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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$570M
AUM Growth
-$89.2M
Cap. Flow
-$38.1M
Cap. Flow %
-6.68%
Top 10 Hldgs %
39.28%
Holding
321
New
99
Increased
111
Reduced
7
Closed
69

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$54.9M
2
CONE
CyrusOne Inc Common Stock
CONE
+$32.7M
3
INFO
IHS Markit Ltd. Common Shares
INFO
+$25.3M
4
MIME
Mimecast Limited
MIME
+$23.3M
5
VG
Vonage Holdings Corporation
VG
+$15.5M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$42.2M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$32.4M
3
CLDR
Cloudera, Inc.
CLDR
+$28.1M
4
STMP
Stamps.com, Inc.
STMP
+$26.4M
5
XEC
CIMAREX ENERGY CO
XEC
+$25.7M

Sector Composition

Rank Sector Weight
1 Financials 38.37%
2 Technology 13.55%
3 Communication Services 10.07%
4 Healthcare 4.43%
5 Industrials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUAN
1
DELISTED
Nuance Communications, Inc.
NUAN
$55.6M 9.76%
1,005,828
+994,594
+8,853% +$54.9M
CONE
2
DELISTED
CyrusOne Inc Common Stock
CONE
$34.6M 6.06%
+385,323
New +$32.7M
FBC
3
DELISTED
Flagstar Bancorp, Inc. New
FBC
$34.1M 5.97%
710,612
+18,214
+3% +$904K
INFO
4
DELISTED
IHS Markit Ltd. Common Shares
INFO
$27M 4.73%
202,759
+198,937
+5,205% +$25.3M
VG
5
DELISTED
Vonage Holdings Corporation
VG
$17.7M 3.1%
+850,728
New +$15.5M
STL
6
DELISTED
Sterling Bancorp
STL
$17.6M 3.08%
681,065
-620,300
-48% -$16M
TGP
7
DELISTED
Teekay LNG Partners L.P.
TGP
$14.4M 2.53%
+851,441
New +$14.4M
SPAQ
8
DELISTED
Spartan Acquisition Corp. III
SPAQ
$8.2M 1.44%
830,465
+311,854
+60% +$3.1M
MSPR
9
DELISTED
MSP Recovery Inc
MSPR
$7.55M 1.32%
173
+43
+33% +$1.87M
MBAC
10
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
$7.36M 1.29%
742,736
+483,205
+186% +$4.8M
ARNA
11
DELISTED
Arena Pharmaceuticals Inc
ARNA
$7.27M 1.27%
+78,199
New +$5.15M
ATC
12
DELISTED
Atotech Limited
ATC
$6.79M 1.19%
266,153
-175,960
-40% -$4.31M
FRGE
13
DELISTED
Forge Global Holdings
FRGE
$6.29M 1.1%
42,645
+26,977
+172% +$4.01M
OPA
14
DELISTED
Magnum Opus Acquisition Limited
OPA
$6.21M 1.09%
626,240
+524,425
+515% +$5.2M
IPVF
15
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
$6M 1.05%
605,203
+436,677
+259% +$4.33M
CVII
16
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$5.91M 1.04%
600,840
+462,470
+334% +$4.53M
GGPI
17
DELISTED
Gores Guggenheim, Inc. Class A Common Stock
GGPI
$5.78M 1.01%
494,000
+76,900
+18% +$884K
CERN
18
DELISTED
Cerner Corp
CERN
$5.57M 0.98%
+60,000
New +$4.57M
LGV
19
DELISTED
Longview Acquisition Corp. II
LGV
$5.12M 0.9%
520,000
+200,000
+63% +$1.98M
NSTB
20
DELISTED
Northern Star Investment Corp. II
NSTB
$4.72M 0.83%
486,491
+278,469
+134% +$2.74M
NAAC
21
DELISTED
North Atlantic Acquisition Corporation Class A Ordinary Share
NAAC
$4.32M 0.76%
+438,962
New +$4.29M
ISPO
22
DELISTED
Inspirato
ISPO
$4.29M 0.75%
21,239
+6,413
+43% +$1.3M
HBMD
23
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
$4.28M 0.75%
196,204
-223,579
-53% -$4.78M
QFTA
24
DELISTED
Quantum FinTech Acquisition Corporation
QFTA
$4.15M 0.73%
+420,000
New +$4.14M
CRHC
25
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$4.14M 0.73%
421,309
+183,784
+77% +$1.81M
1
2 3 4 5

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First Trust Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, First Trust Capital Management held 321 positions worth $570M, down 14% from $659M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

First Trust Capital Management withdrew a net $38.1M in Q4 2021, closing 69 positions and reducing 7 holdings. Its most notable exit was Kansas City Southern, an estimated $42.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 38% of assets, up from 36% a quarter earlier, followed by Technology and Communication Services.

Against the trend, First Trust Capital Management opened a new position in CyrusOne Inc Common Stock worth $34.6M.

  • First Trust Capital Management's largest Q4 2021 buy was CyrusOne Inc Common Stock: 385,323 shares worth $34.6M.
  • First Trust Capital Management added most to Nuance Communications, Inc. in Q4 2021, an estimated $54.9M increase.
  • First Trust Capital Management's biggest Q4 2021 reduction was Magellan Health Services, Inc., cutting an estimated $16.1M.
  • First Trust Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $42.2M.
  • First Trust Capital Management's ten largest holdings make up 39% of its $570M portfolio in Q4 2021.
  • First Trust Capital Management opened 99 new positions and closed 69 in Q4 2021.
  • First Trust Capital Management's portfolio value fell 14% quarter-over-quarter to $570M.

Based on First Trust Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.