BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
This Quarter Return
+4.28%
1 Year Return
+3.47%
3 Year Return
+49.6%
5 Year Return
–
10 Year Return
–
AUM
$856M
AUM Growth
+$856M
Cap. Flow
+$70.4M
Cap. Flow %
8.23%
Top 10 Hldgs %
24.44%
Holding
504
New
119
Increased
139
Reduced
146
Closed
72

Top Buys

1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$16.2M
2
VZ icon
Verizon
VZ
$11.1M
3
V icon
Visa
V
$9.98M
4
GLD icon
SPDR Gold Trust
GLD
$8.92M
5
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
$7.33M

Top Sells

1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
$14.6M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$9.32M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$7.11M
4
EWX icon
SPDR S&P Emerging Markets Small Cap ETF
EWX
$6.61M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$6.33M

Sector Composition

1 Technology 11.75%
2 Healthcare 8.44%
3 Consumer Discretionary 8.29%
4 Communication Services 6.88%
5 Real Estate 5.95%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XLI icon
126
Industrial Select Sector SPDR Fund
XLI
$23B
$1.37M 0.16%
13,911
-8,124
-37% -$800K
CVX icon
127
Chevron
CVX
$318B
$1.37M 0.16%
13,048
– –
AMLP icon
128
Alerian MLP ETF
AMLP
$10.6B
$1.35M 0.16%
44,392
-6,029
-12% -$184K
TOTL icon
129
SPDR DoubleLine Total Return Tactical ETF
TOTL
$3.85B
$1.34M 0.16%
27,746
-2,497
-8% -$120K
ETSY icon
130
Etsy
ETSY
$5.15B
$1.33M 0.16%
6,611
+199
+3% +$40.1K
CSQ icon
131
Calamos Strategic Total Return Fund
CSQ
$2.97B
$1.32M 0.15%
76,467
+27,408
+56% +$472K
FAAR icon
132
First Trust Alternative Absolute Return Strategy ETF
FAAR
$109M
$1.31M 0.15%
45,286
+4,385
+11% +$127K
BCE icon
133
BCE
BCE
$22.9B
$1.31M 0.15%
28,913
-4,463
-13% -$201K
FIXD icon
134
First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.34B
$1.3M 0.15%
24,640
+1,758
+8% +$92.9K
FSLY icon
135
Fastly
FSLY
$1.08B
$1.3M 0.15%
19,340
+1,748
+10% +$118K
ABT icon
136
Abbott
ABT
$230B
$1.3M 0.15%
10,829
-44
-0.4% -$5.27K
QCLN icon
137
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$444M
$1.29M 0.15%
18,757
+1,592
+9% +$109K
XLF icon
138
Financial Select Sector SPDR Fund
XLF
$53.6B
$1.26M 0.15%
36,918
+1,485
+4% +$50.6K
GPN icon
139
Global Payments
GPN
$21B
$1.23M 0.14%
6,108
-537
-8% -$108K
VHT icon
140
Vanguard Health Care ETF
VHT
$15.5B
$1.21M 0.14%
5,278
-394
-7% -$90.1K
DAUG icon
141
FT Vest US Equity Deep Buffer ETF August
DAUG
$329M
$1.19M 0.14%
35,097
-3,343
-9% -$113K
PFF icon
142
iShares Preferred and Income Securities ETF
PFF
$14.4B
$1.17M 0.14%
30,528
-4,550
-13% -$175K
BFK icon
143
BlackRock Municipal Income Trust
BFK
$424M
$1.17M 0.14%
78,020
-1,050
-1% -$15.7K
AAXJ icon
144
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$2.86B
$1.16M 0.14%
+12,469
New +$1.16M
DOV icon
145
Dover
DOV
$24B
$1.14M 0.13%
8,305
– –
PLTR icon
146
Palantir
PLTR
$367B
$1.13M 0.13%
48,619
-5,555
-10% -$129K
FIV
147
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$1.13M 0.13%
119,757
-522
-0.4% -$4.91K
FXL icon
148
First Trust Technology AlphaDEX Fund
FXL
$1.34B
$1.08M 0.13%
9,485
-2,073
-18% -$236K
NLY icon
149
Annaly Capital Management
NLY
$13.8B
$1.07M 0.12%
123,953
+41,547
+50% +$357K
BTX
150
BlackRock Technology and Private Equity Term Trust
BTX
$818M
$1.03M 0.12%
+50,500
New +$1.03M
4 5
6
7 8