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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+8.05%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$239M
AUM Growth
+$3.63M
Cap. Flow
-$6.58M
Cap. Flow %
-2.76%
Top 10 Hldgs %
40.24%
Holding
81
New
1
Increased
3
Reduced
4
Closed
2

Top Buys

Rank Stock Value
1
NPTN
NEOPHOTONICS CORP
NPTN
+$1.09M
2
DL
China Distance Education Holdings Limited
DL
+$814K
3
FALC
FalconStor Software Inc
FALC
+$127K
4
LTRX icon
Lantronix
LTRX
+$38K

Top Sells

Rank Stock Value
1
CAVM
Cavium, Inc.
CAVM
+$2.66M
2
SIMO icon
Silicon Motion
SIMO
+$2.6M
3
AFOP
Alliance Fiber Optic Prod Inc
AFOP
+$2.49M
4
PLPM
Planet Payment, Inc
PLPM
+$816K
5
SPLK
Splunk Inc
SPLK
+$48K

Sector Composition

Rank Sector Weight
1 Technology 74.65%
2 Industrials 4.92%
3 Communication Services 1.62%
4 Consumer Discretionary 1.27%
5 Consumer Staples 0.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FALC
76
DELISTED
FalconStor Software Inc
FALC
$420K 0.18%
400,000
+100,000
+33% +$127K
PXLW icon
77
Pixelworks
PXLW
$41.6M
$368K 0.15%
16,667
– –
WDC icon
78
Western Digital
WDC
$150B
$212K 0.09%
5,954
– –
LDOS icon
79
Leidos
LDOS
$17.3B
$196K 0.08%
4,112
– –
SPLK
80
DELISTED
Splunk Inc
SPLK
– –
-1,000
Closed -$48K
AFOP
81
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
– –
-168,474
Closed -$2.49M
1 2 3
4

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Herald Investment Management's Q2 2016 Portfolio in Review

As of Q2 2016, Herald Investment Management held 81 positions worth $239M, up 1.5% from $235M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Trading was light in Q2 2016: portfolio turnover was 3.7%. Herald Investment Management opened 1 new position and exited 2, leaving the 81-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 75% of assets, up from 73% a quarter earlier, followed by Industrials and Communication Services.

  • Herald Investment Management's largest Q2 2016 buy was NEOPHOTONICS CORP: 100,000 shares worth $953K.
  • Herald Investment Management added most to China Distance Education Holdings Limited in Q2 2016, an estimated $814K increase.
  • Herald Investment Management's biggest Q2 2016 reduction was Cavium, Inc., cutting an estimated $2.66M.
  • Herald Investment Management fully exited Alliance Fiber Optic Prod Inc in Q2 2016, selling an estimated $2.49M.
  • Herald Investment Management's ten largest holdings make up 40% of its $239M portfolio in Q2 2016.
  • Herald Investment Management opened 1 new position and closed 2 in Q2 2016.
  • Herald Investment Management's portfolio value rose 1.5% quarter-over-quarter to $239M.

Based on Herald Investment Management's 13F filing for Q2 2016, filed 8 Aug 2016.