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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
(+6.6%)
Cap. Flow
+$257M
Cap. Flow
% of AUM
3.85%
Top 10 Holdings %
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$65.5M |
| 2 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$39.8M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$39.7M |
| 4 |
iShares Russell 2000 Value ETF
IWN
|
+$38.9M |
| 5 |
VanEck Fallen Angel High Yield Bond ETF
ANGL
|
+$18.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$72.2M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$37.9M |
| 3 |
iShares S&P 500 Value ETF
IVE
|
+$19.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$19M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$18.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 5.3% |
| 2 | Financials | 5.29% |
| 3 | Technology | 5.07% |
| 4 | Industrials | 5.07% |
| 5 | Healthcare | 4.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Novartis
NVS
$298B
| $5.66M | 0.08% |
79,950
-795
| -1% | -$57.9K |
|
227
Ventas
VTR
$47.2B
| $5.52M | 0.08% |
78,225
+6,258
| +9% | +$454K |
|
228
Mastercard
MA
$493B
| $5.48M | 0.08% |
53,853
+4,197
| +8% | +$402K |
|
|
XRLV
229
DELISTED
Invesco S&P 500 ex-Rate Sensitive Low Volatility ETF
XRLV
| $5.44M | 0.08% |
196,281
+44,119
| +29% | +$1.23M |
|
230
Brookfield Infrastructure Partners
BIP
$17.5B
| $5.4M | 0.08% |
261,714
+26,154
| +11% | +$502K |
|
231
Global Net Lease
GNL
$1.95B
| $5.36M | 0.08% |
219,286
+43,301
| +25% | +$1.09M |
|
232
Medtronic
MDT
$114B
| $5.29M | 0.08% |
61,284
+1,191
| +2% | +$104K |
|
233
SLB Ltd
SLB
$78.9B
| $5.23M | 0.08% |
66,488
-2,981
| -4% | -$237K |
|
234
iShares Core MSCI EAFE ETF
IEFA
$195B
| $5.22M | 0.08% |
94,679
+4,098
| +5% | +$221K |
|
235
Annaly Capital Management
NLY
$17.3B
| $5.16M | 0.08% |
122,876
+13,997
| +13% | +$606K |
|
236
Exelon
EXC
$45.8B
| $5.1M | 0.08% |
215,060
-646
| -0.3% | -$16.2K |
|
237
Vanguard Total International Stock ETF
VXUS
$162B
| $5.1M | 0.08% |
107,922
+12,113
| +13% | +$563K |
|
238
Schwab International Equity ETF
SCHF
$68.3B
| $5.09M | 0.08% |
353,278
+4,486
| +1% | +$63.3K |
|
239
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
| $5.06M | 0.08% |
107,871
+16,780
| +18% | +$805K |
|
240
iShares Floating Rate Bond ETF
FLOT
$10.5B
| $5.05M | 0.08% |
99,470
+9,762
| +11% | +$495K |
|
|
MMP
241
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $5M | 0.08% |
70,752
-1,306
| -2% | -$93.2K |
|
|
TYG
242
Tortoise Energy Infrastructure Corp
TYG
$1.08B
| $4.94M | 0.07% |
40,172
+5,321
| +15% | +$658K |
|
243
Mondelez International
MDLZ
$78.5B
| $4.93M | 0.07% |
112,399
-1,799
| -2% | -$78.9K |
|
|
DD
244
DELISTED
Du Pont De Nemours E I
DD
| $4.9M | 0.07% |
73,141
-58
| -0.1% | -$3.94K |
|
245
FedEx
FDX
$76.9B
| $4.86M | 0.07% |
27,827
-2,133
| -7% | -$349K |
|
|
SE
246
DELISTED
Spectra Energy Corp Wi
SE
| $4.84M | 0.07% |
113,688
+12,687
| +13% | +$483K |
|
247
Sempra
SRE
$55.1B
| $4.83M | 0.07% |
90,056
+17,676
| +24% | +$962K |
|
|
SPLS
248
DELISTED
Staples Inc
SPLS
| $4.8M | 0.07% |
561,879
+50,084
| +10% | +$441K |
|
249
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
| $4.71M | 0.07% |
109,747
+12,054
| +12% | +$501K |
|
|
ETP
250
DELISTED
Energy Transfer Partners L.p.
ETP
| $4.7M | 0.07% |
127,078
+4,678
| +4% | +$184K |
|
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review
As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.
- Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
- Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
- Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
- Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
- Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.