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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQE icon
2476
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.45B
$22K ﹤0.01%
+800
New +$20.6K
SON icon
2477
Sonoco
SON
$5.74B
$22K ﹤0.01%
536
+23
+4% +$926
UAL icon
2478
United Airlines
UAL
$40.6B
$22K ﹤0.01%
560
+493
+736% +$17.3K
UNFI icon
2479
United Natural Foods
UNFI
$2.9B
$22K ﹤0.01%
288
-6
-2% -$424
USNA icon
2480
Usana Health Sciences
USNA
$250M
$22K ﹤0.01%
570
– –
VPG icon
2481
Vishay Precision Group
VPG
$908M
$22K ﹤0.01%
1,503
– –
CTR
2482
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$22K ﹤0.01%
200
– –
ANH
2483
DELISTED
Anworth Mortgage Asset Corporation
ANH
$22K ﹤0.01%
5,270
+315
+6% +$1.42K
EOCC
2484
DELISTED
Enel Generacion Chile S.A.
EOCC
$22K ﹤0.01%
723
– –
NSM
2485
DELISTED
Nationstar Mortgage Holdings
NSM
$22K ﹤0.01%
591
-826
-58% -$37K
SFY
2486
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$22K ﹤0.01%
1,615
+600
+59% +$7.91K
GTI
2487
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$22K ﹤0.01%
2,000
– –
AEC
2488
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$22K ﹤0.01%
1,347
+12
+0.9% +$185
PEOP
2489
DELISTED
PEOPLES FED BANCSHARES INC COM STK (MD)
PEOP
$22K ﹤0.01%
1,250
– –
ACO
2490
DELISTED
AMCOL International Corp
ACO
$22K ﹤0.01%
653
-4
-0.6% -$128
BBL
2491
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$22K ﹤0.01%
353
-250
-41% -$15.1K
MDD
2492
DELISTED
SPDR S&P INTERNATIONAL MID CAP ETF
MDD
$22K ﹤0.01%
667
– –
KKD
2493
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$22K ﹤0.01%
1,145
+416
+57% +$9.39K
OPLK
2494
DELISTED
OPLINK COMMUNICATIONS INC
OPLK
$22K ﹤0.01%
1,200
+700
+140% +$12.2K
SNDS
2495
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$22K ﹤0.01%
949
+849
+849% +$19.7K
AGM icon
2496
Federal Agricultural Mortgage
AGM
$2.58B
$21K ﹤0.01%
600
– –
CADE
2497
DELISTED
Cadence Bank
CADE
$21K ﹤0.01%
822
-2
-0.2% -$46
CET
2498
Central Securities Corp
CET
$1.63B
$21K ﹤0.01%
959
– –
CVI icon
2499
CVR Energy
CVI
$3.52B
$21K ﹤0.01%
482
-43
-8% -$1.67K
DEW icon
2500
WisdomTree Global High Dividend Fund
DEW
$156M
$21K ﹤0.01%
435
– –
98 99
100
101 102

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.