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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TA
1176
DELISTED
TravelCenters of America LLC
TA
– –
0
– –
RBCN
1177
DELISTED
Rubicon Technology, Inc.
RBCN
$0 ﹤0.01%
4
– –
DRE
1178
DELISTED
Duke Realty Corp.
DRE
$0 ﹤0.01%
41
+1
+3% +$17
KRA
1179
DELISTED
Kraton Corporation
KRA
$0 ﹤0.01%
31
– –
GSS
1180
DELISTED
Golden Star Resources Ltd.
GSS
$0 ﹤0.01%
200
– –
GMLP
1181
DELISTED
Golar LNG Partners LP
GMLP
– –
-333
Closed -$10K
ANH
1182
DELISTED
Anworth Mortgage Asset Corporation
ANH
– –
-1,000
Closed -$5K
TCP
1183
DELISTED
TC Pipelines LP
TCP
– –
-215
Closed -$10K
EV
1184
DELISTED
Eaton Vance Corp.
EV
– –
-39
Closed -$1.44K
S
1185
DELISTED
Sprint Corporation
S
$0 ﹤0.01%
78
– –
FRN
1186
DELISTED
Invesco Frontier Markets ETF
FRN
– –
-300
Closed -$5K
TOO
1187
DELISTED
Teekay Offshore Partners L.P.
TOO
– –
-300
Closed -$10K
AVP
1188
DELISTED
Avon Products, Inc.
AVP
– –
-40
Closed -$577
GWR
1189
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-30
Closed -$3K
BPL
1190
DELISTED
Buckeye Partners, L.P.
BPL
– –
-138
Closed -$10K
APU
1191
DELISTED
AmeriGas Partners, L.P.
APU
– –
-500
Closed -$21K
DATA
1192
DELISTED
Tableau Software, Inc.
DATA
– –
-1,000
Closed -$76K
GM.WS.B
1193
DELISTED
General Motors Company
GM.WS.B
$0 ﹤0.01%
4
– –
EPE
1194
DELISTED
EP Energy Corporation
EPE
– –
-2,400
Closed -$47K
P
1195
DELISTED
Pandora Media Inc
P
– –
-100
Closed -$3K
ETP
1196
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-238
Closed -$11K
NDRO
1197
DELISTED
Enduro Royalty Trust
NDRO
– –
-1,591
Closed -$20K
HDNG
1198
DELISTED
Hardinge Inc
HDNG
$0 ﹤0.01%
50
– –
AGU
1199
DELISTED
Agrium
AGU
$0 ﹤0.01%
6
– –
CAB
1200
DELISTED
Cabela's Inc
CAB
– –
-100
Closed -$7K
46 47
48
49 50

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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.