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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
(+7.7%)
Cap. Flow
+$409M
Cap. Flow
% of AUM
5.68%
Top 10 Holdings %
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.2M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$17.5M |
| 3 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$16.5M |
| 4 |
Arbutus Biopharma
ABUS
|
+$15.4M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$14.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$36M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.1M |
| 3 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.1M |
| 4 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$6.94M |
| 5 |
MSC Industrial Direct
MSM
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.15% |
| 2 | Industrials | 5.32% |
| 3 | Technology | 5.28% |
| 4 | Consumer Staples | 4.98% |
| 5 | Healthcare | 4.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
| $5.75M | 0.08% |
141,628
-108,544
| -43% | -$4.25M |
|
|
SPLS
227
DELISTED
Staples Inc
SPLS
| $5.74M | 0.08% |
634,751
+72,872
| +13% | +$635K |
|
228
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
| $5.7M | 0.08% |
114,318
+4,886
| +4% | +$246K |
|
229
CVS Health
CVS
$122B
| $5.7M | 0.08% |
71,201
-3,318
| -4% | -$268K |
|
230
Vanguard Long-Term Bond ETF
BLV
$5.74B
| $5.68M | 0.08% |
62,601
-12,054
| -16% | -$1.11M |
|
231
PNC Financial Services
PNC
$101B
| $5.65M | 0.08% |
49,303
-2,730
| -5% | -$284K |
|
232
Hershey
HSY
$36.6B
| $5.64M | 0.08% |
54,578
+6,749
| +14% | +$666K |
|
233
NextEra Energy
NEE
$177B
| $5.62M | 0.08% |
188,200
+1,144
| +0.6% | +$34.2K |
|
234
iShares Floating Rate Bond ETF
FLOT
$10.5B
| $5.61M | 0.08% |
110,642
+11,172
| +11% | +$567K |
|
235
WisdomTree US MidCap Dividend Fund
DON
$4.09B
| $5.57M | 0.08% |
177,045
+22,899
| +15% | +$699K |
|
236
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
| $5.54M | 0.08% |
74,582
+10,152
| +16% | +$716K |
|
237
CSX Corp
CSX
$93.1B
| $5.53M | 0.08% |
463,056
+107,682
| +30% | +$1.21M |
|
238
Target
TGT
$68B
| $5.52M | 0.08% |
76,788
+19,473
| +34% | +$1.41M |
|
239
FedEx
FDX
$75.4B
| $5.5M | 0.08% |
29,517
+1,690
| +6% | +$310K |
|
240
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $5.47M | 0.08% |
72,114
+15,618
| +28% | +$1.19M |
|
241
Exelon
EXC
$47B
| $5.45M | 0.08% |
215,508
+448
| +0.2% | +$10.6K |
|
242
Novartis
NVS
$297B
| $5.41M | 0.08% |
82,385
+2,435
| +3% | +$158K |
|
243
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
| $5.33M | 0.07% |
133,540
+39,416
| +42% | +$1.53M |
|
244
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
| $5.33M | 0.07% |
124,211
+45,743
| +58% | +$2.01M |
|
245
Paychex
PAYX
$42.7B
| $5.32M | 0.07% |
87,659
+19,418
| +28% | +$1.12M |
|
246
iShares Core MSCI EAFE ETF
IEFA
$196B
| $5.3M | 0.07% |
96,975
+2,296
| +2% | +$123K |
|
247
Mondelez International
MDLZ
$79.9B
| $5.25M | 0.07% |
118,423
+6,024
| +5% | +$260K |
|
248
General Motors
GM
$76.8B
| $5.21M | 0.07% |
149,864
+26,305
| +21% | +$884K |
|
249
First Trust Preferred Securities and Income ETF
FPE
$6.36B
| $5.2M | 0.07% |
273,711
+99,866
| +57% | +$1.92M |
|
|
DD
250
DELISTED
Du Pont De Nemours E I
DD
| $5.2M | 0.07% |
71,074
-2,067
| -3% | -$147K |
|
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review
As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
- Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
- Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
- Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.