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GAAM
Guinness Atkinson Asset Management Portfolio holdings
AUM
$223M
1-Year Est. Return
42.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.87%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$101M
AUM Growth
-$2.58M
(-2.5%)
Cap. Flow
-$9.1M
Cap. Flow
% of AUM
-8.98%
Top 10 Holdings %
Top 10 Hldgs %
28.5%
Holding
83
New
3
Increased
17
Reduced
14
Closed
12
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Qualcomm
QCOM
|
+$1.76M |
| 2 |
TGNA
TEGNA Inc
TGNA
|
+$1.6M |
| 3 |
Ormat Technologies
ORA
|
+$252K |
| 4 |
CEO
CNOOC Limited
CEO
|
+$175K |
| 5 |
SOL
Emeren Group
SOL
|
+$149K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Best Buy
BBY
|
+$2.52M |
| 2 |
AVTA
Avantax, Inc. Common Stock
AVTA
|
+$1.62M |
| 3 |
Nokia
NOK
|
+$1.41M |
| 4 |
TSL
Trina Solar Limited
TSL
|
+$782K |
| 5 |
Toyota
TM
|
+$769K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 42.48% |
| 2 | Technology | 22.85% |
| 3 | Communication Services | 15.79% |
| 4 | Financials | 7.91% |
| 5 | Healthcare | 3.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
NetEase
NTES
$85.3B
| $5.3M | 5.23% |
337,275
-46,250
| -12% | -$649K |
|
|
SOHU
2
Sohu.com
SOHU
$362M
| $3.87M | 3.82% |
53,050
| – | – |
|
3
Canadian Natural Resources
CNQ
$99.4B
| $2.53M | 2.5% |
154,727
| – | – |
|
|
UNT
4
DELISTED
UNIT Corporation
UNT
| $2.5M | 2.47% |
48,397
| – | – |
|
|
HES
5
DELISTED
Hess
HES
| $2.48M | 2.45% |
29,943
| – | – |
|
6
Valero Energy
VLO
$90.1B
| $2.47M | 2.44% |
48,999
-11,300
| -19% | -$476K |
|
7
Patterson-UTI
PTEN
$3.98B
| $2.45M | 2.42% |
96,670
-9,500
| -9% | -$227K |
|
|
CHK
8
DELISTED
Chesapeake Energy Corporation
CHK
| $2.44M | 2.41% |
475
| – | – |
|
9
Devon Energy
DVN
$52.1B
| $2.42M | 2.39% |
39,200
| – | – |
|
10
ExxonMobil
XOM
$644B
| $2.41M | 2.38% |
23,800
-2,700
| -10% | -$250K |
|
11
ConocoPhillips
COP
$147B
| $2.35M | 2.32% |
33,328
| – | – |
|
12
Chevron
CVX
$392B
| $2.35M | 2.32% |
18,800
| – | – |
|
13
Suncor Energy
SU
$79.4B
| $2.31M | 2.28% |
65,776
| – | – |
|
14
APA Corp
APA
$13.2B
| $2.29M | 2.26% |
26,609
| – | – |
|
15
Halliburton
HAL
$26.9B
| $2.2M | 2.17% |
43,300
-4,600
| -10% | -$238K |
|
|
NBL
16
DELISTED
Noble Energy, Inc.
NBL
| $2.19M | 2.16% |
32,170
-2,600
| -7% | -$184K |
|
17
Helix Energy Solutions
HLX
$1.4B
| $2.1M | 2.07% |
90,680
| – | – |
|
|
NFX
18
DELISTED
Newfield Exploration
NFX
| $1.96M | 1.93% |
79,486
-8,400
| -10% | -$236K |
|
19
PTC
PTC
$15.8B
| $1.95M | 1.92% |
55,020
| – | – |
|
|
20
Qualcomm
QCOM
$155B
| $1.85M | 1.82% |
+24,900
| New | +$1.76M |
|
21
Comcast
CMCSA
$85B
| $1.85M | 1.82% |
71,140
| – | – |
|
22
Gilead Sciences
GILD
$162B
| $1.84M | 1.82% |
24,500
| – | – |
|
|
LLL
23
DELISTED
L3 Technologies, Inc.
LLL
| $1.83M | 1.8% |
17,110
+80
| +0.5% | +$8K |
|
24
Intercontinental Exchange
ICE
$85.6B
| $1.81M | 1.78% |
40,200
-3,150
| -7% | -$130K |
|
|
JASO
25
DELISTED
JA Solar Holdings, Co., Ltd
JASO
| $1.81M | 1.78% |
197,120
| – | – |
|
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AM
Guinness Atkinson Asset Management's Q4 2013 Portfolio in Review
As of Q4 2013, Guinness Atkinson Asset Management held 83 positions worth $101M, down 2.5% from $104M the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Guinness Atkinson Asset Management withdrew a net $9.1M in Q4 2013, closing 12 positions and reducing 14 holdings. Its most notable exit was Best Buy, an estimated $2.52M position sold in full.
By sector, the portfolio is most concentrated in Energy at 42% of assets, up from 41% a quarter earlier, followed by Technology and Communication Services.
Against the trend, Guinness Atkinson Asset Management opened a new position in Qualcomm worth $1.85M.
- Guinness Atkinson Asset Management's largest Q4 2013 buy was Qualcomm: 24,900 shares worth $1.85M.
- Guinness Atkinson Asset Management added most to Ormat Technologies in Q4 2013, an estimated $252K increase.
- Guinness Atkinson Asset Management's biggest Q4 2013 reduction was Trina Solar Limited, cutting an estimated $782K.
- Guinness Atkinson Asset Management fully exited Best Buy in Q4 2013, selling an estimated $2.52M.
- Guinness Atkinson Asset Management's ten largest holdings make up 28% of its $101M portfolio in Q4 2013.
- Guinness Atkinson Asset Management opened 3 new positions and closed 12 in Q4 2013.
- Guinness Atkinson Asset Management's portfolio value fell 2.5% quarter-over-quarter to $101M.
Based on Guinness Atkinson Asset Management's 13F filing for Q4 2013, filed 29 Jan 2014.