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FTCM
First Trust Capital Management Portfolio holdings
AUM
$1.9B
1-Year Est. Return
58.39%
This Fund
S&P 500
This Quarter
Est. Return
+7.91%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$308M
AUM Growth
-$414M
(-57%)
Cap. Flow
-$412M
Cap. Flow
% of AUM
-133.66%
Top 10 Holdings %
Top 10 Hldgs %
87.59%
Holding
69
New
22
Increased
4
Reduced
11
Closed
32
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
STI
SunTrust Banks, Inc.
STI
|
+$70.9M |
| 2 |
VIAB
Viacom Inc. Class B
VIAB
|
+$44.8M |
| 3 |
Brookfield
BN
|
+$36.4M |
| 4 |
AGN
Allergan plc
AGN
|
+$24.1M |
| 5 |
MDSO
Medidata Solutions, Inc.
MDSO
|
+$22.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
LEXEA
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
|
+$97.3M |
| 2 |
RHT
Red Hat Inc
RHT
|
+$83.9M |
| 3 |
WP
Worldpay, Inc.
WP
|
+$70M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$65.7M |
| 5 |
DATA
Tableau Software, Inc.
DATA
|
+$51.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 33.56% |
| 2 | Healthcare | 29.58% |
| 3 | Communication Services | 12.66% |
| 4 | Industrials | 8.32% |
| 5 | Technology | 5.96% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
STI
1
DELISTED
SunTrust Banks, Inc.
STI
| $60.8M | 19.73% |
+1,108,388
| New | +$70.9M |
|
|
CELG
2
DELISTED
Celgene Corp
CELG
| $42.7M | 13.86% |
429,854
+129,238
| +43% | +$12.3M |
|
|
VIAB
3
DELISTED
Viacom Inc. Class B
VIAB
| $38.6M | 12.53% |
+1,605,781
| New | +$44.8M |
|
|
4
Brookfield
BN
$102B
| $38.1M | 12.38% |
+2,012,805
| New | +$36.4M |
|
|
AGN
5
DELISTED
Allergan plc
AGN
| $24.9M | 8.08% |
+147,916
| New | +$24.1M |
|
|
MDSO
6
DELISTED
Medidata Solutions, Inc.
MDSO
| $22.6M | 7.33% |
+246,631
| New | +$22.5M |
|
|
CBM
7
DELISTED
Cambrex Corporation
CBM
| $13.6M | 4.43% |
+229,380
| New | +$12.3M |
|
|
SEMG
8
DELISTED
SEMGROUP CORPORATION
SEMG
| $11.7M | 3.78% |
+713,230
| New | +$8.33M |
|
|
CBLK
9
DELISTED
Carbon Black, Inc. Common Stock
CBLK
| $10.3M | 3.33% |
+394,848
| New | +$8.71M |
|
|
UBNK
10
DELISTED
United Financial Bancorp, Inc.
UBNK
| $6.62M | 2.15% |
+485,432
| New | +$6.55M |
|
|
PSDO
11
DELISTED
Presidio, Inc. Common Stock
PSDO
| $5.54M | 1.8% |
+327,608
| New | +$4.88M |
|
|
CVRS
12
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
| $5.46M | 1.77% |
+1,275,763
| New | +$4.63M |
|
|
AVDR
13
DELISTED
Avedro, Inc Common Stock
AVDR
| $4.45M | 1.44% |
+195,894
| New | +$4.26M |
|
|
OLBK
14
DELISTED
Old Line Bancshares, Inc.
OLBK
| $2.54M | 0.82% |
+87,554
| New | +$2.39M |
|
15
Darling Ingredients
DAR
$9.93B
| $2.53M | 0.82% |
132,076
-110,870
| -46% | -$2.17M |
|
16
BlueLinx
BXC
$455M
| $2.44M | 0.79% |
75,515
-191,571
| -72% | -$4.83M |
|
17
Strategy Inc
MSTR
$33.5B
| $1.5M | 0.49% |
100,760
-55,920
| -36% | -$766K |
|
18
Orion
OEC
$394M
| $1.47M | 0.48% |
+88,187
| New | +$1.44M |
|
|
DHIL
19
DELISTED
Diamond Hill
DHIL
| $1.13M | 0.37% |
8,148
-15,507
| -66% | -$2.11M |
|
|
CRCM
20
DELISTED
CARE.COM, INC.
CRCM
| $1.05M | 0.34% |
+100,337
| New | +$1.03M |
|
|
HCCI
21
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
| $961K | 0.31% |
36,265
-58,383
| -62% | -$1.52M |
|
|
UNVR
22
DELISTED
Univar Solutions Inc.
UNVR
| $950K | 0.31% |
+45,773
| New | +$947K |
|
23
AdvanSix
ASIX
$567M
| $877K | 0.28% |
34,112
-24,544
| -42% | -$597K |
|
24
Green Plains
GPRE
$1.19B
| $829K | 0.27% |
78,244
+27,360
| +54% | +$262K |
|
25
Ezcorp Inc
EZPW
$1.82B
| $796K | 0.26% |
+123,361
| New | +$1.06M |
|
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First Trust Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, First Trust Capital Management held 69 positions worth $308M, down 57% from $722M the previous quarter. Its ten largest holdings account for 88% of the portfolio.
First Trust Capital Management withdrew a net $412M in Q3 2019, closing 32 positions and reducing 11 holdings. Its most notable exit was Liberty Expedia Holdings, Inc. Class A Common Stock, an estimated $97.3M position sold in full.
By sector, the portfolio is most concentrated in Financials at 34% of assets, up from 6.7% a quarter earlier, followed by Healthcare and Communication Services.
Against the trend, First Trust Capital Management opened a new position in SunTrust Banks, Inc. worth $60.8M.
- First Trust Capital Management's largest Q3 2019 buy was SunTrust Banks, Inc.: 1,108,388 shares worth $60.8M.
- First Trust Capital Management added most to Celgene Corp in Q3 2019, an estimated $12.3M increase.
- First Trust Capital Management's biggest Q3 2019 reduction was BlueLinx, cutting an estimated $4.83M.
- First Trust Capital Management fully exited Liberty Expedia Holdings, Inc. Class A Common Stock in Q3 2019, selling an estimated $97.3M.
- First Trust Capital Management's ten largest holdings make up 88% of its $308M portfolio in Q3 2019.
- First Trust Capital Management opened 22 new positions and closed 32 in Q3 2019.
- First Trust Capital Management's portfolio value fell 57% quarter-over-quarter to $308M.
Based on First Trust Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.