512
Copart
CPRT
$27.2B
$18K ﹤0.01%
4,592
-9,328
-67% -$38K
FR icon
2513
First Industrial Realty Trust
FR
$8.4B
$18K ﹤0.01%
1,114
+164
+17% +$2.64K
GBCI icon
2514
Glacier Bancorp
GBCI
$6.48B
$18K ﹤0.01%
726
+27
+4% +$648
GBF icon
2515
iShares Government/Credit Bond ETF
GBF
$128M
$18K ﹤0.01%
160
-1,045
-87% -$115K
GCO icon
2516
Genesco
GCO
$394M
$18K ﹤0.01%
279
-32
-10% -$2.19K
GOVI icon
2517
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$18K ﹤0.01%
580
-500
-46% -$15K
HEI icon
2518
HEICO Corp
HEI
$51.9B
$18K ﹤0.01%
806
+565
+234% +$11.1K
IIIN icon
2519
Insteel Industries
IIIN
$634M
$18K ﹤0.01%
1,105
+2
+0.2% +$34
JHS
2520
John Hancock Income Securities Trust
JHS
$128M
$18K ﹤0.01%
1,250
– –
JKS
2521
JinkoSolar
JKS
$853M
$18K ﹤0.01%
800
– –
KWR icon
2522
Quaker Houghton
KWR
$2.95B
$18K ﹤0.01%
250
– –
LBTYA icon
2523
Liberty Global Class A
LBTYA
$3.58B
$18K ﹤0.01%
538
-124
-19% -$4.01K
MATX icon
2524
Matsons
MATX
$6.39B
$18K ﹤0.01%
701
+300
+75% +$8.31K
MSA icon
2525
Mine Safety
MSA
$7.32B
$18K ﹤0.01%
350
+31
+10% +$1.58K
99 100
101
102 103

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.