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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+14.38%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$522M
AUM Growth
-$122M
Cap. Flow
-$152M
Cap. Flow %
-29.13%
Top 10 Hldgs %
50.03%
Holding
79
New
28
Increased
10
Reduced
6
Closed
30

Top Buys

Rank Stock Value
1
BWLD
Buffalo Wild Wings, Inc.
BWLD
+$34.3M
2
BSFT
BroadSoft, Inc.
BSFT
+$23.8M
3
BDX icon
Becton Dickinson
BDX
+$23.6M
4
CUDA
Barracuda Networks, Inc.
CUDA
+$21.6M
5
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$14.8M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$72M
2
BCR
CR Bard Inc.
BCR
+$58.9M
3
TWX
Time Warner Inc
TWX
+$49M
4
KITE
Kite Pharma, Inc.
KITE
+$30.7M
5
VWR
VWR Corporation
VWR
+$28.6M

Sector Composition

Rank Sector Weight
1 Technology 31.92%
2 Communication Services 15.22%
3 Consumer Discretionary 11.02%
4 Healthcare 8.67%
5 Financials 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXPI icon
1
NXP Semiconductors
NXPI
$68B
$61.3M 11.75%
523,929
+42,614
+9% +$4.92M
BWLD
2
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$40.7M 7.8%
+260,574
New +$34.3M
BSFT
3
DELISTED
BroadSoft, Inc.
BSFT
$24M 4.6%
+437,472
New +$23.8M
CUDA
4
DELISTED
Barracuda Networks, Inc.
CUDA
$24M 4.59%
+871,058
New +$21.6M
BDX icon
5
Becton Dickinson
BDX
$43.1B
$23.5M 4.5%
+112,535
New +$23.6M
DAR icon
6
Darling Ingredients
DAR
$9.93B
$21.7M 4.15%
1,195,087
+475,110
+66% +$8.21M
RGC
7
DELISTED
Regal Entertainment Group
RGC
$18M 3.45%
+782,451
New +$14.4M
RXDX
8
DELISTED
Ignyta, Inc.
RXDX
$18M 3.44%
+673,224
New +$10.9M
RSO
9
DELISTED
Resource Capital Corp.
RSO
$15.9M 3.05%
1,698,869
+339,774
+25% +$3.4M
BGC
10
DELISTED
General Cable Corporation
BGC
$14.1M 2.7%
+476,168
New +$11.3M
HMHC
11
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$13.8M 2.63%
+1,478,659
New +$14.8M
BRK.A icon
12
Berkshire Hathaway Class A
BRK.A
$1.07T
$13.7M 2.62%
46
– –
OA
13
DELISTED
Orbital ATK, Inc.
OA
$13.4M 2.56%
101,735
-13,418
-12% -$1.78M
TIME
14
DELISTED
Time Inc.
TIME
$13.3M 2.55%
+722,475
New +$10.8M
PBPB
15
DELISTED
Potbelly
PBPB
$13.1M 2.51%
1,067,370
+71,240
+7% +$875K
MSTR icon
16
Strategy Inc
MSTR
$33.5B
$13.1M 2.51%
+998,080
New +$13.4M
DFIN icon
17
Donnelley Financial Solutions
DFIN
$1.21B
$12.8M 2.45%
656,253
+521,638
+388% +$10.7M
NXST icon
18
Nexstar Media Group
NXST
$5.6B
$12.6M 2.42%
161,537
-20,092
-11% -$1.35M
SCMP
19
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$11.4M 2.19%
+637,578
New +$7.85M
LILA icon
20
Liberty Latin America Class A
LILA
$1.51B
$10.8M 2.06%
835,015
+110,083
+15% +$1.56M
SFLY
21
DELISTED
Shutterfly, Inc.
SFLY
$10.6M 2.03%
+213,002
New +$9.64M
VHT icon
22
Vanguard Health Care ETF
VHT
$18.2B
$10.5M 2.01%
+68,000
New +$10.4M
LXFR icon
23
Luxfer Holdings
LXFR
$460M
$9.76M 1.87%
+617,863
New +$8.42M
DIS icon
24
Walt Disney
DIS
$165B
$8.35M 1.6%
+77,700
New +$8M
SSNI
25
DELISTED
Silver Spring Networks, Inc.
SSNI
$8.29M 1.59%
510,631
-295,762
-37% -$4.78M
1
2 3 4

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DCP
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First Trust Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, First Trust Capital Management held 79 positions worth $522M, down 19% from $644M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

First Trust Capital Management withdrew a net $152M in Q4 2017, closing 30 positions and reducing 6 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $72M position sold in full.

By sector, the portfolio is most concentrated in Technology at 32% of assets, up from 15% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, First Trust Capital Management opened a new position in Buffalo Wild Wings, Inc. worth $40.7M.

  • First Trust Capital Management's largest Q4 2017 buy was Buffalo Wild Wings, Inc.: 260,574 shares worth $40.7M.
  • First Trust Capital Management added most to Donnelley Financial Solutions in Q4 2017, an estimated $10.7M increase.
  • First Trust Capital Management's biggest Q4 2017 reduction was Straight Path Communications Inc., cutting an estimated $10M.
  • First Trust Capital Management fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $72M.
  • First Trust Capital Management's ten largest holdings make up 50% of its $522M portfolio in Q4 2017.
  • First Trust Capital Management opened 28 new positions and closed 30 in Q4 2017.
  • First Trust Capital Management's portfolio value fell 19% quarter-over-quarter to $522M.

Based on First Trust Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.