We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKK
2476
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$74K ﹤0.01%
4,500
+1,000
+29% +$16.4K
CNQ icon
2477
Canadian Natural Resources
CNQ
$98.9B
$73K ﹤0.01%
4,652
+4
+0.1% +$61
GLV
2478
Clough Global Dividend & Income Fund
GLV
$78.2M
$73K ﹤0.01%
6,030
+21
+0.3% +$252
TEX icon
2479
Terex
TEX
$7.76B
$73K ﹤0.01%
2,889
+1,425
+97% +$33.2K
TITN icon
2480
Titan Machinery
TITN
$429M
$73K ﹤0.01%
7,020
– –
VLUE icon
2481
iShares MSCI USA Value Factor ETF
VLUE
$9.78B
$73K ﹤0.01%
1,118
-294
-21% -$19K
CEQP
2482
DELISTED
Crestwood Equity Partners LP
CEQP
$73K ﹤0.01%
3,461
+31
+0.9% +$647
ATCO
2483
DELISTED
Atlas Corp.
ATCO
$73K ﹤0.01%
5,570
-76
-1% -$1.1K
GM.WS.B
2484
DELISTED
General Motors Company
GM.WS.B
$73K ﹤0.01%
5,308
-300
-5% -$4.02K
BEAT
2485
DELISTED
BioTelemetry, Inc.
BEAT
$73K ﹤0.01%
3,930
-300
-7% -$5.66K
LPNT
2486
DELISTED
LifePoint Health, Inc.
LPNT
$73K ﹤0.01%
1,219
-102
-8% -$6.12K
AMCX icon
2487
AMC Global Media
AMCX
$510M
$72K ﹤0.01%
1,394
+309
+28% +$16.9K
DIM icon
2488
WisdomTree International MidCap Dividend Fund
DIM
$169M
$72K ﹤0.01%
1,290
– –
MED icon
2489
Medifast
MED
$128M
$72K ﹤0.01%
1,894
+13
+0.7% +$466
NKTR icon
2490
Nektar Therapeutics
NKTR
$2.47B
$72K ﹤0.01%
276
+53
+24% +$13.6K
SSL icon
2491
Sasol
SSL
$7.39B
$72K ﹤0.01%
2,662
-69
-3% -$1.86K
TTEK icon
2492
Tetra Tech
TTEK
$9.35B
$72K ﹤0.01%
10,090
-2,850
-22% -$19.3K
USDP
2493
DELISTED
USD PARTNERS LP
USDP
$72K ﹤0.01%
5,800
+2,600
+81% +$29.6K
CLVS
2494
DELISTED
Clovis Oncology, Inc.
CLVS
$72K ﹤0.01%
+2,000
New +$42.9K
ZIXI
2495
DELISTED
Zix Corporation
ZIXI
$72K ﹤0.01%
17,600
– –
BPOP icon
2496
Popular Inc
BPOP
$11.3B
$71K ﹤0.01%
1,855
+51
+3% +$1.82K
DBB icon
2497
Invesco DB Base Metals Fund
DBB
$315M
$71K ﹤0.01%
5,065
+3,660
+260% +$49.8K
DEA
2498
Easterly Government Properties
DEA
$1.17B
$71K ﹤0.01%
+1,489
New +$73.3K
EWZS icon
2499
iShares MSCI Brazil Small-Cap ETF
EWZS
$205M
$71K ﹤0.01%
+6,072
New +$69.5K
HHH icon
2500
Howard Hughes
HHH
$3.98B
$71K ﹤0.01%
655
+312
+91% +$34.6K
98 99
100
101 102

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.