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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+35.09%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$372M
AUM Growth
+$56.4M
Cap. Flow
+$22.4M
Cap. Flow %
6.03%
Top 10 Hldgs %
60.07%
Holding
142
New
71
Increased
21
Reduced
8
Closed
37

Top Buys

Rank Stock Value
1
LVGO
Livongo Health, Inc. Common Stock
LVGO
+$34.4M
2
NGHC
National General Holdings Corp
NGHC
+$26.4M
3
VAR
Varian Medical Systems, Inc.
VAR
+$19.8M
4
RST
ROSETTA STONE INC
RST
+$14.1M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$12.8M

Top Sells

Rank Stock Value
1
WTW icon
Willis Towers Watson
WTW
+$50.3M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$37.1M
3
LOGM
LogMein, Inc.
LOGM
+$36.4M
4
LM
Legg Mason, Inc.
LM
+$34M
5
CZR
Caesars Entertainment Corporation
CZR
+$20.4M

Sector Composition

Rank Sector Weight
1 Financials 19.51%
2 Healthcare 10.96%
3 Communication Services 10.64%
4 Industrials 9.78%
5 Technology 6.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVGO
1
DELISTED
Livongo Health, Inc. Common Stock
LVGO
$39.6M 10.64%
+282,554
New +$34.4M
ADSW
2
DELISTED
Advanced Disposal Services Inc
ADSW
$28.9M 7.76%
955,105
-39,971
-4% -$1.2M
NGHC
3
DELISTED
National General Holdings Corp
NGHC
$26.9M 7.24%
+797,495
New +$26.4M
WTW icon
4
Willis Towers Watson
WTW
$27.9B
$24.8M 6.68%
118,906
-246,294
-67% -$50.3M
VAR
5
DELISTED
Varian Medical Systems, Inc.
VAR
$21.7M 5.84%
+126,246
New +$19.8M
AIMT
6
DELISTED
Aimmune Therapeutics
AIMT
$18.1M 4.87%
+525,598
New +$11.2M
IMMU
7
DELISTED
Immunomedics Inc
IMMU
$17.8M 4.78%
+209,046
New +$10.6M
RST
8
DELISTED
ROSETTA STONE INC
RST
$16.3M 4.39%
+545,192
New +$14.1M
MNTA
9
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$16.3M 4.37%
+309,814
New +$12.8M
WMGI
10
DELISTED
Wright Medical Group Inc
WMGI
$13M 3.51%
427,291
+124,579
+41% +$3.76M
ETFC
11
DELISTED
E*Trade Financial Corporation
ETFC
$8.06M 2.17%
160,955
-205,695
-56% -$10.7M
FGNA.U
12
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$6.14M 1.65%
+613,100
New +$6.14M
ASTS icon
13
AST SpaceMobile
ASTS
$16.8B
$4.2M 1.13%
416,645
+358,271
+614% +$3.63M
ETACU
14
DELISTED
E.Merge Technology Acquisition Corp. Unit
ETACU
$4.01M 1.08%
+397,594
New +$3.99M
LVOX
15
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$3.92M 1.05%
+390,441
New +$3.96M
CCIV.U
16
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$3.51M 0.94%
+350,651
New +$3.51M
FTOCU
17
DELISTED
FTAC Olympus Acquisition Corp. Unit
FTOCU
$3.5M 0.94%
+350,000
New +$3.5M
PIAI.U
18
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
$3.44M 0.92%
+342,900
New +$3.43M
ARKO icon
19
ARKO Corp
ARKO
$890M
$3.43M 0.92%
+343,057
New +$3.49M
LCAPU
20
DELISTED
Lionheart Acquisition Corp. II Unit
LCAPU
$3.33M 0.89%
+334,000
New +$3.33M
TWND.U
21
DELISTED
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$3.31M 0.89%
+328,945
New +$3.29M
CLOV icon
22
Clover Health Investments
CLOV
$2.28B
$3.25M 0.87%
260,736
+260,734
+13,036,700% +$2.89M
CELU icon
23
Celularity
CELU
$21.7M
$3.23M 0.87%
30,713
+26,065
+561% +$2.7M
MVST icon
24
Microvast
MVST
$267M
$3.1M 0.83%
304,125
+262,768
+635% +$2.67M
FCACU
25
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
$3.09M 0.83%
+300,000
New +$3.08M
1
2 3 4 5

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DCP
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BOH
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First Trust Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, First Trust Capital Management held 142 positions worth $372M, up 18% from $316M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

First Trust Capital Management deployed $22.4M of net new capital in Q3 2020, opening 71 new positions and adding to 21 existing holdings. Its largest new stake was Livongo Health, Inc. Common Stock: 282,554 shares worth $39.6M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 53% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Willis Towers Watson, an estimated $50.3M trimmed.

  • First Trust Capital Management's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 282,554 shares worth $39.6M.
  • First Trust Capital Management added most to Wright Medical Group Inc in Q3 2020, an estimated $3.76M increase.
  • First Trust Capital Management's biggest Q3 2020 reduction was Willis Towers Watson, cutting an estimated $50.3M.
  • First Trust Capital Management fully exited LogMein, Inc. in Q3 2020, selling an estimated $36.4M.
  • First Trust Capital Management's ten largest holdings make up 60% of its $372M portfolio in Q3 2020.
  • First Trust Capital Management opened 71 new positions and closed 37 in Q3 2020.
  • First Trust Capital Management's portfolio value rose 18% quarter-over-quarter to $372M.

Based on First Trust Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.