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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+4.7%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
-$189M
Cap. Flow
-$207M
Cap. Flow %
-15.84%
Top 10 Hldgs %
46.15%
Holding
143
New
28
Increased
10
Reduced
24
Closed
50

Top Buys

Rank Stock Value
1
ROIC
Retail Opportunity Investments Corp.
ROIC
+$88.8M
2
HTLF
Heartland Financial USA, Inc.
HTLF
+$71.8M
3
SMAR
Smartsheet Inc.
SMAR
+$67M
4
B
Barnes Group Inc.
B
+$48M
5
JWN
Nordstrom
JWN
+$31.4M

Top Sells

Rank Stock Value
1
AGR
Avangrid, Inc.
AGR
+$101M
2
MRO
Marathon Oil Corporation
MRO
+$87M
3
SQSP
Squarespace, Inc.
SQSP
+$73.5M
4
SRCL
Stericycle Inc
SRCL
+$73.4M
5
NVEI
Nuvei Corporation Subordinate Voting Shares
NVEI
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 49.94%
2 Technology 18.59%
3 Industrials 7.26%
4 Real Estate 7.04%
5 Consumer Staples 5.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMAR
1
DELISTED
Smartsheet Inc.
SMAR
$136M 10.38%
2,425,598
+1,197,667
+98% +$67M
ROIC
2
DELISTED
Retail Opportunity Investments Corp.
ROIC
$92.2M 7.04%
+5,308,294
New +$88.8M
HTLF
3
DELISTED
Heartland Financial USA, Inc.
HTLF
$72.4M 5.53%
1,181,560
+1,147,743
+3,394% +$71.8M
K
4
DELISTED
Kellanova
K
$71.2M 5.44%
879,734
+271,859
+45% +$22M
B
5
DELISTED
Barnes Group Inc.
B
$48.8M 3.73%
+1,032,513
New +$48M
KDK
6
Kodiak AI
KDK
$802M
$48.4M 3.7%
4,410,056
+29,101
+0.7% +$317K
HCP
7
DELISTED
HashiCorp, Inc. Class A Common Stock
HCP
$37.2M 2.84%
1,087,860
-493,338
-31% -$16.7M
SUM
8
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$32.9M 2.51%
+649,357
New +$30.3M
JWN
9
DELISTED
Nordstrom
JWN
$32.8M 2.51%
+1,358,827
New +$31.4M
ANSC
10
Agriculture & Natural Solutions Acquisition Corp
ANSC
$476M
$32.7M 2.5%
3,117,578
– –
PSBD icon
11
Palmer Square Capital BDC
PSBD
$296M
$30.6M 2.33%
2,009,937
+390,080
+24% +$6.21M
AAM
12
DELISTED
AA Mission Acquisition Corp
AAM
$29.7M 2.27%
2,944,542
– –
NETD
13
DELISTED
Nabors Energy Transition Corp II
NETD
$29.6M 2.26%
2,745,000
– –
ATSG
14
DELISTED
Air Transport Services Group
ATSG
$27.3M 2.08%
+1,241,429
New +$24.6M
GPAT
15
GP-Act III Acquisition Corp
GPAT
$26.2M 2%
2,587,500
– –
ALF
16
Centurion Acquisition Corp
ALF
$26.1M 2%
2,587,500
– –
HYAC
17
DELISTED
Haymaker Acquisition Corp 4
HYAC
$22.1M 1.69%
2,055,853
+26,919
+1% +$289K
ENLC
18
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$21.9M 1.67%
+1,547,534
New +$23.1M
MBAV
19
DELISTED
M3-Brigade Acquisition V Corp
MBAV
$21.1M 1.61%
2,097,026
+272,518
+15% +$2.73M
GRAF
20
Graf Global Corp
GRAF
$153M
$20.9M 1.6%
2,073,916
– –
CUB
21
Lionheart Holdings
CUB
$283M
$20.9M 1.6%
2,070,000
– –
LPAA
22
Launch One Acquisition Corp
LPAA
$20.8M 1.59%
2,070,000
– –
IMSR
23
Terrestrial Energy
IMSR
$517M
$20.7M 1.58%
+2,069,998
New +$20.7M
LEGT
24
DELISTED
Legato Merger Corp III
LEGT
$18.5M 1.42%
1,801,191
-9,276
-0.5% -$95.2K
SIMA
25
SIM Acquisition Corp I
SIMA
$18.1M 1.38%
1,800,000
– –
1
2 3 4 5

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IAN
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DCP
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BOH
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EP
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MC
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RIL
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SIC
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First Trust Capital Management's Q4 2024 Portfolio in Review

As of Q4 2024, First Trust Capital Management held 143 positions worth $1.31B, down 13% from $1.5B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

First Trust Capital Management withdrew a net $207M in Q4 2024, closing 50 positions and reducing 24 holdings. Its most notable exit was Avangrid, Inc., an estimated $101M position sold in full.

By sector, the portfolio is most concentrated in Financials at 50% of assets, up from 42% a quarter earlier, followed by Technology and Industrials.

Against the trend, First Trust Capital Management opened a new position in Retail Opportunity Investments Corp. worth $92.2M.

  • First Trust Capital Management's largest Q4 2024 buy was Retail Opportunity Investments Corp.: 5,308,294 shares worth $92.2M.
  • First Trust Capital Management added most to Heartland Financial USA, Inc. in Q4 2024, an estimated $71.8M increase.
  • First Trust Capital Management's biggest Q4 2024 reduction was Spring Valley Acquisition Corp II, cutting an estimated $18.3M.
  • First Trust Capital Management fully exited Avangrid, Inc. in Q4 2024, selling an estimated $101M.
  • First Trust Capital Management's ten largest holdings make up 46% of its $1.31B portfolio in Q4 2024.
  • First Trust Capital Management opened 28 new positions and closed 50 in Q4 2024.
  • First Trust Capital Management's portfolio value fell 13% quarter-over-quarter to $1.31B.

Based on First Trust Capital Management's 13F filing for Q4 2024, filed 14 Feb 2025.