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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+28.2%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$272M
AUM Growth
+$128M
Cap. Flow
+$104M
Cap. Flow %
38.32%
Top 10 Hldgs %
71.05%
Holding
66
New
25
Increased
10
Reduced
4
Closed
26

Top Buys

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$35.1M
2
GAS
AGL Resources Inc
GAS
+$22.2M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$20.1M
4
STRZA
Starz - Series A
STRZA
+$16.4M
5
DWRE
DEMANDWARE INC COM STK (DE)
DWRE
+$16.2M

Top Sells

Rank Stock Value
1
HPY
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
+$17M
2
JAH
JARDEN CORPORATION
JAH
+$16.4M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$15M
4
TFM
THE FRESH MARKET, INC COM STK
TFM
+$12.2M
5
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 29.47%
2 Communication Services 16.49%
3 Real Estate 10.44%
4 Healthcare 8.24%
5 Energy 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLAC icon
1
KLA
KLAC
$275B
$35.8M 13.19%
+4,892,160
New +$35.1M
HOT
2
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$28.4M 10.44%
383,693
+261,542
+214% +$20.1M
DWRE
3
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
$22.5M 8.28%
+300,490
New +$16.2M
GAS
4
DELISTED
AGL Resources Inc
GAS
$22.3M 8.21%
+338,232
New +$22.2M
STRZA
5
DELISTED
Starz - Series A
STRZA
$18.5M 6.8%
+617,491
New +$16.4M
LDRH
6
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
$16.7M 6.16%
+452,714
New +$12.8M
DWA
7
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$14.9M 5.48%
+364,270
New +$13.1M
CVT
8
DELISTED
CVENT, INC.
CVT
$11.5M 4.24%
+322,434
New +$10.7M
EXAM
9
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
$11.4M 4.18%
+325,722
New +$11.1M
HUM icon
10
Humana
HUM
$46.7B
$11M 4.06%
61,387
-4,106
-6% -$729K
AXLL
11
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$9.19M 3.38%
+281,869
New +$7.15M
SCNB
12
DELISTED
Suffolk Bancorp
SCNB
$9.1M 3.35%
+290,542
New +$7.23M
DRII
13
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$8.96M 3.3%
+299,061
New +$6.77M
CPXX
14
DELISTED
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
$7.26M 2.67%
+240,598
New +$4.88M
CKEC
15
DELISTED
Carmike Cinemas Inc
CKEC
$6M 2.21%
199,168
+72,782
+58% +$2.19M
VA
16
DELISTED
Virgin America Inc.
VA
$5.52M 2.03%
+98,129
New +$5.44M
SAAS
17
DELISTED
inContact, Inc.
SAAS
$3.89M 1.43%
+280,554
New +$3.23M
LNKD
18
DELISTED
LinkedIn Corporation
LNKD
$2.79M 1.03%
+14,729
New +$2.04M
NATL
19
DELISTED
National Interstate Corporation
NATL
$2.43M 0.9%
80,467
+10,069
+14% +$309K
SQI
20
DELISTED
SCIQUEST, INC. COMMON STOCK
SQI
$2.11M 0.78%
+119,551
New +$1.81M
FCS
21
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
$2.1M 0.77%
105,846
-58,272
-36% -$1.16M
VPG icon
22
Vishay Precision Group
VPG
$1.39B
$1.76M 0.65%
130,866
+29,368
+29% +$412K
STC icon
23
Stewart Information Services
STC
$2.05B
$1.68M 0.62%
+40,539
New +$1.49M
LORL
24
DELISTED
Loral Space and Communications, Inc.
LORL
$1.67M 0.62%
+47,399
New +$1.72M
TUMI
25
DELISTED
TUMI HLDGS INC COM
TUMI
$1.59M 0.59%
59,460
– –
1
2 3

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First Trust Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, First Trust Capital Management held 66 positions worth $272M, up 88% from $144M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

First Trust Capital Management deployed $104M of net new capital in Q2 2016, opening 25 new positions and adding to 10 existing holdings. Its largest new stake was KLA: 4,892,160 shares worth $35.8M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 4.3% a quarter earlier, followed by Communication Services and Real Estate.

On the sell side, the largest reduction was FAIRCHILD SEMICONDUCTOR INTL INC COMMON, an estimated $1.16M trimmed.

  • First Trust Capital Management's largest Q2 2016 buy was KLA: 4,892,160 shares worth $35.8M.
  • First Trust Capital Management added most to STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q2 2016, an estimated $20.1M increase.
  • First Trust Capital Management's biggest Q2 2016 reduction was FAIRCHILD SEMICONDUCTOR INTL INC COMMON, cutting an estimated $1.16M.
  • First Trust Capital Management fully exited HEARTLAND PAYMENT SYSTEMS, INC. COM STK in Q2 2016, selling an estimated $17M.
  • First Trust Capital Management's ten largest holdings make up 71% of its $272M portfolio in Q2 2016.
  • First Trust Capital Management opened 25 new positions and closed 26 in Q2 2016.
  • First Trust Capital Management's portfolio value rose 88% quarter-over-quarter to $272M.

Based on First Trust Capital Management's 13F filing for Q2 2016, filed 9 Aug 2016.