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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+1.06%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$318M
AUM Growth
+$57.5M
Cap. Flow
+$50.5M
Cap. Flow %
15.87%
Top 10 Hldgs %
44.87%
Holding
125
New
39
Increased
34
Reduced
38
Closed
6

Top Buys

Rank Stock Value
1
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
+$10.4M
2
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$6.96M
3
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$5.94M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$5.11M
5
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$4.04M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$12.4M
2
RIO icon
Rio Tinto
RIO
+$4.93M
3
NTT
Nippon Telegraph & Telephone
NTT
+$2.47M
4
BSP
AMERN STRATEGIC INCM PORTF II
BSP
+$2.27M
5
PIM
Franklin Master Intermediate Income Trust
PIM
+$1.96M

Sector Composition

Rank Sector Weight
1 Materials 6.26%
2 Real Estate 4.88%
3 Communication Services 4.16%
4 Financials 2.87%
5 Utilities 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBA
101
DELISTED
Walgreens Boots Alliance
WBA
$292K 0.09%
5,081
+601
+13% +$35K
TOF
102
DELISTED
TOFUTTI BRANDS INC
TOF
$291K 0.09%
85,300
-2,000
-2% -$5.57K
TRV icon
103
Travelers Companies
TRV
$80.2B
$283K 0.09%
3,126
– –
UPS icon
104
United Parcel Service
UPS
$88.9B
$280K 0.09%
2,668
+60
+2% +$5.91K
DTE icon
105
DTE Energy
DTE
$29.1B
$262K 0.08%
4,637
+436
+10% +$25K
TT icon
106
Trane Technologies
TT
$106B
$254K 0.08%
+4,124
New +$227K
MSFT icon
107
Microsoft
MSFT
$3.71T
$240K 0.08%
6,423
-9,010
-58% -$327K
JTP
108
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$240K 0.08%
31,196
+16,696
+115% +$127K
ALLE icon
109
Allegion
ALLE
$14.4B
$237K 0.07%
+5,356
New +$232K
APA icon
110
APA Corp
APA
$13.2B
$215K 0.07%
2,502
+38
+2% +$3.38K
JPC icon
111
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$198K 0.06%
22,325
– –
DNI
112
DELISTED
Dividend and Income Fund
DNI
$169K 0.05%
+11,168
New +$164K
VIAS
113
DELISTED
VIASYSTEMS GROUP INC COM STK (DE)
VIAS
$153K 0.05%
11,190
– –
PW
114
Power REIT
PW
$2.84M
$126K 0.04%
+1,434
New +$119K
CHW
115
Calamos Global Dynamic Income Fund
CHW
$545M
$125K 0.04%
13,950
– –
SBI
116
Western Asset Intermediate Muni Fund
SBI
$108M
$109K 0.03%
+12,000
New +$108K
MNKD icon
117
MannKind Corp
MNKD
$1.32B
$60K 0.02%
2,320
– –
ELNK
118
DELISTED
EarthLink Holdings Corp.
ELNK
$57K 0.02%
+11,310
New +$57.7K
CNVS icon
119
Cineverse
CNVS
$65.6M
$46K 0.01%
+114
New +$43.3K
BOE icon
120
BlackRock Enhanced Global Dividend Trust
BOE
$684M
– –
-22,742
Closed -$318K
RIO icon
121
Rio Tinto
RIO
$164B
– –
-101,098
Closed -$4.93M
CSP
122
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
– –
-79,420
Closed -$550K
NTT
123
DELISTED
Nippon Telegraph & Telephone
NTT
– –
-94,768
Closed -$2.47M
1 2 3 4
5

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LA
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CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CPIM
Columbia Partners Investment Management Alexandria, Virginia $257M AUM 8.17% 1-Year Est. Return
REFI
Requisite Energy Fund I Dallas, Texas $256M AUM
VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q4 2013 Portfolio in Review

As of Q4 2013, Financial & Investment Management Group held 125 positions worth $318M, up 22% from $261M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Financial & Investment Management Group deployed $50.5M of net new capital in Q4 2013, opening 39 new positions and adding to 34 existing holdings. Its largest new stake was Brookfield Property Partners L.P. Limited Partnership Units: 261,454 shares worth $5.21M.

By sector, the portfolio is most concentrated in Materials at 6.3% of assets, up from 6.1% a quarter earlier, followed by Real Estate and Communication Services.

On the sell side, the largest reduction was AllianceBernstein Income Fund Inc, an estimated $12.4M trimmed.

  • Financial & Investment Management Group's largest Q4 2013 buy was Brookfield Property Partners L.P. Limited Partnership Units: 261,454 shares worth $5.21M.
  • Financial & Investment Management Group added most to BLACKROCK REAL ASSET EQUITY TRUST in Q4 2013, an estimated $10.4M increase.
  • Financial & Investment Management Group's biggest Q4 2013 reduction was AllianceBernstein Income Fund Inc, cutting an estimated $12.4M.
  • Financial & Investment Management Group fully exited Rio Tinto in Q4 2013, selling an estimated $4.93M.
  • Financial & Investment Management Group's ten largest holdings make up 45% of its $318M portfolio in Q4 2013.
  • Financial & Investment Management Group opened 39 new positions and closed 6 in Q4 2013.
  • Financial & Investment Management Group's portfolio value rose 22% quarter-over-quarter to $318M.

Based on Financial & Investment Management Group's 13F filing for Q4 2013, filed 21 Jan 2014.