Guinness Atkinson Asset Management’s Capital One COF Stock Holding History

Guinness Atkinson Asset Management’s Portfolio COF Stock Details COF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-86,600	Closed	-$7.62M	–	67
2015 Q2	$7.62M	Hold	86,600	–	–	3.5%	3
2015 Q1	$6.83M	Buy	86,600 +26,120	+43%	+$2.05M	3.07%	16
2014 Q4	$4.99M	Buy	60,480 +7,220	+14%	+$587K	2.89%	16
2014 Q3	$4.35M	Buy	53,260 +20,490	+63%	+$1.68M	2.45%	14
2014 Q2	$2.71M	Buy	32,770 +7,920	+32%	+$615K	2.01%	33
2014 Q1	$1.92M	Buy	24,850 +2,120	+9%	+$156K	1.92%	26
2013 Q4	$1.74M	Hold	22,730	–	–	1.72%	31
2013 Q3	$1.56M	Buy	22,730 +1,950	+9%	+$131K	1.5%	31
2013 Q2	$1.3M	Buy	+20,780	New	+$1.22M	1.38%	35

Other funds holding COF

Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $33B AUM 40.62% 1-Year Est. Return

Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

Guinness Atkinson Asset Management's COF Position: Q3 2015 in Review

Guinness Atkinson Asset Management sold out of Capital One (COF) in Q3 2015, closing a stake of 86,600 shares — an estimated $7.62M sold.

Guinness Atkinson Asset Management first reported a position in COF in Q2 2013 and held it in 9 quarters. The position peaked at $7.62M in Q2 2015. 789 funds tracked by Wall St. Rank hold COF as of Q3 2015.

Guinness Atkinson Asset Management reported no remaining Capital One position as of Q3 2015 after selling out during the quarter.
Guinness Atkinson Asset Management sold 86,600 Capital One shares in Q3 2015, an estimated $7.62M.
Guinness Atkinson Asset Management first reported a position in Capital One in Q2 2013 and held it in 9 quarters.
Guinness Atkinson Asset Management's Capital One position peaked at $7.62M in Q2 2015.
789 funds tracked by Wall St. Rank held Capital One as of Q3 2015.

Based on Guinness Atkinson Asset Management's 13F filing for Q3 2015, filed 23 Oct 2015.