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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+8.23%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$11M
Cap. Flow
-$34.4M
Cap. Flow %
-5.21%
Top 10 Hldgs %
40.66%
Holding
299
New
74
Increased
32
Reduced
12
Closed
77

Top Buys

Rank Stock Value
1
FBC
Flagstar Bancorp, Inc. New
FBC
+$32.7M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$30.7M
3
STL
Sterling Bancorp
STL
+$29.5M
4
KSU
Kansas City Southern
KSU
+$26.4M
5
STMP
Stamps.com, Inc.
STMP
+$25.4M

Top Sells

Rank Stock Value
1
PRAH
PRA Health Sciences, Inc.
PRAH
+$47.4M
2
PFPT
Proofpoint, Inc.
PFPT
+$44M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$43.6M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$36.1M
5
HOME
At Home Group Inc.
HOME
+$35.2M

Sector Composition

Rank Sector Weight
1 Financials 35.96%
2 Healthcare 10.68%
3 Industrials 9.69%
4 Technology 6.6%
5 Energy 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSU
1
DELISTED
Kansas City Southern
KSU
$42.2M 6.4%
155,948
+94,864
+155% +$26.4M
FBC
2
DELISTED
Flagstar Bancorp, Inc. New
FBC
$35.2M 5.33%
+692,398
New +$32.7M
STL
3
DELISTED
Sterling Bancorp
STL
$32.5M 4.93%
+1,301,365
New +$29.5M
CSOD
4
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$32.4M 4.92%
+566,612
New +$30.7M
CLDR
5
DELISTED
Cloudera, Inc.
CLDR
$28.1M 4.26%
1,760,348
+885,540
+101% +$14.1M
STMP
6
DELISTED
Stamps.com, Inc.
STMP
$26.4M 4%
+80,027
New +$25.4M
XEC
7
DELISTED
CIMAREX ENERGY CO
XEC
$25.7M 3.89%
+294,466
New +$20.4M
MGLN
8
DELISTED
Magellan Health Services, Inc.
MGLN
$16.3M 2.47%
172,427
+128,440
+292% +$12.1M
ALTA
9
DELISTED
Altabancorp
ALTA
$16.2M 2.46%
+367,764
New +$15.3M
LMRK
10
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$13.1M 1.99%
+801,635
New +$11.9M
ITMR
11
DELISTED
Itamar Medical Ltd. American Depository Shares
ITMR
$12.9M 1.96%
+426,635
New +$9.44M
SCR
12
DELISTED
Score Media and Gaming Inc. Class A Subordinate Voting Shares
SCR
$11.7M 1.78%
+343,094
New +$9.48M
CADE
13
DELISTED
Cadence Bancorporation
CADE
$10.7M 1.62%
+487,325
New +$9.95M
ATC
14
DELISTED
Atotech Limited
ATC
$10.7M 1.62%
+442,113
New +$10.6M
HBMD
15
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
$8.51M 1.29%
+419,783
New +$8.04M
SOLY
16
DELISTED
Soliton, Inc.
SOLY
$7.59M 1.15%
373,004
-4,294
-1% -$91.8K
BZFD icon
17
BuzzFeed
BZFD
$92.4M
$6.63M 1.01%
167,196
+106,121
+174% +$4.2M
XLRN
18
DELISTED
Acceleron Pharma
XLRN
$5.91M 0.9%
+34,350
New +$4.49M
GRNA
19
DELISTED
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$5.78M 0.88%
+584,047
New +$5.73M
SST icon
20
System1
SST
$15M
$5.66M 0.86%
57,079
+32,251
+130% +$3.19M
MSPR
21
DELISTED
MSP Recovery Inc
MSPR
$5.65M 0.86%
130
+56
+76% +$2.42M
MACQ
22
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
$5.13M 0.78%
+519,824
New +$5.09M
SPAQ
23
DELISTED
Spartan Acquisition Corp. III
SPAQ
$5.12M 0.78%
+518,611
New +$5.1M
GIG
24
DELISTED
GigCapital4, Inc. Common stock
GIG
$4.59M 0.7%
465,269
+330,269
+245% +$3.25M
FTAA
25
DELISTED
FTAC Athena Acquisition Corp. Class A Ordinary Share
FTAA
$4.33M 0.66%
+438,613
New +$4.33M
1
2 3 4 5

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First Trust Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, First Trust Capital Management held 299 positions worth $659M, down 1.6% from $670M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

First Trust Capital Management withdrew a net $34.4M in Q3 2021, closing 77 positions and reducing 12 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $47.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 20% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, First Trust Capital Management opened a new position in Flagstar Bancorp, Inc. New worth $35.2M.

  • First Trust Capital Management's largest Q3 2021 buy was Flagstar Bancorp, Inc. New: 692,398 shares worth $35.2M.
  • First Trust Capital Management added most to Kansas City Southern in Q3 2021, an estimated $26.4M increase.
  • First Trust Capital Management's biggest Q3 2021 reduction was CAI International, Inc., cutting an estimated $11M.
  • First Trust Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $47.4M.
  • First Trust Capital Management's ten largest holdings make up 41% of its $659M portfolio in Q3 2021.
  • First Trust Capital Management opened 74 new positions and closed 77 in Q3 2021.
  • First Trust Capital Management's portfolio value fell 1.6% quarter-over-quarter to $659M.

Based on First Trust Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.