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GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $223M
1-Year Est. Return 42.52%
This Fund
S&P 500
This Quarter Est. Return
+4.33%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$100M
AUM Growth
-$1.26M
Cap. Flow
-$4.7M
Cap. Flow %
-4.7%
Top 10 Hldgs %
28.1%
Holding
71
New
–
Increased
31
Reduced
10
Closed
3

Top Buys

Rank Stock Value
1
LUMN icon
Lumen
LUMN
+$369K
2
HLX icon
Helix Energy Solutions
HLX
+$272K
3
AMAT icon
Applied Materials
AMAT
+$271K
4
EBAY icon
eBay
EBAY
+$249K
5
NVDA icon
NVIDIA
NVDA
+$239K

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$2.35M
2
VOD icon
Vodafone
VOD
+$1.68M
3
PVA
PENN VIRGINIA CORP
PVA
+$1.21M
4
SOHU
Sohu.com
SOHU
+$591K
5
PTEN icon
Patterson-UTI
PTEN
+$425K

Sector Composition

Rank Sector Weight
1 Energy 42.59%
2 Technology 24.71%
3 Communication Services 12.62%
4 Financials 8.39%
5 Consumer Discretionary 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTES icon
1
NetEase
NTES
$85.3B
$4.17M 4.17%
309,875
-27,400
-8% -$396K
SOHU
2
Sohu.com
SOHU
$362M
$2.93M 2.93%
45,050
-8,000
-15% -$591K
CNQ icon
3
Canadian Natural Resources
CNQ
$99.4B
$2.87M 2.87%
154,727
– –
UNT
4
DELISTED
UNIT Corporation
UNT
$2.84M 2.84%
43,397
-5,000
-10% -$278K
DVN icon
5
Devon Energy
DVN
$52.1B
$2.62M 2.62%
39,200
– –
NFX
6
DELISTED
Newfield Exploration
NFX
$2.62M 2.62%
83,686
+4,200
+5% +$111K
PTEN icon
7
Patterson-UTI
PTEN
$3.98B
$2.58M 2.58%
81,370
-15,300
-16% -$425K
HAL icon
8
Halliburton
HAL
$26.9B
$2.55M 2.55%
43,300
– –
HES
9
DELISTED
Hess
HES
$2.48M 2.48%
29,943
– –
CVX icon
10
Chevron
CVX
$392B
$2.45M 2.45%
20,600
+1,800
+10% +$209K
VLO icon
11
Valero Energy
VLO
$90.1B
$2.4M 2.4%
45,199
-3,800
-8% -$195K
HLX icon
12
Helix Energy Solutions
HLX
$1.4B
$2.36M 2.36%
102,880
+12,200
+13% +$272K
XOM icon
13
ExxonMobil
XOM
$644B
$2.33M 2.32%
23,800
– –
CHK
14
DELISTED
Chesapeake Energy Corporation
CHK
$2.3M 2.3%
475
– –
SU icon
15
Suncor Energy
SU
$79.4B
$2.3M 2.3%
65,776
– –
NBL
16
DELISTED
Noble Energy, Inc.
NBL
$2.29M 2.28%
32,170
– –
APA icon
17
APA Corp
APA
$13.2B
$2.21M 2.21%
26,609
– –
AMAT icon
18
Applied Materials
AMAT
$403B
$2.09M 2.09%
102,450
+14,730
+17% +$271K
TSM icon
19
TSMC
TSM
$2.1T
$2.04M 2.04%
101,989
+12,560
+14% +$225K
LLL
20
DELISTED
L3 Technologies, Inc.
LLL
$2.03M 2.03%
17,210
+100
+0.6% +$11.2K
NVDA icon
21
NVIDIA
NVDA
$4.86T
$2.01M 2.01%
4,496,600
+559,200
+14% +$239K
JASO
22
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$2M 2%
197,120
– –
HRB icon
23
H&R Block
HRB
$5.58B
$1.99M 1.99%
66,050
+7,240
+12% +$217K
LUMN icon
24
Lumen
LUMN
$6.57B
$1.99M 1.98%
60,447
+12,070
+25% +$369K
QCOM icon
25
Qualcomm
QCOM
$155B
$1.96M 1.96%
24,900
– –
1
2 3

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Guinness Atkinson Asset Management's Q1 2014 Portfolio in Review

As of Q1 2014, Guinness Atkinson Asset Management held 71 positions worth $100M, down 1.2% from $101M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Guinness Atkinson Asset Management withdrew a net $4.7M in Q1 2014, closing 3 positions and reducing 10 holdings. Its most notable exit was ConocoPhillips, an estimated $2.35M position sold in full.

By sector, the portfolio is most concentrated in Energy at 43% of assets, up from 42% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Guinness Atkinson Asset Management added an estimated $369K to Lumen.

  • Guinness Atkinson Asset Management added most to Lumen in Q1 2014, an estimated $369K increase.
  • Guinness Atkinson Asset Management's biggest Q1 2014 reduction was PENN VIRGINIA CORP, cutting an estimated $1.21M.
  • Guinness Atkinson Asset Management fully exited ConocoPhillips in Q1 2014, selling an estimated $2.35M.
  • Guinness Atkinson Asset Management's ten largest holdings make up 28% of its $100M portfolio in Q1 2014.
  • Guinness Atkinson Asset Management opened 0 new positions and closed 3 in Q1 2014.
  • Guinness Atkinson Asset Management's portfolio value fell 1.2% quarter-over-quarter to $100M.

Based on Guinness Atkinson Asset Management's 13F filing for Q1 2014, filed 24 Apr 2014.