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GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $223M
1-Year Est. Return 42.52%
This Fund
S&P 500
This Quarter Est. Return
+12.22%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$142M
AUM Growth
+$15.2M
Cap. Flow
+$1.5M
Cap. Flow %
1.05%
Top 10 Hldgs %
47.55%
Holding
79
New
15
Increased
13
Reduced
15
Closed
3

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$5.42M
2
BABA icon
Alibaba
BABA
+$2.55M
3
PYPL icon
PayPal
PYPL
+$750K
4
CSCO icon
Cisco
CSCO
+$730K
5
CMCSA icon
Comcast
CMCSA
+$641K

Top Sells

Rank Stock Value
1
CTSH icon
Cognizant
CTSH
+$5.43M
2
NVDA icon
NVIDIA
NVDA
+$813K
3
AMAT icon
Applied Materials
AMAT
+$635K
4
APA icon
APA Corp
APA
+$574K
5
QCOM icon
Qualcomm
QCOM
+$519K

Sector Composition

Rank Sector Weight
1 Technology 35.97%
2 Communication Services 17.96%
3 Consumer Discretionary 11.24%
4 Financials 10.91%
5 Healthcare 9.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDU icon
1
New Oriental
EDU
$8.95B
$8.99M 6.34%
74,110
-1,400
-2% -$167K
NVDA icon
2
NVIDIA
NVDA
$5.12T
$6.84M 4.82%
1,163,320
-156,240
-12% -$813K
LRCX icon
3
Lam Research
LRCX
$339B
$6.76M 4.76%
231,100
-17,500
-7% -$465K
ADBE icon
4
Adobe
ADBE
$102B
$6.65M 4.69%
20,160
– –
CSCO icon
5
Cisco
CSCO
$434B
$6.59M 4.64%
137,317
+15,710
+13% +$730K
KLAC icon
6
KLA
KLAC
$220B
$6.45M 4.55%
362,200
– –
DHR icon
7
Danaher
DHR
$147B
$6.42M 4.53%
47,206
– –
NKE icon
8
Nike
NKE
$53.7B
$6.4M 4.51%
63,173
– –
AMAT icon
9
Applied Materials
AMAT
$334B
$6.21M 4.38%
101,740
-11,300
-10% -$635K
CMCSA icon
10
Comcast
CMCSA
$86.7B
$6.13M 4.32%
136,370
+14,400
+12% +$641K
META icon
11
Meta Platforms (Facebook)
META
$1.71T
$6.09M 4.3%
29,690
– –
BMY icon
12
Bristol-Myers Squibb
BMY
$130B
$6.08M 4.29%
+94,700
New +$5.42M
PYPL icon
13
PayPal
PYPL
$46B
$6.02M 4.24%
55,627
+7,200
+15% +$750K
GOOGL icon
14
Alphabet (Google) Class A
GOOGL
$4.22T
$5.72M 4.03%
85,400
-8,000
-9% -$516K
AMZN icon
15
Amazon
AMZN
$2.68T
$5.67M 4%
61,400
– –
ROP icon
16
Roper Technologies
ROP
$38B
$5.54M 3.91%
15,650
– –
ICE icon
17
Intercontinental Exchange
ICE
$88.1B
$5.37M 3.78%
57,973
– –
BABA icon
18
Alibaba
BABA
$272B
$2.88M 2.03%
+13,600
New +$2.55M
NTES icon
19
NetEase
NTES
$76.5B
$2.81M 1.98%
45,875
– –
QCOM icon
20
Qualcomm
QCOM
$201B
$2.69M 1.9%
30,500
-6,200
-17% -$519K
NOAH
21
Noah Holdings
NOAH
$559M
$2.55M 1.8%
72,200
– –
BIDU icon
22
Baidu
BIDU
$30.9B
$2.43M 1.71%
19,200
– –
ATHM icon
23
Autohome
ATHM
$2.46B
$2.21M 1.56%
27,668
+968
+4% +$75.4K
CNQ icon
24
Canadian Natural Resources
CNQ
$106B
$725K 0.51%
45,741
-10,618
-19% -$144K
COP icon
25
ConocoPhillips
COP
$170B
$689K 0.49%
10,600
-500
-5% -$29.4K
1
2 3 4

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Guinness Atkinson Asset Management's Q4 2019 Portfolio in Review

As of Q4 2019, Guinness Atkinson Asset Management held 79 positions worth $142M, up 12% from $127M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Guinness Atkinson Asset Management's Q4 2019 filing shows 15 new, 13 increased, 15 reduced and 3 closed positions. Its largest new stake was Bristol-Myers Squibb: 94,700 shares worth $6.08M. The largest sale was Cognizant, an estimated $5.43M.

By sector, the portfolio is most concentrated in Technology at 36% of assets, down from 40% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • Guinness Atkinson Asset Management's largest Q4 2019 buy was Bristol-Myers Squibb: 94,700 shares worth $6.08M.
  • Guinness Atkinson Asset Management added most to PayPal in Q4 2019, an estimated $750K increase.
  • Guinness Atkinson Asset Management's biggest Q4 2019 reduction was NVIDIA, cutting an estimated $813K.
  • Guinness Atkinson Asset Management fully exited Cognizant in Q4 2019, selling an estimated $5.43M.
  • Guinness Atkinson Asset Management's ten largest holdings make up 48% of its $142M portfolio in Q4 2019.
  • Guinness Atkinson Asset Management opened 15 new positions and closed 3 in Q4 2019.
  • Guinness Atkinson Asset Management's portfolio value rose 12% quarter-over-quarter to $142M.

Based on Guinness Atkinson Asset Management's 13F filing for Q4 2019, filed 4 Feb 2020.