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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+1.06%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$318M
AUM Growth
+$57.5M
Cap. Flow
+$50.5M
Cap. Flow %
15.87%
Top 10 Hldgs %
44.87%
Holding
125
New
39
Increased
34
Reduced
38
Closed
6

Top Buys

Rank Stock Value
1
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
+$10.4M
2
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$6.96M
3
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$5.94M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$5.11M
5
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$4.04M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$12.4M
2
RIO icon
Rio Tinto
RIO
+$4.93M
3
NTT
Nippon Telegraph & Telephone
NTT
+$2.47M
4
BSP
AMERN STRATEGIC INCM PORTF II
BSP
+$2.27M
5
PIM
Franklin Master Intermediate Income Trust
PIM
+$1.96M

Sector Composition

Rank Sector Weight
1 Materials 6.26%
2 Real Estate 4.88%
3 Communication Services 4.16%
4 Financials 2.87%
5 Utilities 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXP icon
76
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$754K 0.24%
+58,514
New +$750K
RSOL
77
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
$734K 0.23%
242,904
-617,306
-72% -$1.82M
RMT
78
Royce Micro-Cap Trust
RMT
$761M
$712K 0.22%
56,450
+1,815
+3% +$22.2K
PG icon
79
Procter & Gamble
PG
$339B
$683K 0.21%
8,384
+2,591
+45% +$211K
KGC icon
80
Kinross Gold
KGC
$32.8B
$680K 0.21%
155,347
+145,020
+1,404% +$692K
OIA icon
81
Invesco Municipal Income Opportunities Trust
OIA
$292M
$614K 0.19%
+99,000
New +$610K
DMB
82
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$580K 0.18%
+56,000
New +$578K
FPT
83
DELISTED
Federated Premier Intermediate M
FPT
$538K 0.17%
+44,150
New +$539K
MMT
84
Aberdeen Multi-Market Income Fund
MMT
$243M
$527K 0.17%
79,626
-22,325
-22% -$145K
NXQ
85
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$518K 0.16%
+41,877
New +$517K
CSQ icon
86
Calamos Strategic Total Return Fund
CSQ
$3.35B
$477K 0.15%
43,802
+31,952
+270% +$336K
ED icon
87
Consolidated Edison
ED
$39.9B
$461K 0.14%
8,343
– –
SBW
88
DELISTED
Western Asset Worldwide Income
SBW
$423K 0.13%
34,733
-14,614
-30% -$179K
NOAH
89
Noah Holdings
NOAH
$603M
$405K 0.13%
+22,475
New +$440K
JVA icon
90
Coffee Holding Co
JVA
$20M
$380K 0.12%
+74,693
New +$392K
ADM icon
91
Archer Daniels Midland
ADM
$36.9B
$369K 0.12%
8,501
– –
PIM
92
Franklin Master Intermediate Income Trust
PIM
$151M
$369K 0.12%
73,198
-394,415
-84% -$1.96M
MSF
93
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$367K 0.12%
23,735
+1,107
+5% +$17K
XOM icon
94
ExxonMobil
XOM
$634B
$349K 0.11%
3,448
+1,093
+46% +$101K
ZF
95
DELISTED
Virtus Total Return Fund Inc.
ZF
$346K 0.11%
23,317
-2,623
-10% -$37.1K
LOR
96
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$327K 0.1%
22,546
-10,834
-32% -$153K
DNY
97
DELISTED
DENALI FUND INC (THE) COM STK
DNY
$319K 0.1%
16,474
-450
-3% -$8.79K
WFC icon
98
Wells Fargo
WFC
$264B
$315K 0.1%
6,945
+101
+1% +$4.36K
CXH
99
DELISTED
MFS Investment Grade Municipal Trust
CXH
$314K 0.1%
+36,500
New +$311K
PFE icon
100
Pfizer
PFE
$153B
$300K 0.09%
+10,328
New +$301K
1 2 3
4
5

Similar funds

LA
Leonetti & Associates Buffalo Grove, Illinois $272M AUM 4.82% 1-Year Est. Return
CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CPIM
Columbia Partners Investment Management Alexandria, Virginia $257M AUM 8.17% 1-Year Est. Return
REFI
Requisite Energy Fund I Dallas, Texas $256M AUM
VAM
Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return
HCG
HNA Capital Group Haikou, China $243M AUM 36.37% 1-Year Est. Return
PC
Palo Capital Newport Beach, California $236M AUM 5.33% 1-Year Est. Return
PPC
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Financial & Investment Management Group's Q4 2013 Portfolio in Review

As of Q4 2013, Financial & Investment Management Group held 125 positions worth $318M, up 22% from $261M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Financial & Investment Management Group deployed $50.5M of net new capital in Q4 2013, opening 39 new positions and adding to 34 existing holdings. Its largest new stake was Brookfield Property Partners L.P. Limited Partnership Units: 261,454 shares worth $5.21M.

By sector, the portfolio is most concentrated in Materials at 6.3% of assets, up from 6.1% a quarter earlier, followed by Real Estate and Communication Services.

On the sell side, the largest reduction was AllianceBernstein Income Fund Inc, an estimated $12.4M trimmed.

  • Financial & Investment Management Group's largest Q4 2013 buy was Brookfield Property Partners L.P. Limited Partnership Units: 261,454 shares worth $5.21M.
  • Financial & Investment Management Group added most to BLACKROCK REAL ASSET EQUITY TRUST in Q4 2013, an estimated $10.4M increase.
  • Financial & Investment Management Group's biggest Q4 2013 reduction was AllianceBernstein Income Fund Inc, cutting an estimated $12.4M.
  • Financial & Investment Management Group fully exited Rio Tinto in Q4 2013, selling an estimated $4.93M.
  • Financial & Investment Management Group's ten largest holdings make up 45% of its $318M portfolio in Q4 2013.
  • Financial & Investment Management Group opened 39 new positions and closed 6 in Q4 2013.
  • Financial & Investment Management Group's portfolio value rose 22% quarter-over-quarter to $318M.

Based on Financial & Investment Management Group's 13F filing for Q4 2013, filed 21 Jan 2014.