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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+4.28%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$856M
AUM Growth
+$80.9M
Cap. Flow
+$93.9M
Cap. Flow %
10.97%
Top 10 Hldgs %
24.44%
Holding
504
New
119
Increased
139
Reduced
146
Closed
72

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$22.9M
2
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$16.1M
3
VZ icon
Verizon
VZ
+$13.3M
4
V icon
Visa
V
+$9.92M
5
GLD icon
SPDR Gold Trust
GLD
+$9.37M

Top Sells

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$14.6M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$9.32M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.14M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$6.45M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$6.33M

Sector Composition

Rank Sector Weight
1 Technology 11.75%
2 Healthcare 8.43%
3 Consumer Discretionary 8.29%
4 Communication Services 6.88%
5 Real Estate 5.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
126
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
$1.37M 0.16%
13,911
-8,124
-37% -$744K
CVX icon
127
Chevron
CVX
$371B
$1.37M 0.16%
13,048
– –
AMLP icon
128
Alerian MLP ETF
AMLP
$12.9B
$1.35M 0.16%
44,392
-6,029
-12% -$176K
TOTL icon
129
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.02B
$1.34M 0.16%
27,746
-2,497
-8% -$122K
ETSY icon
130
Etsy
ETSY
$7.81B
$1.33M 0.16%
6,611
+199
+3% +$41.7K
CSQ icon
131
Calamos Strategic Total Return Fund
CSQ
$3.33B
$1.32M 0.15%
76,467
+27,408
+56% +$450K
FAAR icon
132
First Trust Alternative Absolute Return Strategy ETF
FAAR
$190M
$1.31M 0.15%
45,286
+4,385
+11% +$124K
BCE icon
133
BCE
BCE
$21.2B
$1.3M 0.15%
28,913
-4,463
-13% -$197K
FIXD icon
134
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$1.3M 0.15%
24,640
+1,758
+8% +$94.6K
FSLY icon
135
Fastly Inc
FSLY
$3.55B
$1.3M 0.15%
19,340
+1,748
+10% +$150K
ABT icon
136
Abbott
ABT
$187B
$1.3M 0.15%
10,829
-44
-0.4% -$5.21K
QCLN icon
137
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$619M
$1.29M 0.15%
18,757
+1,592
+9% +$122K
XLF icon
138
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$1.26M 0.15%
36,918
+1,485
+4% +$47.7K
GPN icon
139
Global Payments
GPN
$24B
$1.23M 0.14%
6,108
-537
-8% -$107K
VHT icon
140
Vanguard Health Care ETF
VHT
$18.4B
$1.21M 0.14%
5,278
-394
-7% -$90.4K
DAUG icon
141
FT Vest US Equity Deep Buffer ETF August
DAUG
$374M
$1.19M 0.14%
35,097
-3,343
-9% -$111K
PFF icon
142
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.17M 0.14%
30,528
-4,550
-13% -$173K
BFK
143
DELISTED
BlackRock Municipal Income Trust
BFK
$1.17M 0.14%
78,020
-1,050
-1% -$15.7K
AAXJ icon
144
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.74B
$1.16M 0.14%
+12,469
New +$1.2M
DOV icon
145
Dover
DOV
$28.4B
$1.14M 0.13%
8,305
– –
PLTR icon
146
Palantir
PLTR
$375B
$1.13M 0.13%
48,619
-5,555
-10% -$152K
FIV
147
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$1.13M 0.13%
119,757
-522
-0.4% -$4.83K
FXL icon
148
First Trust Technology AlphaDEX Fund
FXL
$2.72B
$1.08M 0.13%
9,485
-2,073
-18% -$239K
NLY icon
149
Annaly Capital Management
NLY
$17.1B
$1.07M 0.12%
30,988
+10,386
+50% +$352K
BTX
150
BlackRock Technology and Private Equity Term Trust
BTX
$982M
$1.02M 0.12%
+50,500
New +$1.02M
4 5
6
7 8

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, B. Riley Wealth Management held 504 positions worth $856M, up 10% from $775M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

B. Riley Wealth Management deployed $93.9M of net new capital in Q1 2021, opening 119 new positions and adding to 139 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 732,195 shares worth $16.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Short-Term Treasury ETF, an estimated $14.6M trimmed.

  • B. Riley Wealth Management's largest Q1 2021 buy was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 732,195 shares worth $16.2M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q1 2021, an estimated $22.9M increase.
  • B. Riley Wealth Management's biggest Q1 2021 reduction was Vanguard Short-Term Treasury ETF, cutting an estimated $14.6M.
  • B. Riley Wealth Management fully exited PIMCO Enhanced Low Duration Active Exchange-Traded Fund in Q1 2021, selling an estimated $9.32M.
  • B. Riley Wealth Management's ten largest holdings make up 24% of its $856M portfolio in Q1 2021.
  • B. Riley Wealth Management opened 119 new positions and closed 72 in Q1 2021.
  • B. Riley Wealth Management's portfolio value rose 10% quarter-over-quarter to $856M.

Based on B. Riley Wealth Management's 13F filing for Q1 2021, filed 17 May 2021.