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FTCM
First Trust Capital Management Portfolio holdings
AUM
$1.9B
1-Year Est. Return
58.39%
This Fund
S&P 500
This Quarter
Est. Return
+9.1%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$644M
AUM Growth
-$219M
(-25%)
Cap. Flow
-$248M
Cap. Flow
% of AUM
-38.43%
Top 10 Holdings %
Top 10 Hldgs %
57.29%
Holding
91
New
17
Increased
12
Reduced
17
Closed
40
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWX
Time Warner Inc
TWX
|
+$48.5M |
| 2 |
LVLT
Level 3 Communications Inc
LVLT
|
+$47M |
| 3 |
RICE
Rice Energy Inc.
RICE
|
+$26.5M |
| 4 |
KITE
Kite Pharma, Inc.
KITE
|
+$23.8M |
| 5 |
NDRM
NeuroDerm Ltd. Ordinary Shares
NDRM
|
+$15.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MBLY
Mobileye N.V.
MBLY
|
+$56.3M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$56.2M |
| 3 |
Oneok
OKE
|
+$55.7M |
| 4 |
WOOF
VCA Inc.
WOOF
|
+$36.2M |
| 5 |
PNRA
Panera Bread Co
PNRA
|
+$35.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 19.09% |
| 2 | Industrials | 17.55% |
| 3 | Technology | 14.78% |
| 4 | Energy | 6.73% |
| 5 | Financials | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LVLT
1
DELISTED
Level 3 Communications Inc
LVLT
| $72M | 11.18% |
1,351,918
+844,380
| +166% | +$47M |
|
|
BCR
2
DELISTED
CR Bard Inc.
BCR
| $58.9M | 9.14% |
183,763
+394
| +0.2% | +$126K |
|
3
NXP Semiconductors
NXPI
$68B
| $54.4M | 8.45% |
481,315
-195,111
| -29% | -$21.8M |
|
|
TWX
4
DELISTED
Time Warner Inc
TWX
| $49M | 7.6% |
+478,189
| New | +$48.5M |
|
|
KITE
5
DELISTED
Kite Pharma, Inc.
KITE
| $30.7M | 4.76% |
+170,701
| New | +$23.8M |
|
|
VWR
6
DELISTED
VWR Corporation
VWR
| $28.6M | 4.44% |
863,956
-128,357
| -13% | -$4.24M |
|
|
RICE
7
DELISTED
Rice Energy Inc.
RICE
| $28.1M | 4.36% |
+970,184
| New | +$26.5M |
|
|
NDRM
8
DELISTED
NeuroDerm Ltd. Ordinary Shares
NDRM
| $16.4M | 2.55% |
+422,771
| New | +$15.6M |
|
|
DDC
9
DELISTED
Dominion Diamond Corporation
DDC
| $15.7M | 2.44% |
+1,107,326
| New | +$15.4M |
|
|
OA
10
DELISTED
Orbital ATK, Inc.
OA
| $15.3M | 2.38% |
+115,153
| New | +$12.6M |
|
|
WNRL
11
DELISTED
Western Refining Logistics, LP
WNRL
| $15.3M | 2.37% |
+591,633
| New | +$15M |
|
|
RSO
12
DELISTED
Resource Capital Corp.
RSO
| $14.7M | 2.27% |
1,359,095
+223,753
| +20% | +$2.3M |
|
|
SSNI
13
DELISTED
Silver Spring Networks, Inc.
SSNI
| $13M | 2.02% |
+806,393
| New | +$10.1M |
|
|
ABCO
14
DELISTED
Advisory Board Co
ABCO
| $12.9M | 2% |
+240,653
| New | +$13M |
|
15
Berkshire Hathaway Class A
BRK.A
$1.07T
| $12.6M | 1.96% |
46
| – | – |
|
16
Darling Ingredients
DAR
$9.93B
| $12.6M | 1.96% |
719,977
-132,735
| -16% | -$2.25M |
|
|
PBPB
17
DELISTED
Potbelly
PBPB
| $12.4M | 1.92% |
996,130
+639,750
| +180% | +$7.46M |
|
18
Nexstar Media Group
NXST
$5.6B
| $11.3M | 1.76% |
181,629
+69,465
| +62% | +$4.29M |
|
|
STRP
19
DELISTED
Straight Path Communications Inc.
STRP
| $11.2M | 1.73% |
61,769
-16,225
| -21% | -$2.91M |
|
20
Liberty Latin America Class A
LILA
$1.51B
| $11M | 1.71% |
724,932
-156,180
| -18% | -$2.52M |
|
21
IMAX
IMAX
$2.38B
| $10.7M | 1.66% |
+471,097
| New | +$9.71M |
|
|
LORL
22
DELISTED
Loral Space and Communications, Inc.
LORL
| $8.9M | 1.38% |
179,831
-3,026
| -2% | -$136K |
|
23
Vishay Precision Group
VPG
$1.39B
| $8.3M | 1.29% |
340,035
-48,639
| -13% | -$967K |
|
24
AerCap
AER
$23.9B
| $8.15M | 1.27% |
159,526
+11,000
| +7% | +$539K |
|
25
Alphabet (Google) Class C
GOOG
$3.9T
| $8.1M | 1.26% |
169,000
+12,000
| +8% | +$559K |
|
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First Trust Capital Management's Q3 2017 Portfolio in Review
As of Q3 2017, First Trust Capital Management held 91 positions worth $644M, down 25% from $863M the previous quarter. Its ten largest holdings account for 57% of the portfolio.
First Trust Capital Management withdrew a net $248M in Q3 2017, closing 40 positions and reducing 17 holdings. Its most notable exit was Mobileye N.V., an estimated $56.3M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 19% of assets, up from 8% a quarter earlier, followed by Industrials and Technology.
Against the trend, First Trust Capital Management opened a new position in Time Warner Inc worth $49M.
- First Trust Capital Management's largest Q3 2017 buy was Time Warner Inc: 478,189 shares worth $49M.
- First Trust Capital Management added most to Level 3 Communications Inc in Q3 2017, an estimated $47M increase.
- First Trust Capital Management's biggest Q3 2017 reduction was NXP Semiconductors, cutting an estimated $21.8M.
- First Trust Capital Management fully exited Mobileye N.V. in Q3 2017, selling an estimated $56.3M.
- First Trust Capital Management's ten largest holdings make up 57% of its $644M portfolio in Q3 2017.
- First Trust Capital Management opened 17 new positions and closed 40 in Q3 2017.
- First Trust Capital Management's portfolio value fell 25% quarter-over-quarter to $644M.
Based on First Trust Capital Management's 13F filing for Q3 2017, filed 13 Nov 2017.