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GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $223M
1-Year Est. Return 42.52%
This Fund
S&P 500
This Quarter Est. Return
+20.96%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$104M
AUM Growth
+$9.11M
Cap. Flow
-$5.8M
Cap. Flow %
-5.58%
Top 10 Hldgs %
28.1%
Holding
82
New
1
Increased
19
Reduced
30
Closed
2

Top Buys

Rank Stock Value
1
JKS
JinkoSolar
JKS
+$578K
2
LUMN icon
Lumen
LUMN
+$504K
3
BP icon
BP
BP
+$371K
4
HRB icon
H&R Block
HRB
+$332K
5
CIG icon
CEMIG Preferred Shares
CIG
+$331K

Top Sells

Rank Stock Value
1
PWER
POWER-ONE INC COM STK NEW (DE)
PWER
+$714K
2
NBL
Noble Energy, Inc.
NBL
+$608K
3
CHK
Chesapeake Energy Corporation
CHK
+$557K
4
SGY
Stone Energy
SGY
+$520K
5
HES
Hess
HES
+$499K

Sector Composition

Rank Sector Weight
1 Energy 40.74%
2 Technology 23.26%
3 Communication Services 13.95%
4 Financials 8.59%
5 Consumer Discretionary 7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTES icon
1
NetEase
NTES
$85.3B
$5.57M 5.36%
383,525
-29,375
-7% -$401K
SOHU
2
Sohu.com
SOHU
$362M
$4.18M 4.02%
53,050
-7,500
-12% -$493K
TSL
3
DELISTED
Trina Solar Limited
TSL
$2.84M 2.74%
183,800
-46,300
-20% -$410K
BBY icon
4
Best Buy
BBY
$18.2B
$2.52M 2.43%
67,220
– –
NFX
5
DELISTED
Newfield Exploration
NFX
$2.4M 2.31%
87,886
-15,600
-15% -$391K
SU icon
6
Suncor Energy
SU
$79.4B
$2.35M 2.26%
65,776
-14,600
-18% -$486K
CNQ icon
7
Canadian Natural Resources
CNQ
$99.4B
$2.35M 2.26%
154,727
-21,927
-12% -$329K
NBL
8
DELISTED
Noble Energy, Inc.
NBL
$2.33M 2.24%
34,770
-9,500
-21% -$608K
CHK
9
DELISTED
Chesapeake Energy Corporation
CHK
$2.33M 2.24%
475
-120
-20% -$557K
COP icon
10
ConocoPhillips
COP
$147B
$2.32M 2.23%
33,328
-6,900
-17% -$460K
HES
11
DELISTED
Hess
HES
$2.32M 2.23%
29,943
-6,700
-18% -$499K
HAL icon
12
Halliburton
HAL
$26.9B
$2.31M 2.22%
47,900
-10,200
-18% -$478K
HLX icon
13
Helix Energy Solutions
HLX
$1.4B
$2.3M 2.21%
90,680
-14,800
-14% -$380K
CVX icon
14
Chevron
CVX
$392B
$2.28M 2.2%
18,800
-2,000
-10% -$246K
XOM icon
15
ExxonMobil
XOM
$644B
$2.28M 2.19%
26,500
– –
PTEN icon
16
Patterson-UTI
PTEN
$3.98B
$2.27M 2.18%
106,170
-3,500
-3% -$71.9K
APA icon
17
APA Corp
APA
$13.2B
$2.27M 2.18%
26,609
-1,800
-6% -$150K
DVN icon
18
Devon Energy
DVN
$52.1B
$2.26M 2.18%
39,200
-4,800
-11% -$274K
UNT
19
DELISTED
UNIT Corporation
UNT
$2.25M 2.17%
48,397
-5,600
-10% -$257K
VLO icon
20
Valero Energy
VLO
$90.1B
$2.06M 1.98%
60,299
– –
JASO
21
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$2M 1.93%
197,120
– –
AMAT icon
22
Applied Materials
AMAT
$403B
$1.7M 1.64%
97,120
-4,570
-4% -$73K
VOD icon
23
Vodafone
VOD
$36.3B
$1.62M 1.56%
45,209
+2,001
+5% +$63.3K
AVTA
24
DELISTED
Avantax, Inc. Common Stock
AVTA
$1.62M 1.56%
70,460
+2,650
+4% +$55.2K
LLL
25
DELISTED
L3 Technologies, Inc.
LLL
$1.61M 1.55%
17,030
-720
-4% -$66.4K
1
2 3 4

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Guinness Atkinson Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Guinness Atkinson Asset Management held 82 positions worth $104M, up 9.6% from $94.8M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Guinness Atkinson Asset Management withdrew a net $5.8M in Q3 2013, closing 2 positions and reducing 30 holdings. Its most notable exit was POWER-ONE INC COM STK NEW (DE), an estimated $714K position sold in full.

By sector, the portfolio is most concentrated in Energy at 41% of assets, down from 46% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Guinness Atkinson Asset Management opened a new position in JinkoSolar worth $879K.

  • Guinness Atkinson Asset Management's largest Q3 2013 buy was JinkoSolar: 39,000 shares worth $879K.
  • Guinness Atkinson Asset Management added most to Lumen in Q3 2013, an estimated $504K increase.
  • Guinness Atkinson Asset Management's biggest Q3 2013 reduction was Noble Energy, Inc., cutting an estimated $608K.
  • Guinness Atkinson Asset Management fully exited POWER-ONE INC COM STK NEW (DE) in Q3 2013, selling an estimated $714K.
  • Guinness Atkinson Asset Management's ten largest holdings make up 28% of its $104M portfolio in Q3 2013.
  • Guinness Atkinson Asset Management opened 1 new position and closed 2 in Q3 2013.
  • Guinness Atkinson Asset Management's portfolio value rose 9.6% quarter-over-quarter to $104M.

Based on Guinness Atkinson Asset Management's 13F filing for Q3 2013, filed 9 Oct 2013.