We are live on ! Find out more
GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $223M
1-Year Est. Return 42.52%
This Fund
S&P 500
This Quarter Est. Return
-3.72%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$177M
AUM Growth
+$42.5M
Cap. Flow
+$51.2M
Cap. Flow %
28.87%
Top 10 Hldgs %
25.84%
Holding
73
New
8
Increased
50
Reduced
9
Closed
2

Top Buys

Rank Stock Value
1
SLB icon
SLB Ltd
SLB
+$4.67M
2
BA icon
Boeing
BA
+$4.34M
3
XRX icon
Xerox
XRX
+$4.16M
4
OXY icon
Occidental Petroleum
OXY
+$3.36M
5
BP icon
BP
BP
+$2.04M

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$3.5M
2
ITRI icon
Itron
ITRI
+$758K
3
CIG icon
CEMIG Preferred Shares
CIG
+$287K
4
NTES icon
NetEase
NTES
+$272K
5
SPWR
SunPower Corporation Common Stock
SPWR
+$235K

Sector Composition

Rank Sector Weight
1 Energy 32.28%
2 Technology 30.27%
3 Financials 10.78%
4 Communication Services 8.77%
5 Consumer Discretionary 5.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTES icon
1
NetEase
NTES
$85.3B
$5.04M 2.84%
293,875
-16,000
-5% -$272K
EBAY icon
2
eBay
EBAY
$50.6B
$4.8M 2.7%
201,295
+66,409
+49% +$1.48M
LLL
3
DELISTED
L3 Technologies, Inc.
LLL
$4.67M 2.63%
39,250
+15,510
+65% +$1.76M
CSCO icon
4
Cisco
CSCO
$457B
$4.61M 2.6%
183,135
+65,670
+56% +$1.65M
ICE icon
5
Intercontinental Exchange
ICE
$85.6B
$4.54M 2.56%
116,350
+45,800
+65% +$1.76M
GILD icon
6
Gilead Sciences
GILD
$162B
$4.5M 2.53%
42,230
+8,370
+25% +$820K
HRB icon
7
H&R Block
HRB
$5.58B
$4.45M 2.51%
143,630
+54,740
+62% +$1.78M
INTC icon
8
Intel
INTC
$455B
$4.44M 2.5%
127,530
+37,050
+41% +$1.25M
AMTD
9
DELISTED
TD Ameritrade Holding Corp
AMTD
$4.42M 2.49%
132,360
+44,270
+50% +$1.43M
QCOM icon
10
Qualcomm
QCOM
$155B
$4.4M 2.48%
58,790
+22,500
+62% +$1.72M
STT icon
11
State Street
STT
$50.6B
$4.39M 2.48%
59,694
+19,780
+50% +$1.41M
BA icon
12
Boeing
BA
$171B
$4.39M 2.48%
+34,490
New +$4.34M
SLB icon
13
SLB Ltd
SLB
$73.6B
$4.36M 2.46%
+42,860
New +$4.67M
COF icon
14
Capital One
COF
$128B
$4.35M 2.45%
53,260
+20,490
+63% +$1.68M
PTC icon
15
PTC
PTC
$15.8B
$4.35M 2.45%
117,770
+46,440
+65% +$1.78M
TSM icon
16
TSMC
TSM
$2.1T
$4.32M 2.44%
214,229
+81,390
+61% +$1.7M
DHR icon
17
Danaher
DHR
$137B
$4.28M 2.41%
83,884
+32,450
+63% +$1.67M
AMAT icon
18
Applied Materials
AMAT
$403B
$4.27M 2.41%
197,490
+75,550
+62% +$1.67M
ORCL icon
19
Oracle
ORCL
$374B
$4.25M 2.39%
110,950
+43,400
+64% +$1.76M
NVDA icon
20
NVIDIA
NVDA
$4.86T
$4.24M 2.39%
9,187,000
+3,187,600
+53% +$1.5M
ROP icon
21
Roper Technologies
ROP
$38.8B
$4.23M 2.39%
28,940
+10,860
+60% +$1.6M
CMCSA icon
22
Comcast
CMCSA
$85B
$4.19M 2.36%
155,780
+49,920
+47% +$1.37M
BP icon
23
BP
BP
$116B
$4.16M 2.34%
115,677
+51,616
+81% +$2.04M
XRX icon
24
Xerox
XRX
$387M
$4.15M 2.34%
+119,167
New +$4.16M
TGNA
25
DELISTED
TEGNA Inc
TGNA
$4.07M 2.29%
262,169
+85,848
+49% +$1.47M
1
2 3

Similar funds

EF
Elite Financial Lewiston, Idaho $223M AUM 15.88% 1-Year Est. Return
E
EntreWealth Austin, Texas $223M AUM 14.93% 1-Year Est. Return
MAM
Mainsail Asset Management Birmingham, Alabama $223M AUM 15.09% 1-Year Est. Return
AWM
Ariadne Wealth Management Santa Barbara, California $223M AUM 36.41% 1-Year Est. Return
SCM
Sterneck Capital Management Kansas City, Missouri $223M AUM 17.15% 1-Year Est. Return
CWA
Cura Wealth Advisors Chicago, Illinois $223M AUM 1.48% 1-Year Est. Return
RCM
Regency Capital Management Honolulu, Hawaii $224M AUM 26.03% 1-Year Est. Return
AM
Aspect Management Palo Alto, California $224M AUM

Guinness Atkinson Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Guinness Atkinson Asset Management held 73 positions worth $177M, up 31% from $135M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guinness Atkinson Asset Management deployed $51.2M of net new capital in Q3 2014, opening 8 new positions and adding to 50 existing holdings. Its largest new stake was SLB Ltd: 42,860 shares worth $4.36M.

By sector, the portfolio is most concentrated in Energy at 32% of assets, down from 41% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was CEMIG Preferred Shares, an estimated $287K trimmed.

  • Guinness Atkinson Asset Management's largest Q3 2014 buy was SLB Ltd: 42,860 shares worth $4.36M.
  • Guinness Atkinson Asset Management added most to BP in Q3 2014, an estimated $2.04M increase.
  • Guinness Atkinson Asset Management's biggest Q3 2014 reduction was CEMIG Preferred Shares, cutting an estimated $287K.
  • Guinness Atkinson Asset Management fully exited Chevron in Q3 2014, selling an estimated $3.5M.
  • Guinness Atkinson Asset Management's ten largest holdings make up 26% of its $177M portfolio in Q3 2014.
  • Guinness Atkinson Asset Management opened 8 new positions and closed 2 in Q3 2014.
  • Guinness Atkinson Asset Management's portfolio value rose 31% quarter-over-quarter to $177M.

Based on Guinness Atkinson Asset Management's 13F filing for Q3 2014, filed 23 Oct 2014.