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GAAM
Guinness Atkinson Asset Management Portfolio holdings
AUM
$223M
1-Year Est. Return
42.52%
This Fund
S&P 500
This Quarter
Est. Return
-0.24%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$156M
AUM Growth
-$22.3M
(-13%)
Cap. Flow
-$20.3M
Cap. Flow
% of AUM
-13.04%
Top 10 Holdings %
Top 10 Hldgs %
51.34%
Holding
63
New
1
Increased
8
Reduced
22
Closed
3
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Applied Materials
AMAT
|
+$1.59M |
| 2 |
Meta Platforms (Facebook)
META
|
+$615K |
| 3 |
Broadcom
AVGO
|
+$292K |
| 4 |
DQ
Daqo New Energy
DQ
|
+$115K |
| 5 |
JKS
JinkoSolar
JKS
|
+$94.2K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Boeing
BA
|
+$8.03M |
| 2 |
Nike
NKE
|
+$2.8M |
| 3 |
Cisco
CSCO
|
+$2.01M |
| 4 |
PayPal
PYPL
|
+$1.98M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$1.42M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 35.63% |
| 2 | Communication Services | 23.59% |
| 3 | Financials | 11.85% |
| 4 | Energy | 10.57% |
| 5 | Consumer Staples | 6.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Baidu
BIDU
$37.7B
| $10.2M | 6.52% |
44,400
| – | – |
|
2
New Oriental
EDU
$9.37B
| $8.98M | 5.77% |
121,400
| – | – |
|
|
3
Cisco
CSCO
$457B
| $8.24M | 5.29% |
169,365
-44,780
| -21% | -$2.01M |
|
4
NVIDIA
NVDA
$4.86T
| $7.87M | 5.05% |
1,120,600
-174,800
| -13% | -$1.14M |
|
|
5
Nike
NKE
$61.9B
| $7.6M | 4.88% |
89,690
-34,810
| -28% | -$2.8M |
|
|
6
Meta Platforms (Facebook)
META
$1.42T
| $7.51M | 4.82% |
45,690
+3,400
| +8% | +$615K |
|
|
7
PayPal
PYPL
$48.9B
| $7.49M | 4.81% |
85,310
-22,440
| -21% | -$1.98M |
|
8
Roper Technologies
ROP
$38.8B
| $7.42M | 4.76% |
25,050
-3,140
| -11% | -$926K |
|
9
Intercontinental Exchange
ICE
$85.6B
| $7.39M | 4.74% |
98,650
| – | – |
|
|
10
Alphabet (Google) Class A
GOOGL
$4.36T
| $7.34M | 4.71% |
121,600
-23,400
| -16% | -$1.42M |
|
11
Danaher
DHR
$137B
| $7.28M | 4.67% |
75,587
-14,337
| -16% | -$1.31M |
|
12
Cognizant
CTSH
$24.9B
| $7.24M | 4.65% |
93,870
-13,910
| -13% | -$1.09M |
|
13
KLA
KLAC
$239B
| $6.96M | 4.46% |
684,000
| – | – |
|
14
Comcast
CMCSA
$85B
| $6.94M | 4.46% |
196,070
| – | – |
|
|
15
Applied Materials
AMAT
$403B
| $6.71M | 4.3% |
173,550
+35,940
| +26% | +$1.59M |
|
16
Lam Research
LRCX
$367B
| $5.6M | 3.59% |
369,000
| – | – |
|
17
Qualcomm
QCOM
$155B
| $3.1M | 1.99% |
43,000
-9,200
| -18% | -$605K |
|
|
NOAH
18
Noah Holdings
NOAH
$580M
| $2.5M | 1.6% |
59,300
| – | – |
|
19
NetEase
NTES
$85.3B
| $2.46M | 1.58% |
53,875
| – | – |
|
20
Autohome
ATHM
$2.67B
| $2.35M | 1.51% |
30,400
| – | – |
|
21
APA Corp
APA
$13.2B
| $1.22M | 0.78% |
25,509
| – | – |
|
22
ConocoPhillips
COP
$147B
| $1.13M | 0.73% |
14,600
-1,600
| -10% | -$115K |
|
23
Imperial Oil
IMO
$62.7B
| $1.09M | 0.7% |
33,701
| – | – |
|
|
NFX
24
DELISTED
Newfield Exploration
NFX
| $1.09M | 0.7% |
37,786
| – | – |
|
25
Chevron
CVX
$392B
| $1.09M | 0.7% |
8,900
| – | – |
|
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Guinness Atkinson Asset Management's Q3 2018 Portfolio in Review
As of Q3 2018, Guinness Atkinson Asset Management held 63 positions worth $156M, down 13% from $178M the previous quarter. Its ten largest holdings account for 51% of the portfolio.
Guinness Atkinson Asset Management withdrew a net $20.3M in Q3 2018, closing 3 positions and reducing 22 holdings. Its most notable exit was Boeing, an estimated $8.03M position sold in full.
By sector, the portfolio is most concentrated in Technology at 36% of assets, up from 33% a quarter earlier, followed by Communication Services and Financials.
Against the trend, Guinness Atkinson Asset Management opened a new position in Broadcom worth $321K.
- Guinness Atkinson Asset Management's largest Q3 2018 buy was Broadcom: 13,000 shares worth $321K.
- Guinness Atkinson Asset Management added most to Applied Materials in Q3 2018, an estimated $1.59M increase.
- Guinness Atkinson Asset Management's biggest Q3 2018 reduction was Nike, cutting an estimated $2.8M.
- Guinness Atkinson Asset Management fully exited Boeing in Q3 2018, selling an estimated $8.03M.
- Guinness Atkinson Asset Management's ten largest holdings make up 51% of its $156M portfolio in Q3 2018.
- Guinness Atkinson Asset Management opened 1 new position and closed 3 in Q3 2018.
- Guinness Atkinson Asset Management's portfolio value fell 13% quarter-over-quarter to $156M.
Based on Guinness Atkinson Asset Management's 13F filing for Q3 2018, filed 17 Oct 2018.