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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GVI icon
226
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
$3.99M 0.08%
35,901
-1,356
-4% -$150K
NLY icon
227
Annaly Capital Management
NLY
$17.3B
$3.97M 0.08%
100,478
+3,126
+3% +$125K
DNP icon
228
DNP Select Income Fund
DNP
$4.09B
$3.95M 0.08%
423,601
+12,410
+3% +$123K
MDYV icon
229
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.86B
$3.94M 0.08%
102,874
+1,438
+1% +$58.7K
CDC icon
230
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$741M
$3.94M 0.08%
114,594
+7,397
+7% +$262K
ITOT icon
231
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$3.92M 0.08%
89,460
+3,738
+4% +$174K
CPRT icon
232
Copart
CPRT
$27.4B
$3.9M 0.08%
949,080
+64,520
+7% +$285K
ETV
233
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.77B
$3.88M 0.08%
273,403
+28,360
+12% +$418K
IGIB icon
234
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$3.88M 0.08%
71,410
-12,732
-15% -$691K
TGT icon
235
Target
TGT
$69B
$3.86M 0.08%
49,023
-14,737
-23% -$1.18M
EFG icon
236
iShares MSCI EAFE Growth ETF
EFG
$17.2B
$3.83M 0.08%
60,001
-21,305
-26% -$1.45M
EQR icon
237
Equity Residential
EQR
$24.7B
$3.83M 0.08%
50,988
+613
+1% +$45.1K
SCHF icon
238
Schwab International Equity ETF
SCHF
$68.3B
$3.82M 0.08%
278,840
+69,096
+33% +$1.02M
MMP
239
DELISTED
Magellan Midstream Partners, L.P.
MMP
$3.81M 0.08%
63,548
+130
+0.2% +$8.88K
MDT icon
240
Medtronic
MDT
$114B
$3.81M 0.08%
57,031
-8,961
-14% -$660K
MA icon
241
Mastercard
MA
$493B
$3.79M 0.08%
42,105
+1,912
+5% +$180K
MUB icon
242
iShares National Muni Bond ETF
MUB
$45.8B
$3.79M 0.08%
34,625
-1,271
-4% -$138K
PSX icon
243
Phillips 66
PSX
$86B
$3.78M 0.08%
49,426
+1,228
+3% +$97.6K
DXJ icon
244
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
$3.76M 0.08%
77,353
-75,446
-49% -$4.08M
VBK icon
245
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$3.76M 0.08%
31,951
-3,705
-10% -$479K
SLB icon
246
SLB Ltd
SLB
$78.9B
$3.75M 0.08%
54,304
+3,279
+6% +$260K
TIER
247
DELISTED
TIER REIT, Inc.
TIER
$3.75M 0.08%
+254,543
New +$4.07M
TJX icon
248
TJX Companies
TJX
$175B
$3.71M 0.08%
103,982
+3,778
+4% +$132K
SPLS
249
DELISTED
Staples Inc
SPLS
$3.71M 0.08%
316,031
+26,042
+9% +$367K
MCO icon
250
Moody's
MCO
$82.8B
$3.7M 0.08%
37,649
+150
+0.4% +$16K
8 9
10
11 12

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.