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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+8.74%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$511M
AUM Growth
+$156M
Cap. Flow
+$153M
Cap. Flow %
29.82%
Top 10 Hldgs %
42.96%
Holding
301
New
167
Increased
24
Reduced
12
Closed
86

Top Buys

Rank Stock Value
1
VAR
Varian Medical Systems, Inc.
VAR
+$20.3M
2
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$19.9M
3
IPHI
INPHI CORPORATION
IPHI
+$18.1M
4
STAY
Extended Stay America, Inc. Paired Share Unit
STAY
+$15.3M
5
PS
Pluralsight, Inc. Class A Common Stock
PS
+$13M

Top Sells

Rank Stock Value
1
NGHC
National General Holdings Corp
NGHC
+$28.4M
2
EV
Eaton Vance Corp.
EV
+$25.1M
3
TIF
Tiffany & Co.
TIF
+$23.5M
4
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
+$6.51M
5
BEAT
BioTelemetry, Inc.
BEAT
+$4.79M

Sector Composition

Rank Sector Weight
1 Financials 18.57%
2 Technology 15.28%
3 Healthcare 8.29%
4 Consumer Discretionary 6.53%
5 Industrials 6.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAR
1
DELISTED
Varian Medical Systems, Inc.
VAR
$55.3M 10.82%
313,508
+115,598
+58% +$20.3M
RP
2
DELISTED
RealPage, Inc.
RP
$32.1M 6.28%
368,121
+97,563
+36% +$8.48M
GWPH
3
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$23M 4.49%
+105,822
New +$19.9M
IPHI
4
DELISTED
INPHI CORPORATION
IPHI
$19.8M 3.86%
110,762
+108,420
+4,629% +$18.1M
WORK
5
DELISTED
Slack Technologies, Inc.
WORK
$19.5M 3.82%
480,200
+192,569
+67% +$8.06M
STAY
6
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$18.6M 3.63%
+939,797
New +$15.3M
PS
7
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$13.5M 2.64%
+604,660
New +$13M
GNMK
8
DELISTED
GenMark Diagnostics, Inc
GNMK
$13.5M 2.64%
+564,758
New +$10.5M
HMSY
9
DELISTED
HMS Holdings Corp.
HMSY
$12.8M 2.5%
346,297
+204,819
+145% +$7.52M
PRSP
10
DELISTED
Perspecta Inc. Common Stock
PRSP
$11.6M 2.27%
+400,372
New +$11.3M
CLGX
11
DELISTED
Corelogic, Inc.
CLGX
$10.7M 2.1%
+135,400
New +$10.8M
WTRE
12
DELISTED
Watford Holdings Ltd. Common Shares
WTRE
$8.57M 1.68%
247,569
+228,089
+1,171% +$7.92M
APHA
13
DELISTED
Aphria Inc. Common Shares
APHA
$6.93M 1.35%
+377,147
New +$6.11M
TPCO
14
DELISTED
Tribune Publishing Company Common Stock
TPCO
$6.47M 1.27%
+359,824
New +$5.82M
NAV
15
DELISTED
Navistar International
NAV
$3.92M 0.77%
+89,062
New +$3.93M
SKIL icon
16
Skillsoft
SKIL
$56.9M
$3.75M 0.73%
18,748
-1,932
-9% -$395K
OPFI icon
17
OppFi
OPFI
$770M
$3.72M 0.73%
+365,205
New +$3.82M
ALXN
18
DELISTED
Alexion Pharmaceuticals
ALXN
$3.66M 0.72%
23,957
– –
SV
19
DELISTED
Spring Valley Acquisition Corp. Class A Ordinary Share
SV
$3.5M 0.68%
+346,007
New +$3.65M
CELU icon
20
Celularity
CELU
$21.7M
$3.35M 0.66%
33,276
+14,204
+74% +$1.46M
ETAC
21
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$3.3M 0.65%
+338,835
New +$3.47M
IGAC
22
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$3.2M 0.63%
323,512
+193,512
+149% +$2M
CATM
23
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$3.19M 0.62%
+82,189
New +$3.19M
BURU
24
DELISTED
NUBURU INC
BURU
$3.18M 0.62%
+1,606
New +$3.36M
MSPR
25
DELISTED
MSP Recovery Inc
MSPR
$3.17M 0.62%
+74
New +$3.31M
1
2 3 4 5

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First Trust Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, First Trust Capital Management held 301 positions worth $511M, up 44% from $356M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

First Trust Capital Management deployed $153M of net new capital in Q1 2021, opening 167 new positions and adding to 24 existing holdings. Its largest new stake was GW Pharmaceuticals Plc American Depositary Shares: 105,822 shares worth $23M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was LiveVox Holding, Inc. Class A Common Stock, an estimated $3.27M trimmed.

  • First Trust Capital Management's largest Q1 2021 buy was GW Pharmaceuticals Plc American Depositary Shares: 105,822 shares worth $23M.
  • First Trust Capital Management added most to Varian Medical Systems, Inc. in Q1 2021, an estimated $20.3M increase.
  • First Trust Capital Management's biggest Q1 2021 reduction was LiveVox Holding, Inc. Class A Common Stock, cutting an estimated $3.27M.
  • First Trust Capital Management fully exited National General Holdings Corp in Q1 2021, selling an estimated $28.4M.
  • First Trust Capital Management's ten largest holdings make up 43% of its $511M portfolio in Q1 2021.
  • First Trust Capital Management opened 167 new positions and closed 86 in Q1 2021.
  • First Trust Capital Management's portfolio value rose 44% quarter-over-quarter to $511M.

Based on First Trust Capital Management's 13F filing for Q1 2021, filed 17 May 2021.