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GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $223M
1-Year Est. Return 42.52%
This Fund
S&P 500
This Quarter Est. Return
+4.33%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$100M
AUM Growth
-$1.26M
Cap. Flow
-$4.7M
Cap. Flow %
-4.7%
Top 10 Hldgs %
28.1%
Holding
71
New
–
Increased
31
Reduced
10
Closed
3

Top Buys

Rank Stock Value
1
LUMN icon
Lumen
LUMN
+$369K
2
HLX icon
Helix Energy Solutions
HLX
+$272K
3
AMAT icon
Applied Materials
AMAT
+$271K
4
EBAY icon
eBay
EBAY
+$249K
5
NVDA icon
NVIDIA
NVDA
+$239K

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$2.35M
2
VOD icon
Vodafone
VOD
+$1.68M
3
PVA
PENN VIRGINIA CORP
PVA
+$1.21M
4
SOHU
Sohu.com
SOHU
+$591K
5
PTEN icon
Patterson-UTI
PTEN
+$425K

Sector Composition

Rank Sector Weight
1 Energy 42.59%
2 Technology 24.71%
3 Communication Services 12.62%
4 Financials 8.39%
5 Consumer Discretionary 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
26
Capital One
COF
$128B
$1.92M 1.92%
24,850
+2,120
+9% +$156K
ORCL icon
27
Oracle
ORCL
$374B
$1.9M 1.9%
46,500
– –
EBAY icon
28
eBay
EBAY
$50.6B
$1.84M 1.84%
79,168
+10,739
+16% +$249K
INTC icon
29
Intel
INTC
$455B
$1.82M 1.82%
70,500
+4,610
+7% +$115K
AMTD
30
DELISTED
TD Ameritrade Holding Corp
AMTD
$1.81M 1.81%
53,300
-5,180
-9% -$169K
PTC icon
31
PTC
PTC
$15.8B
$1.79M 1.79%
50,480
-4,540
-8% -$167K
BP icon
32
BP
BP
$116B
$1.78M 1.78%
45,381
– –
CMCSA icon
33
Comcast
CMCSA
$85B
$1.78M 1.78%
71,140
– –
TSL
34
DELISTED
Trina Solar Limited
TSL
$1.77M 1.77%
131,620
– –
TGNA
35
DELISTED
TEGNA Inc
TGNA
$1.76M 1.76%
121,995
+8,258
+7% +$123K
ICE icon
36
Intercontinental Exchange
ICE
$85.6B
$1.72M 1.71%
43,350
+3,150
+8% +$133K
ROP icon
37
Roper Technologies
ROP
$38.8B
$1.7M 1.7%
12,710
+940
+8% +$128K
STT icon
38
State Street
STT
$50.6B
$1.69M 1.69%
24,324
+1,510
+7% +$104K
DHR icon
39
Danaher
DHR
$137B
$1.68M 1.67%
33,238
– –
GILD icon
40
Gilead Sciences
GILD
$162B
$1.57M 1.57%
22,120
-2,380
-10% -$187K
SGY
41
DELISTED
Stone Energy
SGY
$1.56M 1.56%
653
– –
CRZO
42
DELISTED
Carrizo Oil & Gas Inc
CRZO
$1.47M 1.47%
27,470
– –
UPL
43
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$1.06M 1.06%
39,400
– –
ORA icon
44
Ormat Technologies
ORA
$6B
$950K 0.95%
31,659
– –
QEP
45
DELISTED
QEP RESOURCES, INC.
QEP
$839K 0.84%
28,500
– –
SPWR
46
DELISTED
SunPower Corporation Common Stock
SPWR
$831K 0.83%
39,320
– –
CIG icon
47
CEMIG Preferred Shares
CIG
$6.26B
$822K 0.82%
237,190
+9
+0% +$26
BBG
48
DELISTED
Bill Barrett Corp
BBG
$806K 0.81%
31,500
– –
JKS
49
JinkoSolar
JKS
$793M
$788K 0.79%
28,200
-10,800
-28% -$342K
ITRI icon
50
Itron
ITRI
$4.36B
$665K 0.66%
18,700
– –
1
2
3

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RCM
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Guinness Atkinson Asset Management's Q1 2014 Portfolio in Review

As of Q1 2014, Guinness Atkinson Asset Management held 71 positions worth $100M, down 1.2% from $101M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Guinness Atkinson Asset Management withdrew a net $4.7M in Q1 2014, closing 3 positions and reducing 10 holdings. Its most notable exit was ConocoPhillips, an estimated $2.35M position sold in full.

By sector, the portfolio is most concentrated in Energy at 43% of assets, up from 42% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Guinness Atkinson Asset Management added an estimated $369K to Lumen.

  • Guinness Atkinson Asset Management added most to Lumen in Q1 2014, an estimated $369K increase.
  • Guinness Atkinson Asset Management's biggest Q1 2014 reduction was PENN VIRGINIA CORP, cutting an estimated $1.21M.
  • Guinness Atkinson Asset Management fully exited ConocoPhillips in Q1 2014, selling an estimated $2.35M.
  • Guinness Atkinson Asset Management's ten largest holdings make up 28% of its $100M portfolio in Q1 2014.
  • Guinness Atkinson Asset Management opened 0 new positions and closed 3 in Q1 2014.
  • Guinness Atkinson Asset Management's portfolio value fell 1.2% quarter-over-quarter to $100M.

Based on Guinness Atkinson Asset Management's 13F filing for Q1 2014, filed 24 Apr 2014.