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GAAM
Guinness Atkinson Asset Management Portfolio holdings
AUM
$223M
1-Year Est. Return
42.52%
This Fund
S&P 500
This Quarter
Est. Return
+8.45%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$161M
AUM Growth
+$1.29M
(+0.81%)
Cap. Flow
-$10.2M
Cap. Flow
% of AUM
-6.36%
Top 10 Holdings %
Top 10 Hldgs %
39.28%
Holding
69
New
1
Increased
6
Reduced
21
Closed
1
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$1.51M |
| 2 |
SPWR
SunPower Corporation Common Stock
SPWR
|
+$301K |
| 3 |
First Solar
FSLR
|
+$137K |
| 4 |
SolarEdge
SEDG
|
+$127K |
| 5 |
JKS
JinkoSolar
JKS
|
+$119K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$4.16M |
| 2 |
Applied Materials
AMAT
|
+$2.58M |
| 3 |
Danaher
DHR
|
+$1.52M |
| 4 |
NetEase
NTES
|
+$1.38M |
| 5 |
Cisco
CSCO
|
+$1.11M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 38.83% |
| 2 | Energy | 20.46% |
| 3 | Financials | 14.11% |
| 4 | Communication Services | 12.18% |
| 5 | Healthcare | 6.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Qualcomm
QCOM
$155B
| $7.15M | 4.44% |
104,330
-400
| -0.4% | -$24.3K |
|
2
SLB Ltd
SLB
$73.6B
| $6.97M | 4.33% |
88,680
| – | – |
|
3
TSMC
TSM
$2.1T
| $6.7M | 4.16% |
218,869
| – | – |
|
|
4
NVIDIA
NVDA
$4.86T
| $6.68M | 4.15% |
3,901,400
-2,820,400
| -42% | -$4.16M |
|
5
State Street
STT
$50.6B
| $6.42M | 3.99% |
92,134
| – | – |
|
6
Intel
INTC
$455B
| $6.21M | 3.86% |
164,600
| – | – |
|
|
7
Applied Materials
AMAT
$403B
| $5.96M | 3.7% |
197,710
-92,600
| -32% | -$2.58M |
|
8
Comcast
CMCSA
$85B
| $5.76M | 3.58% |
173,620
| – | – |
|
|
9
Cisco
CSCO
$457B
| $5.74M | 3.57% |
180,845
-36,180
| -17% | -$1.11M |
|
10
Oracle
ORCL
$374B
| $5.62M | 3.49% |
143,130
| – | – |
|
11
PayPal
PYPL
$48.9B
| $5.6M | 3.48% |
136,750
| – | – |
|
12
Boeing
BA
$171B
| $5.53M | 3.43% |
41,940
| – | – |
|
13
Intercontinental Exchange
ICE
$85.6B
| $5.31M | 3.3% |
98,650
| – | – |
|
14
Alphabet (Google) Class A
GOOGL
$4.36T
| $5.22M | 3.24% |
129,800
| – | – |
|
15
Roper Technologies
ROP
$38.8B
| $5.14M | 3.2% |
28,190
| – | – |
|
|
16
Danaher
DHR
$137B
| $4.67M | 2.9% |
67,139
-21,417
| -24% | -$1.52M |
|
|
TGNA
17
DELISTED
TEGNA Inc
TGNA
| $4.58M | 2.85% |
327,391
| – | – |
|
18
Gilead Sciences
GILD
$162B
| $4.39M | 2.73% |
55,510
| – | – |
|
19
WisdomTree
WT
$2.96B
| $4.38M | 2.72% |
425,940
| – | – |
|
|
20
NetEase
NTES
$85.3B
| $4.04M | 2.51% |
83,875
-32,500
| -28% | -$1.38M |
|
21
H&R Block
HRB
$5.58B
| $3.83M | 2.38% |
165,650
-740
| -0.4% | -$17.3K |
|
22
Cognizant
CTSH
$24.9B
| $3.72M | 2.31% |
77,880
| – | – |
|
|
PAY
23
DELISTED
Verifone Systems Inc
PAY
| $3.36M | 2.09% |
213,610
| – | – |
|
24
APA Corp
APA
$13.2B
| $1.91M | 1.19% |
29,909
| – | – |
|
25
Halliburton
HAL
$26.9B
| $1.73M | 1.07% |
38,500
| – | – |
|
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Guinness Atkinson Asset Management's Q3 2016 Portfolio in Review
As of Q3 2016, Guinness Atkinson Asset Management held 69 positions worth $161M, up 0.81% from $160M the previous quarter. Its ten largest holdings account for 39% of the portfolio.
Guinness Atkinson Asset Management withdrew a net $10.2M in Q3 2016, closing 1 position and reducing 21 holdings. Its most notable exit was Johnson Controls International, an estimated $474K position sold in full.
By sector, the portfolio is most concentrated in Technology at 39% of assets, up from 39% a quarter earlier, followed by Energy and Financials.
Against the trend, Guinness Atkinson Asset Management opened a new position in Fortive worth $1.51M.
- Guinness Atkinson Asset Management's largest Q3 2016 buy was Fortive: 47,192 shares worth $1.51M.
- Guinness Atkinson Asset Management added most to SunPower Corporation Common Stock in Q3 2016, an estimated $301K increase.
- Guinness Atkinson Asset Management's biggest Q3 2016 reduction was NVIDIA, cutting an estimated $4.16M.
- Guinness Atkinson Asset Management fully exited Johnson Controls International in Q3 2016, selling an estimated $474K.
- Guinness Atkinson Asset Management's ten largest holdings make up 39% of its $161M portfolio in Q3 2016.
- Guinness Atkinson Asset Management opened 1 new position and closed 1 in Q3 2016.
- Guinness Atkinson Asset Management's portfolio value rose 0.81% quarter-over-quarter to $161M.
Based on Guinness Atkinson Asset Management's 13F filing for Q3 2016, filed 18 Oct 2016.