We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+0.98%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$573M
AUM Growth
+$573M
Cap. Flow
+$4.89M
Cap. Flow %
0.85%
Top 10 Hldgs %
26.12%
Holding
450
New
56
Increased
121
Reduced
172
Closed
56

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.95M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.9M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.73M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.51M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$1.37M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.57M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.69M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.18M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.15M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 8.57%
2 Consumer Discretionary 4.74%
3 Financials 3.92%
4 Energy 3.74%
5 Industrials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJS icon
201
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$499K 0.09%
+6,648
New +$489K
IEFA icon
202
iShares Core MSCI EAFE ETF
IEFA
$190B
$495K 0.09%
8,101
– –
BMY icon
203
Bristol-Myers Squibb
BMY
$133B
$494K 0.09%
9,741
+2,795
+40% +$131K
XYZ
204
Block Inc
XYZ
$48.4B
$486K 0.08%
7,846
-3,635
-32% -$247K
XLP icon
205
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$485K 0.08%
7,891
-111
-1% -$6.67K
GILD icon
206
Gilead Sciences
GILD
$162B
$482K 0.08%
7,605
+105
+1% +$6.86K
ITW icon
207
Illinois Tool Works
ITW
$82.6B
$474K 0.08%
3,028
-67
-2% -$10.2K
BIV icon
208
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$468K 0.08%
5,323
-1,116
-17% -$97.5K
PHO icon
209
Invesco Water Resources ETF
PHO
$2.01B
$468K 0.08%
12,776
+510
+4% +$18.4K
DHC
210
Diversified Healthcare Trust
DHC
$2.15B
$466K 0.08%
50,305
-272
-0.5% -$2.35K
GBIL icon
211
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$463K 0.08%
4,608
+2,596
+129% +$260K
I
212
DELISTED
INTELSAT S. A.
I
$463K 0.08%
20,300
+100
+0.5% +$2.11K
AMT icon
213
American Tower
AMT
$80.8B
$459K 0.08%
2,075
+75
+4% +$16.4K
ETN icon
214
Eaton
ETN
$161B
$451K 0.08%
5,422
+139
+3% +$11.3K
CMCSA icon
215
Comcast
CMCSA
$85B
$449K 0.08%
9,941
+2,596
+35% +$115K
EEM icon
216
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$443K 0.08%
10,829
– –
NXC
217
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$440K 0.08%
28,000
– –
FDX icon
218
FedEx
FDX
$72.7B
$439K 0.08%
3,017
-230
-7% -$37.1K
POCT icon
219
Innovator US Equity Power Buffer ETF October
POCT
$963M
$439K 0.08%
17,642
+200
+1% +$5.01K
RAVI icon
220
FlexShares Ultra-Short Income Fund
RAVI
$1.48B
$437K 0.08%
5,765
+2,590
+82% +$196K
PANW icon
221
Palo Alto Networks
PANW
$270B
$434K 0.08%
12,786
-4,260
-25% -$151K
LHX icon
222
L3Harris
LHX
$51.6B
$433K 0.08%
+2,076
New +$425K
NOC icon
223
Northrop Grumman
NOC
$77.1B
$428K 0.07%
1,142
+113
+11% +$40K
WM icon
224
Waste Management
WM
$90.6B
$426K 0.07%
3,703
-913
-20% -$107K
NMFC icon
225
New Mountain Finance
NMFC
$651M
$420K 0.07%
30,786
– –
7 8
9
10 11

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Management held 450 positions worth $573M, up 87,981% from $651K the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management's Q3 2019 filing shows 56 new, 121 increased, 172 reduced and 56 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M. The largest sale was Invesco QQQ Trust, an estimated $4.57M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • B. Riley Wealth Management's largest Q3 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M.
  • B. Riley Wealth Management added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $2.95M increase.
  • B. Riley Wealth Management's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $4.57M.
  • B. Riley Wealth Management fully exited Broadmark Realty Capital Inc. Common Stock in Q3 2019, selling an estimated $1.49K.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $573M portfolio in Q3 2019.
  • B. Riley Wealth Management opened 56 new positions and closed 56 in Q3 2019.
  • B. Riley Wealth Management's portfolio value rose 87,981% quarter-over-quarter to $573M.

Based on B. Riley Wealth Management's 13F filing for Q3 2019, filed 15 Nov 2019.