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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+18.64%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$537M
AUM Growth
+$196M
Cap. Flow
+$166M
Cap. Flow %
30.8%
Top 10 Hldgs %
74.9%
Holding
56
New
26
Increased
8
Reduced
2
Closed
18

Top Buys

Rank Stock Value
1
MJN
Mead Johnson Nutrition Company
MJN
+$65.3M
2
AWH
Allied World Assurance Co Hld Lt
AWH
+$52.8M
3
BEAV
B/E Aerospace Inc
BEAV
+$37M
4
CEB
CEB Inc.
CEB
+$35.5M
5
WOOF
VCA Inc.
WOOF
+$31.2M

Top Sells

Rank Stock Value
1
HAR
Harman International Industries
HAR
+$45.9M
2
ENH
Endurance Specialty Holdings Ltd
ENH
+$41M
3
CPPL
Columbia Pipeline Partners LP
CPPL
+$39.9M
4
LOCK
LifeLock, Inc.
LOCK
+$24M
5
MENT
Mentor Graphics Corp
MENT
+$23.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 29.38%
2 Technology 20.09%
3 Industrials 18.42%
4 Financials 15.05%
5 Consumer Discretionary 7.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.A icon
26
Berkshire Hathaway Class A
BRK.A
$1.07T
$1.5M 0.28%
6
– –
PRMW
27
DELISTED
Primo Water Corporation
PRMW
$1.36M 0.25%
+109,788
New +$1.24M
TFCFA
28
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.24M 0.23%
+38,400
New +$1.17M
TDS icon
29
Telephone and Data Systems
TDS
$3.91B
$1.16M 0.22%
+43,782
New +$1.25M
BGC icon
30
BGC Group
BGC
$5.58B
$1.08M 0.2%
147,857
-67,907
-31% -$488K
PAR icon
31
PAR Technology
PAR
$637M
$757K 0.14%
+105,622
New +$682K
KWY
32
Kingsway Corp
KWY
$249M
$696K 0.13%
120,037
– –
MMAC
33
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
$626K 0.12%
+26,917
New +$586K
ECCZ.CL
34
DELISTED
Eagle Point Credit Company Inc.
ECCZ.CL
$323K 0.06%
+12,500
New +$323K
MMI icon
35
Marcus & Millichap
MMI
$1.15B
$246K 0.05%
+10,015
New +$259K
FCRZ
36
DELISTED
First Eagle Alternative Capital BDC, Inc. 6.75% Notes due 2022
FCRZ
$52.1K 0.01%
+2,000
New +$51.5K
PRHI
37
Presurance Holdings
PRHI
– –
-6,432
Closed -$367K
NXST icon
38
Nexstar Media Group
NXST
$5.6B
– –
-21,925
Closed -$1.39M
PFX icon
39
PhenixFIN
PFX
– –
-7,645
Closed -$1.15M
SAR icon
40
Saratoga Investment
SAR
$309M
– –
-25,631
Closed -$528K
WHF icon
41
WhiteHorse Finance
WHF
$141M
– –
-36,106
Closed -$439K
RAD
42
DELISTED
Rite Aid Corporation
RAD
– –
-21,022
Closed -$3.46M
GCAP
43
DELISTED
Gain Capital Holdings, Inc.
GCAP
– –
-116,847
Closed -$769K
SXCP
44
DELISTED
SunCoke Energy Partners, L.P.
SXCP
– –
-318,929
Closed -$6.14M
MENT
45
DELISTED
Mentor Graphics Corp
MENT
– –
-631,607
Closed -$23.3M
ENH
46
DELISTED
Endurance Specialty Holdings Ltd
ENH
– –
-443,663
Closed -$41M
HAR
47
DELISTED
Harman International Industries
HAR
– –
-413,024
Closed -$45.9M
EQY
48
DELISTED
Equity One
EQY
– –
-48,792
Closed -$1.5M
LIOX
49
DELISTED
Lionbridge Technologies
LIOX
– –
-650,888
Closed -$3.77M
CPPL
50
DELISTED
Columbia Pipeline Partners LP
CPPL
– –
-2,329,308
Closed -$39.9M
1
2
3

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SIC
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First Trust Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, First Trust Capital Management held 56 positions worth $537M, up 57% from $341M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

First Trust Capital Management deployed $166M of net new capital in Q1 2017, opening 26 new positions and adding to 8 existing holdings. Its largest new stake was Mead Johnson Nutrition Company: 793,718 shares worth $70.7M.

By sector, the portfolio is most concentrated in Consumer Staples at 29% of assets, up from 11% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was BGC Group, an estimated $488K trimmed.

  • First Trust Capital Management's largest Q1 2017 buy was Mead Johnson Nutrition Company: 793,718 shares worth $70.7M.
  • First Trust Capital Management added most to Reynolds American Inc in Q1 2017, an estimated $9.18M increase.
  • First Trust Capital Management's biggest Q1 2017 reduction was BGC Group, cutting an estimated $488K.
  • First Trust Capital Management fully exited Harman International Industries in Q1 2017, selling an estimated $45.9M.
  • First Trust Capital Management's ten largest holdings make up 75% of its $537M portfolio in Q1 2017.
  • First Trust Capital Management opened 26 new positions and closed 18 in Q1 2017.
  • First Trust Capital Management's portfolio value rose 57% quarter-over-quarter to $537M.

Based on First Trust Capital Management's 13F filing for Q1 2017, filed 11 May 2017.