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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STML
2476
DELISTED
Stemline Therapeutics, Inc.
STML
$120K ﹤0.01%
10,774
-1,920
-15% -$18.1K
DTF
2477
DTF Tax-Free Income 2028 Term Fund
DTF
$81.1M
$119K ﹤0.01%
8,384
– –
ELME
2478
Elme Communities
ELME
$145M
$119K ﹤0.01%
3,622
+1,078
+42% +$35.1K
PCQ
2479
Pimco California Municipal Income Fund
PCQ
$168M
$119K ﹤0.01%
6,947
+4,558
+191% +$77.7K
CW icon
2480
Curtiss-Wright
CW
$25.4B
$118K ﹤0.01%
1,136
-983
-46% -$95.4K
TCOM icon
2481
Trip.com Group
TCOM
$28.3B
$118K ﹤0.01%
2,239
+26
+1% +$1.41K
TRVG
2482
trivago
TRVG
$366M
$118K ﹤0.01%
2,170
-42
-2% -$3.54K
UNG icon
2483
United States Natural Gas Fund
UNG
$488M
$118K ﹤0.01%
1,115
+542
+95% +$57.2K
VET icon
2484
Vermilion Energy
VET
$1.72B
$118K ﹤0.01%
3,314
-272
-8% -$8.94K
Z icon
2485
Zillow
Z
$8.08B
$118K ﹤0.01%
2,904
+551
+23% +$23.3K
ENZL icon
2486
iShares MSCI New Zealand ETF
ENZL
$82.6M
$117K ﹤0.01%
2,475
-89
-3% -$4.17K
FXE icon
2487
Invesco CurrencyShares Euro Currency Trust
FXE
$340M
$117K ﹤0.01%
1,028
+882
+604% +$100K
LFUS icon
2488
Littelfuse
LFUS
$11.4B
$117K ﹤0.01%
597
-27
-4% -$4.9K
ON icon
2489
ON Semiconductor
ON
$31.8B
$117K ﹤0.01%
6,316
+760
+14% +$12.2K
UFPI icon
2490
UFP Industries
UFPI
$5.03B
$117K ﹤0.01%
3,585
+2,859
+394% +$82.5K
WABC icon
2491
Westamerica Bancorp
WABC
$1.38B
$117K ﹤0.01%
1,962
-186
-9% -$10K
CX icon
2492
Cemex
CX
$16B
$116K ﹤0.01%
12,788
-4,011
-24% -$38K
GSBC icon
2493
Great Southern Bancorp
GSBC
$889M
$116K ﹤0.01%
2,054
-2,054
-50% -$106K
MHD icon
2494
BlackRock MuniHoldings Fund
MHD
$611M
$116K ﹤0.01%
6,625
-6,686
-50% -$119K
SMM
2495
DELISTED
Salient Midstream & MLP Fund
SMM
$116K ﹤0.01%
10,009
+1,191
+14% +$13.5K
BFK
2496
DELISTED
BlackRock Municipal Income Trust
BFK
$115K ﹤0.01%
8,036
-2,600
-24% -$37.5K
SCJ icon
2497
iShares MSCI Japan Small-Cap ETF
SCJ
$265M
$115K ﹤0.01%
1,552
-36
-2% -$2.59K
HTO
2498
H2O America
HTO
$2.65B
$115K ﹤0.01%
2,029
+1,759
+651% +$94.6K
IWX icon
2499
iShares Russell Top 200 Value ETF
IWX
$4.04B
$114K ﹤0.01%
2,290
-564
-20% -$27.6K
TEAM icon
2500
Atlassian
TEAM
$42.1B
$114K ﹤0.01%
3,225
-1,180
-27% -$41.9K
98 99
100
101 102

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.