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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+17.89%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$356M
AUM Growth
-$16.2M
Cap. Flow
-$39.2M
Cap. Flow %
-11.01%
Top 10 Hldgs %
47.44%
Holding
185
New
80
Increased
10
Reduced
11
Closed
51

Top Buys

Rank Stock Value
1
EV
Eaton Vance Corp.
EV
+$23.1M
2
TIF
Tiffany & Co.
TIF
+$22.5M
3
RP
RealPage, Inc.
RP
+$17.7M
4
VAR
Varian Medical Systems, Inc.
VAR
+$12.4M
5
WORK
Slack Technologies, Inc.
WORK
+$9.72M

Top Sells

Rank Stock Value
1
LVGO
Livongo Health, Inc. Common Stock
LVGO
+$39.6M
2
ADSW
Advanced Disposal Services Inc
ADSW
+$28.9M
3
WTW icon
Willis Towers Watson
WTW
+$23.4M
4
AIMT
Aimmune Therapeutics
AIMT
+$18.1M
5
IMMU
Immunomedics Inc
IMMU
+$17.8M

Sector Composition

Rank Sector Weight
1 Financials 12.85%
2 Technology 12.05%
3 Healthcare 4.54%
4 Industrials 3.11%
5 Consumer Discretionary 2.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAR
1
DELISTED
Varian Medical Systems, Inc.
VAR
$34.6M 9.74%
197,910
+71,664
+57% +$12.4M
NGHC
2
DELISTED
National General Holdings Corp
NGHC
$28.4M 7.99%
831,737
+34,242
+4% +$1.17M
EV
3
DELISTED
Eaton Vance Corp.
EV
$25.1M 7.05%
+369,209
New +$23.1M
RP
4
DELISTED
RealPage, Inc.
RP
$23.6M 6.63%
+270,558
New +$17.7M
TIF
5
DELISTED
Tiffany & Co.
TIF
$23.5M 6.62%
179,127
+175,854
+5,373% +$22.5M
WORK
6
DELISTED
Slack Technologies, Inc.
WORK
$12.2M 3.41%
+287,631
New +$9.72M
FGNA.U
7
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$6.51M 1.83%
613,100
– –
HMSY
8
DELISTED
HMS Holdings Corp.
HMSY
$5.2M 1.46%
+141,478
New +$4.3M
LVOX
9
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$4.82M 1.36%
461,607
+71,166
+18% +$724K
BEAT
10
DELISTED
BioTelemetry, Inc.
BEAT
$4.79M 1.35%
+66,515
New +$3.48M
SKIL icon
11
Skillsoft
SKIL
$56.9M
$4.28M 1.2%
+20,680
New +$4.19M
ETACU
12
DELISTED
E.Merge Technology Acquisition Corp. Unit
ETACU
$4.24M 1.19%
397,594
– –
FTOCU
13
DELISTED
FTAC Olympus Acquisition Corp. Unit
FTOCU
$3.81M 1.07%
350,000
– –
ALXN
14
DELISTED
Alexion Pharmaceuticals
ALXN
$3.74M 1.05%
+23,957
New +$3.08M
PIAI.U
15
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
$3.64M 1.02%
342,900
– –
CCIV.U
16
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$3.61M 1.02%
350,651
– –
TWND.U
17
DELISTED
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$3.55M 1%
328,945
– –
LCAPU
18
DELISTED
Lionheart Acquisition Corp. II Unit
LCAPU
$3.48M 0.98%
334,000
– –
ORGN
19
DELISTED
Origin Materials
ORGN
$3.37M 0.95%
10,567
+4,167
+65% +$1.25M
HZON.U
20
DELISTED
Horizon Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HZON.U
$3.32M 0.93%
+309,370
New +$3.19M
AVAN.U
21
DELISTED
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
$3.25M 0.91%
+300,000
New +$3.05M
FCACU
22
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
$3.2M 0.9%
300,000
– –
SEAH.U
23
DELISTED
Sports Entertainment Acquisition Corp. Units, each consisting of one share of Class A Common Stock,
SEAH.U
$3.18M 0.89%
+295,685
New +$3.03M
GBTG icon
24
American Express Global Business Travel
GBTG
$4.91B
$3.17M 0.89%
+304,998
New +$3.1M
VACQU
25
DELISTED
Vector Acquisition Corporation Unit
VACQU
$3.16M 0.89%
293,705
– –
1
2 3 4 5

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IAN
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DCP
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BOH
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First Trust Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, First Trust Capital Management held 185 positions worth $356M, down 4.3% from $372M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

First Trust Capital Management withdrew a net $39.2M in Q4 2020, closing 51 positions and reducing 11 holdings. Its most notable exit was Livongo Health, Inc. Common Stock, an estimated $39.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 20% a quarter earlier, followed by Technology and Healthcare.

Against the trend, First Trust Capital Management opened a new position in Eaton Vance Corp. worth $25.1M.

  • First Trust Capital Management's largest Q4 2020 buy was Eaton Vance Corp.: 369,209 shares worth $25.1M.
  • First Trust Capital Management added most to Tiffany & Co. in Q4 2020, an estimated $22.5M increase.
  • First Trust Capital Management's biggest Q4 2020 reduction was Willis Towers Watson, cutting an estimated $23.4M.
  • First Trust Capital Management fully exited Livongo Health, Inc. Common Stock in Q4 2020, selling an estimated $39.6M.
  • First Trust Capital Management's ten largest holdings make up 47% of its $356M portfolio in Q4 2020.
  • First Trust Capital Management opened 80 new positions and closed 51 in Q4 2020.
  • First Trust Capital Management's portfolio value fell 4.3% quarter-over-quarter to $356M.

Based on First Trust Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.