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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFC
2476
Ellington Financial
EFC
$1.76B
$49K ﹤0.01%
2,752
+600
+28% +$11K
EWQ icon
2477
iShares MSCI France ETF
EWQ
$332M
$49K ﹤0.01%
+2,056
New +$52.7K
IHDG icon
2478
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$49K ﹤0.01%
1,973
+519
+36% +$13.6K
MUJ icon
2479
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$655M
$49K ﹤0.01%
3,631
– –
NAD icon
2480
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$49K ﹤0.01%
3,585
+60
+2% +$816
NDSN icon
2481
Nordson
NDSN
$17.2B
$49K ﹤0.01%
774
-26
-3% -$1.83K
RAMP icon
2482
LiveRamp
RAMP
$2.3B
$49K ﹤0.01%
2,536
+548
+28% +$10.6K
TARO
2483
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$49K ﹤0.01%
341
+83
+32% +$11.6K
LM
2484
DELISTED
Legg Mason, Inc.
LM
$49K ﹤0.01%
1,182
-1,952
-62% -$90.4K
PIR
2485
DELISTED
Pier 1 Imports, Inc.
PIR
$49K ﹤0.01%
355
+177
+99% +$38.6K
INB
2486
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$49K ﹤0.01%
5,134
-400
-7% -$4.23K
PXR
2487
DELISTED
Invesco Emerging Markets Infrastructure ETF
PXR
$49K ﹤0.01%
1,680
– –
IBME
2488
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
$49K ﹤0.01%
1,860
– –
NMA
2489
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$49K ﹤0.01%
3,696
+289
+8% +$3.81K
SLH
2490
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
$49K ﹤0.01%
907
+199
+28% +$9.04K
EBIX
2491
DELISTED
Ebix Inc
EBIX
$49K ﹤0.01%
1,943
-855
-31% -$25.3K
AKR icon
2492
Acadia Realty Trust
AKR
$2.86B
$48K ﹤0.01%
1,586
+16
+1% +$492
CRUS icon
2493
Cirrus Logic
CRUS
$6.07B
$48K ﹤0.01%
1,520
-1,300
-46% -$39.8K
FOF icon
2494
Cohen & Steers Closed End Opportunity Fund
FOF
$382M
$48K ﹤0.01%
4,464
+24
+0.5% +$279
IRDM icon
2495
Iridium Communications
IRDM
$5.32B
$48K ﹤0.01%
7,760
-446
-5% -$3.24K
PFD
2496
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$48K ﹤0.01%
3,800
-511
-12% -$6.67K
PSMT icon
2497
Pricesmart
PSMT
$5.56B
$48K ﹤0.01%
614
+51
+9% +$4.59K
TMV icon
2498
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$195M
$48K ﹤0.01%
700
+556
+386% +$41.7K
WHLR
2499
Wheeler Real Estate Investment Trust
WHLR
$339K
– –
0
– –
INVX
2500
Innovex International
INVX
$2.18B
$48K ﹤0.01%
833
+68
+9% +$4.33K
98 99
100
101 102

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.