First Trust Capital Management’s BGC Group BGC Stock Holding History

First Trust Capital Management’s Portfolio BGC Stock Details BGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-469,999	Closed	-$3.82M	–	53
2017 Q2	$3.82M	Buy	469,999 +322,142	+218%	+$2.41M	0.44%	55
2017 Q1	$1.08M	Sell	147,857 -67,907	-31%	-$488K	0.2%	31
2016 Q4	$1.42M	Buy	+215,764	New	+$1.31M	0.42%	22

Other funds holding BGC

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

CCMLC

Cardinal Capital Management LLC (Connecticut) Greenwich, Connecticut $365M AUM 18.32% 1-Year Est. Return

BBHC

Brown Brothers Harriman & Co New York $22.8B AUM 25.09% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Norges Bank Oslo, Norway $1T AUM

First Trust Capital Management's BGC Position: Q3 2017 in Review

First Trust Capital Management sold out of BGC Group (BGC) in Q3 2017, closing a stake of 469,999 shares — an estimated $3.82M sold.

First Trust Capital Management first reported a position in BGC in Q4 2016 and held it in 3 quarters. The position peaked at $3.82M in Q2 2017. 266 funds tracked by Wall St. Rank hold BGC as of Q3 2017.

First Trust Capital Management reported no remaining BGC Group position as of Q3 2017 after selling out during the quarter.
First Trust Capital Management sold 469,999 BGC Group shares in Q3 2017, an estimated $3.82M.
First Trust Capital Management first reported a position in BGC Group in Q4 2016 and held it in 3 quarters.
First Trust Capital Management's BGC Group position peaked at $3.82M in Q2 2017.
266 funds tracked by Wall St. Rank held BGC Group as of Q3 2017.

Based on First Trust Capital Management's 13F filing for Q3 2017, filed 13 Nov 2017.