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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+1.06%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$318M
AUM Growth
+$57.5M
Cap. Flow
+$50.5M
Cap. Flow %
15.87%
Top 10 Hldgs %
44.87%
Holding
125
New
39
Increased
34
Reduced
38
Closed
6

Top Buys

Rank Stock Value
1
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
+$10.4M
2
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$6.96M
3
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$5.94M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$5.11M
5
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$4.04M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$12.4M
2
RIO icon
Rio Tinto
RIO
+$4.93M
3
NTT
Nippon Telegraph & Telephone
NTT
+$2.47M
4
BSP
AMERN STRATEGIC INCM PORTF II
BSP
+$2.27M
5
PIM
Franklin Master Intermediate Income Trust
PIM
+$1.96M

Sector Composition

Rank Sector Weight
1 Materials 6.26%
2 Real Estate 4.88%
3 Communication Services 4.16%
4 Financials 2.87%
5 Utilities 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GG
51
DELISTED
Goldcorp Inc
GG
$1.7M 0.53%
+78,603
New +$1.85M
LWAY icon
52
Lifeway Foods
LWAY
$481M
$1.68M 0.53%
104,826
+773
+0.7% +$11.4K
NIQ
53
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$1.64M 0.51%
+142,360
New +$1.62M
BCV
54
Bancroft Fund
BCV
$139M
$1.6M 0.5%
85,983
-11,183
-12% -$205K
MMD
55
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$1.57M 0.49%
+99,873
New +$1.57M
ASP
56
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
$1.56M 0.49%
173,780
+9,275
+6% +$89.3K
DWA
57
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$1.36M 0.43%
38,400
-3,615
-9% -$114K
MNP
58
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$1.34M 0.42%
+97,162
New +$1.32M
TDF
59
Templeton Dragon Fund
TDF
$280M
$1.29M 0.41%
49,847
-818
-2% -$21.8K
ICB
60
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$1.29M 0.4%
76,612
-22,651
-23% -$379K
ES icon
61
Eversource Energy
ES
$27.2B
$1.27M 0.4%
29,860
– –
AAPL icon
62
Apple
AAPL
$4.57T
$1.14M 0.36%
56,644
+2,520
+5% +$47.6K
BUI icon
63
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$715M
$1.11M 0.35%
62,346
+8,438
+16% +$149K
BTG icon
64
B2Gold
BTG
$6.64B
$1.1M 0.35%
544,090
+73,800
+16% +$165K
LODE icon
65
Comstock
LODE
$245M
$1.09M 0.34%
2,499
+83
+3% +$36.6K
CMK
66
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$1.08M 0.34%
132,783
-83,440
-39% -$672K
BSP
67
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
$1.03M 0.32%
134,088
-283,338
-68% -$2.27M
TEVA icon
68
Teva Pharmaceuticals
TEVA
$41.2B
$967K 0.3%
24,138
+17,816
+282% +$702K
FFNM
69
DELISTED
FIRST FEDERAL OF NORTHERN MICHIGAN BANCORP, INC.
FFNM
$943K 0.3%
174,700
-7,367
-4% -$35.9K
NXR
70
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$880K 0.28%
+68,300
New +$872K
BRK.B icon
71
Berkshire Hathaway Class B
BRK.B
$1.13T
$866K 0.27%
7,302
+725
+11% +$83.8K
VFL
72
DELISTED
abrdn National Municipal Income Fund
VFL
$842K 0.26%
+72,047
New +$840K
CL icon
73
Colgate-Palmolive
CL
$74.4B
$796K 0.25%
12,200
+200
+2% +$12.8K
ZTR
74
Virtus Total Return Fund
ZTR
$339M
$783K 0.25%
56,172
-96,642
-63% -$1.31M
BTF
75
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$782K 0.25%
33,971
-1,809
-5% -$40.5K
1 2
3
4 5

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LA
Leonetti & Associates Buffalo Grove, Illinois $272M AUM 4.82% 1-Year Est. Return
CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CPIM
Columbia Partners Investment Management Alexandria, Virginia $257M AUM 8.17% 1-Year Est. Return
REFI
Requisite Energy Fund I Dallas, Texas $256M AUM
VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q4 2013 Portfolio in Review

As of Q4 2013, Financial & Investment Management Group held 125 positions worth $318M, up 22% from $261M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Financial & Investment Management Group deployed $50.5M of net new capital in Q4 2013, opening 39 new positions and adding to 34 existing holdings. Its largest new stake was Brookfield Property Partners L.P. Limited Partnership Units: 261,454 shares worth $5.21M.

By sector, the portfolio is most concentrated in Materials at 6.3% of assets, up from 6.1% a quarter earlier, followed by Real Estate and Communication Services.

On the sell side, the largest reduction was AllianceBernstein Income Fund Inc, an estimated $12.4M trimmed.

  • Financial & Investment Management Group's largest Q4 2013 buy was Brookfield Property Partners L.P. Limited Partnership Units: 261,454 shares worth $5.21M.
  • Financial & Investment Management Group added most to BLACKROCK REAL ASSET EQUITY TRUST in Q4 2013, an estimated $10.4M increase.
  • Financial & Investment Management Group's biggest Q4 2013 reduction was AllianceBernstein Income Fund Inc, cutting an estimated $12.4M.
  • Financial & Investment Management Group fully exited Rio Tinto in Q4 2013, selling an estimated $4.93M.
  • Financial & Investment Management Group's ten largest holdings make up 45% of its $318M portfolio in Q4 2013.
  • Financial & Investment Management Group opened 39 new positions and closed 6 in Q4 2013.
  • Financial & Investment Management Group's portfolio value rose 22% quarter-over-quarter to $318M.

Based on Financial & Investment Management Group's 13F filing for Q4 2013, filed 21 Jan 2014.