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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNJ
2476
DELISTED
NUVEEN (NJ)PREM INCM MUNI FUND
NNJ
$20K ﹤0.01%
1,484
+23
+2% +$309
MZA
2477
DELISTED
BlackRock MuniYield Arizona Fund, Inc
MZA
$20K ﹤0.01%
1,515
– –
RBS.PRF.CL
2478
DELISTED
Royal Bk Of Scotland Gp
RBS.PRF.CL
$20K ﹤0.01%
800
– –
EMBJ
2479
Embraer S.A. ADS
EMBJ
$13.2B
$19K ﹤0.01%
600
– –
GWRE icon
2480
Guidewire Software
GWRE
$15.2B
$19K ﹤0.01%
396
– –
HTD
2481
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$904M
$19K ﹤0.01%
1,104
+18
+2% +$326
IART icon
2482
Integra LifeSciences
IART
$1.42B
$19K ﹤0.01%
1,047
– –
IGLB icon
2483
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.8B
$19K ﹤0.01%
346
-45
-12% -$2.49K
MORN icon
2484
Morningstar
MORN
$7.76B
$19K ﹤0.01%
228
+221
+3,157% +$17.1K
MRVL icon
2485
Marvell Technology
MRVL
$199B
$19K ﹤0.01%
1,528
-4,151
-73% -$51.2K
OLED icon
2486
Universal Display
OLED
$4.18B
$19K ﹤0.01%
600
-300
-33% -$9.59K
PSI icon
2487
Invesco Semiconductors ETF
PSI
$2.59B
$19K ﹤0.01%
3,210
– –
RRX icon
2488
Regal Rexnord
RRX
$11.4B
$19K ﹤0.01%
257
-47
-15% -$3.12K
THC icon
2489
Tenet Healthcare
THC
$21.5B
$19K ﹤0.01%
458
-725
-61% -$30.3K
UHT
2490
Universal Health Realty Income Trust
UHT
$573M
$19K ﹤0.01%
460
– –
WERN icon
2491
Werner Enterprises
WERN
$2.31B
$19K ﹤0.01%
806
+30
+4% +$717
SIX
2492
DELISTED
Six Flags Entertainment Corp.
SIX
$19K ﹤0.01%
537
+137
+34% +$4.85K
GARS
2493
DELISTED
Garrison Capital Inc.
GARS
$19K ﹤0.01%
1,317
+17
+1% +$254
JMF
2494
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$19K ﹤0.01%
1,005
-49
-5% -$966
MDCO
2495
DELISTED
Medicines Co
MDCO
$19K ﹤0.01%
572
+41
+8% +$1.31K
SDT
2496
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$19K ﹤0.01%
1,431
-129
-8% -$1.71K
SFLY
2497
DELISTED
Shutterfly, Inc.
SFLY
$19K ﹤0.01%
348
– –
NPI
2498
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$19K ﹤0.01%
1,500
– –
RBS.PRT
2499
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$19K ﹤0.01%
800
– –
NPBC
2500
DELISTED
NATL PENN BANCSHARES INC
NPBC
$19K ﹤0.01%
1,868
-82
-4% -$866
98 99
100
101 102

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AG
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EM
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HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.