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GAAM
Guinness Atkinson Asset Management Portfolio holdings
AUM
$223M
1-Year Est. Return
42.52%
This Fund
S&P 500
This Quarter
Est. Return
+4.67%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$148M
AUM Growth
-$13.4M
(-8.3%)
Cap. Flow
-$18.6M
Cap. Flow
% of AUM
-12.64%
Top 10 Holdings %
Top 10 Hldgs %
38.99%
Holding
71
New
3
Increased
8
Reduced
35
Closed
7
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
New Oriental
EDU
|
+$7.34M |
| 2 |
Nike
NKE
|
+$5.33M |
| 3 |
H&R Block
HRB
|
+$1.7M |
| 4 |
PAY
Verifone Systems Inc
PAY
|
+$1.55M |
| 5 |
Gilead Sciences
GILD
|
+$1.26M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSMC
TSM
|
+$6.7M |
| 2 |
State Street
STT
|
+$6.42M |
| 3 |
Oracle
ORCL
|
+$5.62M |
| 4 |
TGNA
TEGNA Inc
TGNA
|
+$4.58M |
| 5 |
NVIDIA
NVDA
|
+$3.97M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 31% |
| 2 | Energy | 22.97% |
| 3 | Financials | 11.35% |
| 4 | Communication Services | 9% |
| 5 | Healthcare | 7.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
SLB Ltd
SLB
$73.6B
| $6.89M | 4.67% |
82,020
-6,660
| -8% | -$546K |
|
|
2
New Oriental
EDU
$9.37B
| $6.56M | 4.45% |
+155,900
| New | +$7.34M |
|
3
Boeing
BA
$171B
| $5.69M | 3.86% |
36,540
-5,400
| -13% | -$789K |
|
4
Intercontinental Exchange
ICE
$85.6B
| $5.57M | 3.77% |
98,650
| – | – |
|
5
Applied Materials
AMAT
$403B
| $5.56M | 3.77% |
172,310
-25,400
| -13% | -$773K |
|
|
6
H&R Block
HRB
$5.58B
| $5.52M | 3.74% |
240,000
+74,350
| +45% | +$1.7M |
|
7
Qualcomm
QCOM
$155B
| $5.46M | 3.7% |
83,730
-20,600
| -20% | -$1.38M |
|
|
PAY
8
DELISTED
Verifone Systems Inc
PAY
| $5.44M | 3.69% |
306,710
+93,100
| +44% | +$1.55M |
|
9
Cisco
CSCO
$457B
| $5.43M | 3.68% |
179,845
-1,000
| -0.6% | -$30.5K |
|
10
PayPal
PYPL
$48.9B
| $5.4M | 3.66% |
136,750
| – | – |
|
|
11
NVIDIA
NVDA
$4.86T
| $5.35M | 3.62% |
2,003,400
-1,898,000
| -49% | -$3.97M |
|
|
12
Nike
NKE
$61.9B
| $5.29M | 3.58% |
+104,000
| New | +$5.33M |
|
13
Cognizant
CTSH
$24.9B
| $5.28M | 3.58% |
94,180
+16,300
| +21% | +$872K |
|
14
Intel
INTC
$455B
| $5.2M | 3.52% |
143,330
-21,270
| -13% | -$762K |
|
|
15
Gilead Sciences
GILD
$162B
| $5.19M | 3.52% |
72,510
+17,000
| +31% | +$1.26M |
|
16
Danaher
DHR
$137B
| $5.18M | 3.51% |
75,035
+7,896
| +12% | +$548K |
|
17
Comcast
CMCSA
$85B
| $5.17M | 3.5% |
149,660
-23,960
| -14% | -$800K |
|
18
Roper Technologies
ROP
$38.8B
| $5.16M | 3.5% |
28,190
| – | – |
|
19
Alphabet (Google) Class A
GOOGL
$4.36T
| $5.14M | 3.49% |
129,800
| – | – |
|
20
WisdomTree
WT
$2.96B
| $4.9M | 3.32% |
440,240
+14,300
| +3% | +$149K |
|
21
NetEase
NTES
$85.3B
| $2.97M | 2.01% |
68,875
-15,000
| -18% | -$716K |
|
22
Suncor Energy
SU
$79.4B
| $1.86M | 1.26% |
56,876
| – | – |
|
|
HES
23
DELISTED
Hess
HES
| $1.84M | 1.25% |
29,543
| – | – |
|
24
Imperial Oil
IMO
$62.7B
| $1.79M | 1.21% |
51,401
| – | – |
|
25
Devon Energy
DVN
$52.1B
| $1.78M | 1.21% |
39,000
| – | – |
|
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Guinness Atkinson Asset Management's Q4 2016 Portfolio in Review
As of Q4 2016, Guinness Atkinson Asset Management held 71 positions worth $148M, down 8.3% from $161M the previous quarter. Its ten largest holdings account for 39% of the portfolio.
Guinness Atkinson Asset Management withdrew a net $18.6M in Q4 2016, closing 7 positions and reducing 35 holdings. Its most notable exit was TSMC, an estimated $6.7M position sold in full.
By sector, the portfolio is most concentrated in Technology at 31% of assets, down from 39% a quarter earlier, followed by Energy and Financials.
Against the trend, Guinness Atkinson Asset Management opened a new position in New Oriental worth $6.56M.
- Guinness Atkinson Asset Management's largest Q4 2016 buy was New Oriental: 155,900 shares worth $6.56M.
- Guinness Atkinson Asset Management added most to H&R Block in Q4 2016, an estimated $1.7M increase.
- Guinness Atkinson Asset Management's biggest Q4 2016 reduction was NVIDIA, cutting an estimated $3.97M.
- Guinness Atkinson Asset Management fully exited TSMC in Q4 2016, selling an estimated $6.7M.
- Guinness Atkinson Asset Management's ten largest holdings make up 39% of its $148M portfolio in Q4 2016.
- Guinness Atkinson Asset Management opened 3 new positions and closed 7 in Q4 2016.
- Guinness Atkinson Asset Management's portfolio value fell 8.3% quarter-over-quarter to $148M.
Based on Guinness Atkinson Asset Management's 13F filing for Q4 2016, filed 14 Feb 2017.