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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+1.78%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$144M
AUM Growth
-$4.84M
Cap. Flow
-$7.32M
Cap. Flow %
-5.08%
Top 10 Hldgs %
58.06%
Holding
96
New
17
Increased
39
Reduced
20
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$9.49M
2
VGT icon
Vanguard Information Technology ETF
VGT
+$5.71M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.36M
4
DVY icon
iShares Select Dividend ETF
DVY
+$4.31M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.29M

Top Sells

Rank Stock Value
1
RFG icon
Invesco S&P MidCap 400 Pure Growth ETF
RFG
+$10.5M
2
PJP icon
Invesco Pharmaceuticals ETF
PJP
+$4.71M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$4.54M
4
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$4.29M
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$3.92M

Sector Composition

Rank Sector Weight
1 Technology 2.95%
2 Healthcare 2.42%
3 Financials 2.24%
4 Industrials 1.91%
5 Energy 1.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
26
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$713K 0.49%
6,806
+275
+4% +$27.3K
GOOGL icon
27
Alphabet (Google) Class A
GOOGL
$4.36T
$698K 0.48%
18,300
+2,300
+14% +$84.7K
CTXS
28
DELISTED
Citrix Systems Inc
CTXS
$683K 0.47%
10,922
-3,880
-26% -$219K
VZ icon
29
Verizon
VZ
$195B
$670K 0.46%
12,395
-412
-3% -$20.6K
QCOM icon
30
Qualcomm
QCOM
$155B
$635K 0.44%
12,409
-2,545
-17% -$124K
RTN
31
DELISTED
Raytheon Company
RTN
$633K 0.44%
5,160
+871
+20% +$107K
JPS
32
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$629K 0.44%
69,952
+7,215
+12% +$64.4K
COF icon
33
Capital One
COF
$128B
$593K 0.41%
8,549
-3,003
-26% -$198K
ITW icon
34
Illinois Tool Works
ITW
$82.6B
$588K 0.41%
5,741
+973
+20% +$90.1K
VTRS icon
35
Viatris
VTRS
$20.4B
$587K 0.41%
+12,661
New +$611K
PPL
36
PPL Corp
PPL
$26.5B
$558K 0.39%
14,661
+2,439
+20% +$86.7K
PG icon
37
Procter & Gamble
PG
$336B
$495K 0.34%
6,014
+1,335
+29% +$108K
SDY icon
38
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$488K 0.34%
6,104
-33
-0.5% -$2.44K
UPS icon
39
United Parcel Service
UPS
$88.6B
$474K 0.33%
4,496
+576
+15% +$56K
JPM icon
40
JPMorgan Chase
JPM
$935B
$472K 0.33%
7,975
+872
+12% +$50.9K
DAL icon
41
Delta Air Lines
DAL
$57.5B
$452K 0.31%
9,275
+1,447
+18% +$67.6K
XOM icon
42
ExxonMobil
XOM
$644B
$452K 0.31%
5,404
+771
+17% +$61.7K
PEP icon
43
PepsiCo
PEP
$190B
$436K 0.3%
4,251
+515
+14% +$50.9K
LRCX icon
44
Lam Research
LRCX
$367B
$418K 0.29%
50,660
+7,900
+18% +$57.5K
WFC icon
45
Wells Fargo
WFC
$261B
$417K 0.29%
8,628
+821
+11% +$40.2K
ABBV icon
46
AbbVie
ABBV
$443B
$412K 0.29%
7,217
+1,350
+23% +$75.2K
CVS icon
47
CVS Health
CVS
$133B
$412K 0.29%
3,974
+617
+18% +$60K
SPY icon
48
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$412K 0.29%
2,005
– –
AMZN icon
49
Amazon
AMZN
$2.92T
$410K 0.28%
+13,800
New +$392K
TMO icon
50
Thermo Fisher Scientific
TMO
$213B
$407K 0.28%
2,872
+463
+19% +$62K
1
2
3 4

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Ken Stern & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Ken Stern & Associates held 96 positions worth $144M, down 3.3% from $149M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Ken Stern & Associates withdrew a net $7.32M in Q1 2016, closing 18 positions and reducing 20 holdings. Its most notable exit was Invesco S&P MidCap 400 Pure Growth ETF, an estimated $10.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.9% of assets, down from 3.3% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Ken Stern & Associates opened a new position in iShares 7-10 Year Treasury Bond ETF worth $9.6M.

  • Ken Stern & Associates's largest Q1 2016 buy was iShares 7-10 Year Treasury Bond ETF: 87,013 shares worth $9.6M.
  • Ken Stern & Associates added most to Vanguard Information Technology ETF in Q1 2016, an estimated $5.71M increase.
  • Ken Stern & Associates's biggest Q1 2016 reduction was Vanguard S&P 500 ETF, cutting an estimated $4.54M.
  • Ken Stern & Associates fully exited Invesco S&P MidCap 400 Pure Growth ETF in Q1 2016, selling an estimated $10.5M.
  • Ken Stern & Associates's ten largest holdings make up 58% of its $144M portfolio in Q1 2016.
  • Ken Stern & Associates opened 17 new positions and closed 18 in Q1 2016.
  • Ken Stern & Associates's portfolio value fell 3.3% quarter-over-quarter to $144M.

Based on Ken Stern & Associates's 13F filing for Q1 2016, filed 7 Jun 2016.