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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADM icon
151
Archer Daniels Midland
ADM
$38.9B
– –
-531
Closed -$25K
ADP icon
152
Automatic Data Processing
ADP
$105B
– –
-680
Closed -$54K
AEE icon
153
Ameren
AEE
$30.1B
– –
-55
Closed -$2K
AFL icon
154
Aflac
AFL
$64.8B
– –
-160
Closed -$4K
AGG icon
155
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-417
Closed -$45K
AGNC icon
156
AGNC Investment
AGNC
$12.7B
– –
-500
Closed -$9K
AHRT
157
AH Realty Trust
AHRT
$536M
– –
-7,200
Closed -$71K
AIRI icon
158
Air Industries Group
AIRI
$13.3M
– –
-100
Closed -$10K
AKAM icon
159
Akamai
AKAM
$16.5B
– –
-50
Closed -$3K
ALK icon
160
Alaska Air
ALK
$5.27B
– –
-746
Closed -$48K
ALKS icon
161
Alkermes
ALKS
$8.39B
– –
-500
Closed -$32K
ALL icon
162
Allstate
ALL
$68.3B
– –
-500
Closed -$32K
AMAT icon
163
Applied Materials
AMAT
$398B
– –
-2,485
Closed -$47K
AMGN icon
164
Amgen
AMGN
$209B
– –
-182
Closed -$27K
AMP icon
165
Ameriprise Financial
AMP
$48.1B
– –
-386
Closed -$48K
AMSC icon
166
American Superconductor
AMSC
$1.43B
– –
-370
Closed -$1K
AMT icon
167
American Tower
AMT
$81.3B
– –
-145
Closed -$13K
AMX icon
168
America Movil
AMX
$76B
– –
-372
Closed -$7K
AMZN icon
169
Amazon
AMZN
$2.53T
– –
-10,600
Closed -$230K
ANET icon
170
Arista Networks
ANET
$215B
– –
-40,000
Closed -$204K
AOD
171
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
– –
-4,065
Closed -$35K
APA icon
172
APA Corp
APA
$12.8B
– –
-1,400
Closed -$80K
APD icon
173
Air Products & Chemicals
APD
$66.8B
– –
-68
Closed -$8K
APO icon
174
Apollo Global Management
APO
$69.3B
– –
-3,740
Closed -$82K
APOG icon
175
Apogee Enterprises
APOG
$832M
– –
-75
Closed -$3K
5 6
7
8 9

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EL
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PGF
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SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.