Guinness Atkinson Asset Management’s Lumen LUMN Stock Holding History

Guinness Atkinson Asset Management’s Portfolio LUMN Stock Details LUMN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-60,447	Closed	-$1.99M	–	66
2014 Q1	$1.99M	Buy	60,447 +12,070	+25%	+$369K	1.98%	24
2013 Q4	$1.54M	Hold	48,377	–	–	1.52%	42
2013 Q3	$1.52M	Buy	48,377 +14,800	+44%	+$504K	1.46%	39
2013 Q2	$1.19M	Buy	+33,577	New	+$1.22M	1.25%	43

Other funds holding LUMN

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

EIP

Epoch Investment Partners New York $17.6B AUM 34.17% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Guinness Atkinson Asset Management's LUMN Position: Q2 2014 in Review

Guinness Atkinson Asset Management sold out of Lumen (LUMN) in Q2 2014, closing a stake of 60,447 shares — an estimated $1.99M sold.

Guinness Atkinson Asset Management first reported a position in LUMN in Q2 2013 and held it in 4 quarters. The position peaked at $1.99M in Q1 2014. 618 funds tracked by Wall St. Rank hold LUMN as of Q2 2014.

Guinness Atkinson Asset Management reported no remaining Lumen position as of Q2 2014 after selling out during the quarter.
Guinness Atkinson Asset Management sold 60,447 Lumen shares in Q2 2014, an estimated $1.99M.
Guinness Atkinson Asset Management first reported a position in Lumen in Q2 2013 and held it in 4 quarters.
Guinness Atkinson Asset Management's Lumen position peaked at $1.99M in Q1 2014.
618 funds tracked by Wall St. Rank held Lumen as of Q2 2014.

Based on Guinness Atkinson Asset Management's 13F filing for Q2 2014, filed 24 Jul 2014.