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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
176
Ares Capital
ARCC
$13.5B
– –
-2,195
Closed -$36K
ARLP icon
177
Alliance Resource Partners
ARLP
$3.34B
– –
-525
Closed -$13K
ARR
178
Armour Residential REIT
ARR
$2.33B
– –
-225
Closed -$25K
EFOR
179
Everforth Inc
EFOR
$1.17B
– –
-500
Closed -$19K
ASRT
180
DELISTED
Assertio
ASRT
– –
-3
Closed -$4K
ATHM icon
181
Autohome
ATHM
$2.67B
– –
-900
Closed -$45K
ATRA icon
182
Atara Biotherapeutics
ATRA
$75.5M
– –
-40
Closed -$52K
AVDL
183
DELISTED
Avadel Pharmaceuticals
AVDL
– –
-350
Closed -$7K
AVGO icon
184
Broadcom
AVGO
$1.85T
– –
-4,510
Closed -$59K
AVNS
185
DELISTED
Avanos Medical
AVNS
– –
-13
Closed –
AWF
186
AllianceBernstein Global High Income Fund
AWF
$870M
– –
-1,446
Closed -$17K
AWP
187
abrdn Global Premier Properties Fund
AWP
$372M
– –
-348
Closed -$6K
AXDX
188
DELISTED
Accelerate Diagnostics
AXDX
– –
-47
Closed -$12K
AXP icon
189
American Express
AXP
$227B
– –
-233
Closed -$18K
BAC.PRL icon
190
Bank of America Series L
BAC.PRL
$3.97B
– –
-20
Closed -$22K
BALL icon
191
Ball Corp
BALL
$17.3B
– –
-400
Closed -$14K
BAX icon
192
Baxter International
BAX
$13.5B
– –
-643
Closed -$24K
BBDC icon
193
Barings BDC
BBDC
$864M
– –
-400
Closed -$9K
BBWI icon
194
Bath & Body Works
BBWI
$4.06B
– –
-204
Closed -$14K
BBY icon
195
Best Buy
BBY
$18.2B
– –
-400
Closed -$13K
BCE icon
196
BCE
BCE
$20.2B
– –
-1,549
Closed -$65K
BCS icon
197
Barclays
BCS
$92.7B
– –
-1,071
Closed -$16K
BDJ icon
198
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
– –
-5,100
Closed -$40K
BDX icon
199
Becton Dickinson
BDX
$45.6B
– –
-400
Closed -$55K
BGC icon
200
BGC Group
BGC
$5.52B
– –
-5,598
Closed -$31K
6 7
8
9 10

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.