Guinness Atkinson Asset Management’s Capital One COF Stock Holding History

Guinness Atkinson Asset Management’s Portfolio COF Stock Details COF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-86,600	Closed	-$7.62M	–	67
2015 Q2	$7.62M	Hold	86,600	–	–	3.5%	3
2015 Q1	$6.83M	Buy	86,600 +26,120	+43%	+$2.05M	3.07%	16
2014 Q4	$4.99M	Buy	60,480 +7,220	+14%	+$587K	2.89%	16
2014 Q3	$4.35M	Buy	53,260 +20,490	+63%	+$1.68M	2.45%	14
2014 Q2	$2.71M	Buy	32,770 +7,920	+32%	+$615K	2.01%	33
2014 Q1	$1.92M	Buy	24,850 +2,120	+9%	+$156K	1.92%	26
2013 Q4	$1.74M	Hold	22,730	–	–	1.72%	31
2013 Q3	$1.56M	Buy	22,730 +1,950	+9%	+$131K	1.5%	31
2013 Q2	$1.3M	Buy	+20,780	New	+$1.22M	1.38%	35

Other funds holding COF

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Barrow, Hanley, Mewhinney & Strauss

Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $30.5B AUM 29.95% 1-Year Est. Return

Boston Partners

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Harris Associates

Harris Associates Chicago, Illinois $74.9B AUM 11.27% 1-Year Est. Return