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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
226
Qualcomm
QCOM
$176B
$7.58M 0.08%
146,268
-1,242
-0.8% -$65.7K
DON icon
227
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$7.57M 0.08%
227,187
+27,468
+14% +$896K
VFH icon
228
Vanguard Financials ETF
VFH
$13.6B
$7.54M 0.08%
115,375
+3,246
+3% +$205K
IJS icon
229
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$7.48M 0.08%
100,834
+8,552
+9% +$597K
ITA icon
230
iShares US Aerospace & Defense ETF
ITA
$14.7B
$7.47M 0.08%
83,900
+32,040
+62% +$2.69M
HSY icon
231
Hershey
HSY
$36.6B
$7.45M 0.08%
68,274
-3,972
-5% -$423K
XLY icon
232
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$7.44M 0.08%
165,134
-35,426
-18% -$1.59M
KMI icon
233
Kinder Morgan
KMI
$68.7B
$7.41M 0.08%
387,060
+45,169
+13% +$880K
RDS.A
234
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$7.28M 0.08%
120,123
-831
-0.7% -$46.5K
BWX icon
235
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$7.27M 0.08%
258,781
+114,580
+79% +$3.24M
EPD icon
236
Enterprise Products Partners
EPD
$81.7B
$7.26M 0.08%
278,328
-27,716
-9% -$733K
GM icon
237
General Motors
GM
$76.8B
$7.23M 0.08%
178,658
+4,952
+3% +$181K
COF icon
238
Capital One
COF
$134B
$7.17M 0.08%
84,695
+10,339
+14% +$852K
VT icon
239
Vanguard Total World Stock ETF
VT
$79.8B
$7.1M 0.08%
100,417
+8,743
+10% +$606K
PSX icon
240
Phillips 66
PSX
$81.4B
$7.09M 0.08%
77,250
-3,694
-5% -$313K
VTIP icon
241
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$7.08M 0.08%
143,198
+8,858
+7% +$438K
CMCSA icon
242
Comcast
CMCSA
$90B
$7.01M 0.08%
182,479
-30,372
-14% -$1.2M
NEE icon
243
NextEra Energy
NEE
$177B
$7M 0.08%
191,056
+18,544
+11% +$679K
PNQI icon
244
Invesco NASDAQ Internet ETF
PNQI
$551M
$6.92M 0.08%
314,215
+173,695
+124% +$3.78M
BXMX
245
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$6.91M 0.08%
494,420
+38,257
+8% +$530K
DLN icon
246
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$6.89M 0.07%
158,642
+10,168
+7% +$433K
C icon
247
Citigroup
C
$226B
$6.85M 0.07%
93,991
+8,410
+10% +$574K
GIS icon
248
General Mills
GIS
$19.7B
$6.82M 0.07%
131,761
+4,501
+4% +$247K
DEO icon
249
Diageo
DEO
$53.6B
$6.76M 0.07%
51,204
-85
-0.2% -$11K
NVS icon
250
Novartis
NVS
$297B
$6.74M 0.07%
87,626
+2,548
+3% +$192K
8 9
10
11 12

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.