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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+1.06%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$318M
AUM Growth
+$57.5M
Cap. Flow
+$50.5M
Cap. Flow %
15.87%
Top 10 Hldgs %
44.87%
Holding
125
New
39
Increased
34
Reduced
38
Closed
6

Top Buys

Rank Stock Value
1
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
+$10.4M
2
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$6.96M
3
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$5.94M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$5.11M
5
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$4.04M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$12.4M
2
RIO icon
Rio Tinto
RIO
+$4.93M
3
NTT
Nippon Telegraph & Telephone
NTT
+$2.47M
4
BSP
AMERN STRATEGIC INCM PORTF II
BSP
+$2.27M
5
PIM
Franklin Master Intermediate Income Trust
PIM
+$1.96M

Sector Composition

Rank Sector Weight
1 Materials 6.26%
2 Real Estate 4.88%
3 Communication Services 4.16%
4 Financials 2.87%
5 Utilities 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COLE
26
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
$3.29M 1.03%
+234,461
New +$3.2M
NEM icon
27
Newmont
NEM
$119B
$3.12M 0.98%
+135,385
New +$3.48M
CDE icon
28
Coeur Mining
CDE
$17.9B
$3.07M 0.96%
+282,745
New +$3.19M
NID
29
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$3M 0.94%
+260,778
New +$2.93M
GDO
30
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$2.62M 0.82%
144,799
+8,732
+6% +$156K
FOF icon
31
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
$2.6M 0.82%
+206,690
New +$2.57M
VBF icon
32
Invesco Bond Fund
VBF
$169M
$2.57M 0.81%
145,027
-23,595
-14% -$419K
FDI
33
DELISTED
FORT DEARBORN INCOME SECS
FDI
$2.45M 0.77%
177,511
-14,916
-8% -$210K
WIA
34
Western Asset Inflation-Linked Income Fund
WIA
$186M
$2.43M 0.76%
213,113
+80,185
+60% +$924K
DLR icon
35
Digital Realty Trust
DLR
$71.7B
$2.43M 0.76%
+49,400
New +$2.45M
CSI
36
DELISTED
Cutwater Select Income Fund
CSI
$2.4M 0.75%
131,127
-51,843
-28% -$928K
MUI
37
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$2.27M 0.71%
+163,304
New +$2.23M
IQI icon
38
Invesco Quality Municipal Securities
IQI
$534M
$2.2M 0.69%
+198,212
New +$2.22M
PMO
39
Franklin Municipal Opportunities Trust
PMO
$285M
$2.15M 0.67%
+199,900
New +$2.16M
BTT icon
40
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$2.11M 0.66%
+123,000
New +$2.13M
TURN
41
DELISTED
180 Degree Capital
TURN
$1.98M 0.62%
+221,271
New +$2.04M
UTF icon
42
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$1.96M 0.62%
95,200
-983
-1% -$19.8K
BWG
43
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$1.95M 0.61%
115,682
-59,681
-34% -$1M
DOVR
44
DELISTED
DOVER SADDLERY INC
DOVR
$1.95M 0.61%
363,600
-3,200
-0.9% -$15.8K
JRI icon
45
Nuveen Real Asset Income & Growth Fund
JRI
$352M
$1.89M 0.59%
+113,085
New +$2.04M
EOT
46
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$1.86M 0.58%
+100,796
New +$1.86M
ETX
47
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$1.86M 0.58%
+127,000
New +$1.82M
JGG
48
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$1.81M 0.57%
159,323
+2,000
+1% +$23.2K
BNA
49
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
$1.79M 0.56%
184,289
-3,124
-2% -$30.6K
VGM icon
50
Invesco Trust Investment Grade Municipals
VGM
$564M
$1.74M 0.55%
+143,000
New +$1.73M
1
2
3 4 5

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LA
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CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CPIM
Columbia Partners Investment Management Alexandria, Virginia $257M AUM 8.17% 1-Year Est. Return
REFI
Requisite Energy Fund I Dallas, Texas $256M AUM
VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q4 2013 Portfolio in Review

As of Q4 2013, Financial & Investment Management Group held 125 positions worth $318M, up 22% from $261M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Financial & Investment Management Group deployed $50.5M of net new capital in Q4 2013, opening 39 new positions and adding to 34 existing holdings. Its largest new stake was Brookfield Property Partners L.P. Limited Partnership Units: 261,454 shares worth $5.21M.

By sector, the portfolio is most concentrated in Materials at 6.3% of assets, up from 6.1% a quarter earlier, followed by Real Estate and Communication Services.

On the sell side, the largest reduction was AllianceBernstein Income Fund Inc, an estimated $12.4M trimmed.

  • Financial & Investment Management Group's largest Q4 2013 buy was Brookfield Property Partners L.P. Limited Partnership Units: 261,454 shares worth $5.21M.
  • Financial & Investment Management Group added most to BLACKROCK REAL ASSET EQUITY TRUST in Q4 2013, an estimated $10.4M increase.
  • Financial & Investment Management Group's biggest Q4 2013 reduction was AllianceBernstein Income Fund Inc, cutting an estimated $12.4M.
  • Financial & Investment Management Group fully exited Rio Tinto in Q4 2013, selling an estimated $4.93M.
  • Financial & Investment Management Group's ten largest holdings make up 45% of its $318M portfolio in Q4 2013.
  • Financial & Investment Management Group opened 39 new positions and closed 6 in Q4 2013.
  • Financial & Investment Management Group's portfolio value rose 22% quarter-over-quarter to $318M.

Based on Financial & Investment Management Group's 13F filing for Q4 2013, filed 21 Jan 2014.