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GAAM
Guinness Atkinson Asset Management Portfolio holdings
AUM
$223M
1-Year Est. Return
42.52%
This Fund
S&P 500
This Quarter
Est. Return
-10.97%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$157M
AUM Growth
-$60.6M
(-28%)
Cap. Flow
-$37.1M
Cap. Flow
% of AUM
-23.6%
Top 10 Holdings %
Top 10 Hldgs %
38.67%
Holding
73
New
4
Increased
16
Reduced
17
Closed
8
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$6.28M |
| 2 |
PAY
Verifone Systems Inc
PAY
|
+$6.06M |
| 3 |
PayPal
PYPL
|
+$5.65M |
| 4 |
APA Corp
APA
|
+$373K |
| 5 |
Canadian Natural Resources
CNQ
|
+$362K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Capital One
COF
|
+$7.62M |
| 2 |
eBay
EBAY
|
+$7.04M |
| 3 |
BP
BP
|
+$7.01M |
| 4 |
AMTD
TD Ameritrade Holding Corp
AMTD
|
+$6.82M |
| 5 |
LLL
L3 Technologies, Inc.
LLL
|
+$6.52M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 44.12% |
| 2 | Energy | 17.31% |
| 3 | Financials | 10.62% |
| 4 | Communication Services | 9.9% |
| 5 | Healthcare | 7.93% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Intel
INTC
$455B
| $6.78M | 4.32% |
225,010
| – | – |
|
2
Roper Technologies
ROP
$38.8B
| $6.4M | 4.08% |
40,840
| – | – |
|
|
3
Cognizant
CTSH
$24.9B
| $6.26M | 3.99% |
+100,000
| New | +$6.28M |
|
4
Cisco
CSCO
$457B
| $6.11M | 3.89% |
232,925
-26,300
| -10% | -$710K |
|
5
Boeing
BA
$171B
| $6.03M | 3.84% |
46,010
| – | – |
|
6
H&R Block
HRB
$5.58B
| $6.01M | 3.83% |
165,970
-56,910
| -26% | -$1.93M |
|
7
NVIDIA
NVDA
$4.86T
| $5.87M | 3.74% |
9,520,600
-2,686,800
| -22% | -$1.45M |
|
8
Danaher
DHR
$137B
| $5.81M | 3.7% |
101,426
-19,193
| -16% | -$1.13M |
|
9
TSMC
TSM
$2.1T
| $5.81M | 3.7% |
279,949
| – | – |
|
10
Oracle
ORCL
$374B
| $5.64M | 3.59% |
156,180
| – | – |
|
11
Intercontinental Exchange
ICE
$85.6B
| $5.64M | 3.59% |
119,950
-28,600
| -19% | -$1.32M |
|
12
Comcast
CMCSA
$85B
| $5.62M | 3.58% |
197,660
-42,480
| -18% | -$1.26M |
|
13
Qualcomm
QCOM
$155B
| $5.53M | 3.52% |
102,930
-300
| -0.3% | -$17.8K |
|
14
Gilead Sciences
GILD
$162B
| $5.45M | 3.47% |
55,510
-13,000
| -19% | -$1.44M |
|
15
PTC
PTC
$15.8B
| $5.43M | 3.46% |
170,970
-23,220
| -12% | -$831K |
|
16
State Street
STT
$50.6B
| $5.39M | 3.43% |
80,134
-12,750
| -14% | -$949K |
|
|
PAY
17
DELISTED
Verifone Systems Inc
PAY
| $5.38M | 3.43% |
+194,000
| New | +$6.06M |
|
18
SLB Ltd
SLB
$73.6B
| $5.22M | 3.33% |
75,750
-9,490
| -11% | -$751K |
|
|
19
PayPal
PYPL
$48.9B
| $4.9M | 3.12% |
+157,810
| New | +$5.65M |
|
|
TGNA
20
DELISTED
TEGNA Inc
TGNA
| $4.39M | 2.79% |
306,078
| – | – |
|
21
Applied Materials
AMAT
$403B
| $4.26M | 2.72% |
290,310
| – | – |
|
22
NetEase
NTES
$85.3B
| $3.34M | 2.13% |
138,875
-57,000
| -29% | -$1.47M |
|
|
SOHU
23
Sohu.com
SOHU
$362M
| $2.19M | 1.4% |
53,150
| – | – |
|
24
Valero Energy
VLO
$90.1B
| $1.93M | 1.23% |
32,099
-12,700
| -28% | -$807K |
|
25
Suncor Energy
SU
$79.4B
| $1.87M | 1.19% |
69,976
| – | – |
|
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Guinness Atkinson Asset Management's Q3 2015 Portfolio in Review
As of Q3 2015, Guinness Atkinson Asset Management held 73 positions worth $157M, down 28% from $218M the previous quarter. Its ten largest holdings account for 39% of the portfolio.
Guinness Atkinson Asset Management withdrew a net $37.1M in Q3 2015, closing 8 positions and reducing 17 holdings. Its most notable exit was Capital One, an estimated $7.62M position sold in full.
By sector, the portfolio is most concentrated in Technology at 44% of assets, up from 34% a quarter earlier, followed by Energy and Financials.
Against the trend, Guinness Atkinson Asset Management opened a new position in Cognizant worth $6.26M.
- Guinness Atkinson Asset Management's largest Q3 2015 buy was Cognizant: 100,000 shares worth $6.26M.
- Guinness Atkinson Asset Management added most to APA Corp in Q3 2015, an estimated $373K increase.
- Guinness Atkinson Asset Management's biggest Q3 2015 reduction was H&R Block, cutting an estimated $1.93M.
- Guinness Atkinson Asset Management fully exited Capital One in Q3 2015, selling an estimated $7.62M.
- Guinness Atkinson Asset Management's ten largest holdings make up 39% of its $157M portfolio in Q3 2015.
- Guinness Atkinson Asset Management opened 4 new positions and closed 8 in Q3 2015.
- Guinness Atkinson Asset Management's portfolio value fell 28% quarter-over-quarter to $157M.
Based on Guinness Atkinson Asset Management's 13F filing for Q3 2015, filed 23 Oct 2015.