Guinness Atkinson Asset Management’s Ultra Petroleum Corp. Common Stock UPL Stock Holding History

Guinness Atkinson Asset Management’s Portfolio UPL Stock Details UPL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-48,500	Closed	-$638K	–	70
2014 Q4	$638K	Hold	48,500	–	–	0.37%	47
2014 Q3	$1.13M	Buy	48,500 +9,100	+23%	+$228K	0.64%	47
2014 Q2	$1.17M	Hold	39,400	–	–	0.87%	42
2014 Q1	$1.06M	Hold	39,400	–	–	1.06%	43
2013 Q4	$853K	Hold	39,400	–	–	0.84%	49
2013 Q3	$810K	Hold	39,400	–	–	0.78%	50
2013 Q2	$781K	Buy	+39,400	New	+$842K	0.82%	50

Other funds holding UPL

DSA

Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

CI Investments Inc Toronto, Ontario, Canada $20.6B AUM 29.22% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

OAC

OMERS Administration Corp Toronto, Ontario, Canada $15.6B AUM 24.73% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Guinness Atkinson Asset Management's UPL Position: Q1 2015 in Review

Guinness Atkinson Asset Management sold out of Ultra Petroleum Corp. Common Stock (UPL) in Q1 2015, closing a stake of 48,500 shares — an estimated $638K sold.

Guinness Atkinson Asset Management first reported a position in UPL in Q2 2013 and held it in 7 quarters. The position peaked at $1.17M in Q2 2014. 212 funds tracked by Wall St. Rank hold UPL as of Q1 2015.

Guinness Atkinson Asset Management reported no remaining Ultra Petroleum Corp. Common Stock position as of Q1 2015 after selling out during the quarter.
Guinness Atkinson Asset Management sold 48,500 Ultra Petroleum Corp. Common Stock shares in Q1 2015, an estimated $638K.
Guinness Atkinson Asset Management first reported a position in Ultra Petroleum Corp. Common Stock in Q2 2013 and held it in 7 quarters.
Guinness Atkinson Asset Management's Ultra Petroleum Corp. Common Stock position peaked at $1.17M in Q2 2014.
212 funds tracked by Wall St. Rank held Ultra Petroleum Corp. Common Stock as of Q1 2015.

Based on Guinness Atkinson Asset Management's 13F filing for Q1 2015, filed 6 May 2015.