BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
This Quarter Return
-7.42%
1 Year Return
+3.47%
3 Year Return
+49.6%
5 Year Return
–
10 Year Return
–
AUM
$70.5M
AUM Growth
+$70.5M
Cap. Flow
-$48.1M
Cap. Flow %
-68.19%
Top 10 Hldgs %
25.26%
Holding
1,062
New
7
Increased
49
Reduced
78
Closed
912

Top Buys

1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$939K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$865K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
$759K
4
VOX icon
Vanguard Communication Services ETF
VOX
$730K
5
SHOP icon
Shopify
SHOP
$721K

Top Sells

1
SH icon
ProShares Short S&P500
SH
$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
$1.52M
4
AAPL icon
Apple
AAPL
$940K
5
SBUX icon
Starbucks
SBUX
$753K

Sector Composition

1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BAL
151
DELISTED
iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038
BAL
– –
-200
Closed -$9K
CB
152
DELISTED
CHUBB CORPORATION
CB
– –
-134
Closed -$12K
PKO
153
DELISTED
Pimco Income Opportunity Fund
PKO
– –
-508
Closed -$12K
DO
154
DELISTED
Diamond Offshore Drilling
DO
– –
-879
Closed -$22K
MHR
155
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
– –
-14,750
Closed -$27K
CVVT
156
DELISTED
CHINA VALVES TECHNOLOGY INC NEW COM STK (NV)
CVVT
– –
-2,550
Closed –
QIHU
157
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
– –
-1,113
Closed -$75K
NMO
158
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
– –
-300
Closed -$3K
NPF
159
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
– –
-1,089
Closed -$14K
PLCM
160
DELISTED
POLYCOM INC
PLCM
– –
-200
Closed -$2K
SCTY
161
DELISTED
SolarCity Corporation
SCTY
– –
-355
Closed -$19K
VNR
162
DELISTED
Vanguard Natural Resources, LLC
VNR
– –
-3,546
Closed -$52K
WWAV
163
DELISTED
The WhiteWave Foods Company
WWAV
– –
-1,050
Closed -$51K
MEMP
164
DELISTED
Memorial Production Partners LP Common Units
MEMP
– –
-19,550
Closed -$290K
KMI.WS
165
DELISTED
Kinder Morgan Inc
KMI.WS
– –
-179,204
Closed -$483K
WNR
166
DELISTED
Western Refining Inc
WNR
– –
-100
Closed -$4K
SSN
167
DELISTED
Samson Oil & Gas Limited
SSN
– –
-300
Closed –
SGY
168
DELISTED
Stone Energy
SGY
– –
-97
Closed -$1K
REN
169
DELISTED
Resolute Energy Corporaton
REN
– –
-13,900
Closed -$13K
IMDZ
170
DELISTED
Immune Design Corp.
IMDZ
– –
-312
Closed -$6K
GG
171
DELISTED
Goldcorp Inc
GG
– –
-306
Closed -$4K
SDR
172
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
– –
-180
Closed –
FTR
173
DELISTED
Frontier Communications Corp.
FTR
– –
-6,128
Closed -$30K
UN
174
DELISTED
Unilever NV New York Registry Shares
UN
– –
-2,162
Closed -$90K
BBL
175
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
– –
-300
Closed -$11K
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7
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