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GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $223M
1-Year Est. Return 42.52%
This Fund
S&P 500
This Quarter Est. Return
+2.89%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$127M
AUM Growth
-$8.03M
Cap. Flow
-$10.9M
Cap. Flow %
-8.57%
Top 10 Hldgs %
47.8%
Holding
65
New
1
Increased
2
Reduced
19
Closed
1

Top Buys

Rank Stock Value
1
NOAH
Noah Holdings
NOAH
+$673K
2
INFY icon
Infosys
INFY
+$482K
3
CSCO icon
Cisco
CSCO
+$353K

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$2.52M
2
AMAT icon
Applied Materials
AMAT
+$1.72M
3
EDU icon
New Oriental
EDU
+$1.62M
4
LRCX icon
Lam Research
LRCX
+$1.54M
5
ICE icon
Intercontinental Exchange
ICE
+$986K

Sector Composition

Rank Sector Weight
1 Technology 40.39%
2 Communication Services 18.26%
3 Financials 10.94%
4 Consumer Discretionary 9.37%
5 Energy 7.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDU icon
1
New Oriental
EDU
$9.37B
$8.36M 6.6%
75,510
-15,480
-17% -$1.62M
DHR icon
2
Danaher
DHR
$137B
$6.04M 4.77%
47,206
– –
CSCO icon
3
Cisco
CSCO
$457B
$6.01M 4.74%
121,607
+6,800
+6% +$353K
NKE icon
4
Nike
NKE
$61.9B
$5.93M 4.68%
63,173
-8,000
-11% -$686K
KLAC icon
5
KLA
KLAC
$239B
$5.78M 4.56%
362,200
-180,300
-33% -$2.52M
LRCX icon
6
Lam Research
LRCX
$367B
$5.75M 4.54%
248,600
-73,400
-23% -$1.54M
NVDA icon
7
NVIDIA
NVDA
$4.86T
$5.74M 4.53%
1,319,560
-220,800
-14% -$929K
GOOGL icon
8
Alphabet (Google) Class A
GOOGL
$4.36T
$5.7M 4.5%
93,400
-10,000
-10% -$592K
AMAT icon
9
Applied Materials
AMAT
$403B
$5.64M 4.45%
113,040
-35,610
-24% -$1.72M
ROP icon
10
Roper Technologies
ROP
$38.8B
$5.58M 4.41%
15,650
– –
ADBE icon
11
Adobe
ADBE
$99.5B
$5.57M 4.4%
20,160
– –
CMCSA icon
12
Comcast
CMCSA
$85B
$5.5M 4.34%
121,970
-10,400
-8% -$461K
CTSH icon
13
Cognizant
CTSH
$24.9B
$5.43M 4.29%
90,180
– –
ICE icon
14
Intercontinental Exchange
ICE
$85.6B
$5.35M 4.22%
57,973
-10,800
-16% -$986K
AMZN icon
15
Amazon
AMZN
$2.92T
$5.33M 4.21%
61,400
– –
META icon
16
Meta Platforms (Facebook)
META
$1.42T
$5.29M 4.17%
29,690
– –
PYPL icon
17
PayPal
PYPL
$48.9B
$5.02M 3.96%
48,427
– –
QCOM icon
18
Qualcomm
QCOM
$155B
$2.8M 2.21%
36,700
-200
-0.5% -$15.1K
NTES icon
19
NetEase
NTES
$85.3B
$2.44M 1.93%
45,875
– –
ATHM icon
20
Autohome
ATHM
$2.67B
$2.22M 1.75%
26,700
– –
NOAH
21
Noah Holdings
NOAH
$580M
$2.11M 1.66%
72,200
+21,100
+41% +$673K
BIDU icon
22
Baidu
BIDU
$37.7B
$1.97M 1.56%
19,200
– –
SU icon
23
Suncor Energy
SU
$79.4B
$747K 0.59%
23,676
– –
CNQ icon
24
Canadian Natural Resources
CNQ
$99.4B
$734K 0.58%
56,359
– –
ENB icon
25
Enbridge
ENB
$119B
$733K 0.58%
20,900
– –
1
2 3

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Guinness Atkinson Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Guinness Atkinson Asset Management held 65 positions worth $127M, down 6% from $135M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Guinness Atkinson Asset Management withdrew a net $10.9M in Q3 2019, closing 1 position and reducing 19 holdings. Its most notable exit was Anadarko Petroleum, an estimated $759K position sold in full.

By sector, the portfolio is most concentrated in Technology at 40% of assets, down from 40% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Guinness Atkinson Asset Management opened a new position in Infosys worth $487K.

  • Guinness Atkinson Asset Management's largest Q3 2019 buy was Infosys: 42,800 shares worth $487K.
  • Guinness Atkinson Asset Management added most to Noah Holdings in Q3 2019, an estimated $673K increase.
  • Guinness Atkinson Asset Management's biggest Q3 2019 reduction was KLA, cutting an estimated $2.52M.
  • Guinness Atkinson Asset Management fully exited Anadarko Petroleum in Q3 2019, selling an estimated $759K.
  • Guinness Atkinson Asset Management's ten largest holdings make up 48% of its $127M portfolio in Q3 2019.
  • Guinness Atkinson Asset Management opened 1 new position and closed 1 in Q3 2019.
  • Guinness Atkinson Asset Management's portfolio value fell 6% quarter-over-quarter to $127M.

Based on Guinness Atkinson Asset Management's 13F filing for Q3 2019, filed 28 Oct 2019.